New Issue definition
New Issue means any initial public offering of an equity security as defined in Section 3(a)(11) of the Exchange Act, made pursuant to a registration statement or offering circular. New issue shall not include:
New Issue means an offering of securities registered under the Securities Act, the issuer of which, immediately before the registration, was not required to file reports under Sections 13 or 15(d) of the Exchange Act.
New Issue. Bloomberg filed with the Commission on January 8, 2018 pursuant to Rule 497(a) (as a Rule 482ad).
Examples of New Issue in a sentence
To the extent that any Security Holder actually declines or is deemed to decline such Pre-Emption Notice, the issuer(s) in such proposed New Issue shall issue the New Securities of such Security Holder to the Lead Investor (an “Accelerated Issue”) and, subject to Clause 10.3, any rights of pre-emption for other relevant Security Holders in respect of the Accelerated Issue (the “Affected Security Holders”) shall be automatically waived.
More Definitions of New Issue
New Issue. Bloomberg filed with the Commission on January 14, 2020 pursuant to Rule 497(a) (as a Rule 482ad).
New Issue is any equity securities of an initial public offering as described in the NASD Rule, or otherwise as such term may be interpreted from time to time under the then current rules of the NASD.
New Issue means an equity Security owned by the ICAV that was purchased in a “new issue”, as defined in Financial Industry Regulatory Authority (FINRA) Rule 5130 or any offering regulated by any subsequent similar or successor statute or regulation governing the purchase or sale of Securities by brokers and dealers.
New Issue. B▇▇▇▇▇▇▇▇ filed with the Commission on January 16, 2024 pursuant to Rule 497(a) (as a Rule 482ad).
New Issue has the meaning assigned to such term in Section 3.5(a) hereof.
New Issue has the meaning set forth in Section 3.5(a) hereof.
New Issue or "hot issue" eligibility and periodic preparation of reports regarding the same (if applicable); o Preparation of tender offer documentation and filings; o Review of the Funds' offering documentation and material contracts to identify and address any potential problems; o Preparation of weekly reports summarizing status and terms of all material contracts; o Underlying manager due diligence checks and preparation of due diligence research reports; o Attending periodic on-site meetings with Fund Management to discuss status of operational and compliance issues; o Preparation and implementation of standardized solicitation contracts (if any); o Preparation and implementation of standardized compliance manuals and internal policy guidelines; o Review and consultation with respect to investor correspondence and performance reports; o Review and consultation with respect to determining whether any regulatory filings are required;