NASAA definition

NASAA means the North American Securities Administrators Association, Inc.

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NASAA means the North American Securities Administrators Association or a committee designated by its Board of Directors.

NASAA means the North American Securities Administrators Association, Inc. NASAA Net Income means for any period, the total revenues applicable to such period, less the total expenses applicable to such period excluding additions to reserves for depreciation, bad debts or other similar non- cash reserves; provided, however, NASAA Net Income for purposes of calculating total allowable Operating Expenses shall exclude the gain or loss from the sale of the Company's Assets.

Examples of NASAA in a sentence

• The RIA shall maintain all Records in accordance with applicable recordkeeping obligations under state and federal securities laws, rules and regulations, all applicable state laws, rules and regulations and all guidance issued by NASAA.

• If the RIA intends to use electronic delivery to distribute the Prospectus or other documents related to the Offering to any person, the RIA agrees that it shall comply with all applicable rules, regulations and/or guidance relating to the electronic delivery of documents issued by the SEC, FINRA and state securities administrators and any other laws or regulations related to the electronic delivery of prospectuses, including without limitation the NASAA E-Signature and E-Delivery Guidelines.

• The RIA or its designee shall maintain a copy (the “Record”) of each Electronic Signature used to execute a transaction and/or request for the life of the account and for the time period required by applicable Electronic Signature Law, the NASAA Guidelines, and state and federal laws, rules and regulations after the account is closed.

More Definitions of NASAA

NASAA means the North American Securities Administrators Association. "NASD" means the National Association of Securities Dealers, Inc.

NASAA means the North American Securities Administrators Association, Inc., or any successor organization.

NASAA means the North American Securities Admin- istrators Association Inc.;

NASAA means the North American Securities Administrators Association, Inc., or any successor organization. 14.16.“NASD” means the National Association of Securities Dealers, Inc., or any successor or subsidiary organization.‌

NASAA means the term as defined in R 451.1.1 or a committee designated by the association’s board of directors.

NASAA means the North American securities administrators association, www.nasaa.org. whose membership is comprised of securities administrators in the 50 states, the District of Columbia, the U.S. Virgin Islands, Puerto Rico, Canada, and Mexico, and whose activities include among others development of model rules and uniform forms for use by state regulatory agencies.

NASAA means the North American Securities Administrators Association or a