MFDA definition

MFDA means the Mutual Fund Dealers Association of Canada;
MFDA means the Mutual Fund Dealers Association of Canada, a predecessor corporation to the Corporation.
MFDA means the Mutual Fund Dealers Association of Canada; “Ontario percentage” means, for a fiscal year of a person or company

Examples of MFDA in a sentence

  • This settlement is agreed upon in accordance with section 24.4 of MFDA By-law No. 1 and Rules 14 and 15 of the MFDA Rules of Procedure.

  • NOTICE is further given that the Hearing Panel may accept as having been proven any facts alleged or conclusions drawn by the MFDA in the Notice of Hearing that are not specifically denied in the Reply.

  • The Respondent has not previously been the subject of MFDA disciplinary proceedings.

  • Acceptance of this Settlement Agreement shall be sought at a hearing of the Central Regional Council of the MFDA on a date agreed to by counsel for Staff and the Respondent.

  • MFDA Settlement Hearings are typically held in the absence of the public pursuant to section 20.5 of MFDA By-law No. 1 and Rule 15.2(2) of the MFDA Rules of Procedure.


More Definitions of MFDA

MFDA means the Mutual Fund Dealers Association;
MFDA means the Mutual Fund Dealers’ Association of Canada; (ACCFM) “MI 11-102” means Multilateral Instrument 11-102 Passport System; (NM 11-102)
MFDA means the Mutual Fund Dealers Association of Canada; “permitted client” means
MFDA means the Mutual Fund Dealers Association. “MRRS” means the Mutual Reliance and Review System. “NRD” means the National Registration Database.
MFDA means the Mutual Fund Dealers Association of Canada, a self-regulatory organization for mutual fund dealers2 recognized by the Commission under section 21.1 of the Act.
MFDA means the Mutual Fund Dealers Association of Canada. • “CFIS” means Co-operators Financial Investment Services Inc. • “CAM” means Credential Asset Management Inc. • “Aviso” means Aviso Wealth Inc., parent company of CAM. • “CWT” means Canadian Western Trust. • “I”, “me”, “mine” and “my” refer to the applicant (and any co-applicant if applicable) applying to open the Account or the Account holder who has signed the Application, as the case may be. • “you”, “your” and “yours” mean CFIS. • “Representative” refers to the Mutual Fund Investment Specialist registered with CFIS and assigned to provide services to you in connection with your Account. The above definitions apply to this document except where otherwise indicated (including but not limited to Section 7 and Section 9). 1.2 HEADINGS The headings used in this Agreement are inserted for convenience and reference only and do not define, limit, or otherwise affect the meaning of any provisions contained in this Agreement. 1.3
MFDA means the Mutual Fund Dealers Association of Canada, a predecessor corporation to the Corporation. “National Council” means the national council created in accordance with ARTICLE 10.