Legend Removal Date definition

Legend Removal Date shall have the meaning ascribed to such term in Section 4.1(c).

Legend Removal Date shall have the meaning ascribed to such term in Section 6.1(c).

Legend Removal Date has the meaning set forth in Section 9 of this Warrant.

Examples of Legend Removal Date in a sentence

• Not later than three Trading Days after each Conversion Date (the “Share Delivery Date”), the Company shall deliver, or cause to be delivered, to the Holder a certificate or certificates representing the Conversion Shares which, on or after the Legend Removal Date, shall be free of restrictive legends and trading restrictions (other than those which may then be required by the Purchase Agreement) representing the number of Conversion Shares being acquired upon the conversion of this Note.

• The Company shall cause its counsel to issue a legal opinion to the transfer agent of the Company (“Transfer Agent”) or the Shareholder promptly after the Legend Removal Date if required by the Transfer Agent to effect the removal of the legend hereunder, or if requested by Shareholder, respectively.

• The Company agrees that following the Legend Removal Date it will, no later than the Standard Settlement Period Delivery Date (as defined below) following the delivery by the Shareholder to the Company or the Transfer Agent of a certificate in book-entry form representing Common Shares issued with a restrictive legend deliver or cause to be delivered to the Shareholder a certificate in book-entry form representing such shares that is free from all restrictive and other legends.

• The foregoing shall be without prejudice to any other rights and recourses of any Investor in connection with the failure of the Company to cause the prompt delivery to the Investor of unlegended certificates upon a written request therefor beginning on the Legend Removal Date.

• Subsequent annual reports reported on the share of client execution, but it was not until the GHK evaluation in 2011 that an analysis of the links between client execution and ownership was made.

More Definitions of Legend Removal Date

Legend Removal Date has the meaning set forth in Section 7.2.

Legend Removal Date means, following the Delegend Date, the date which is no more than two (2) Trading Days following the delivery by the Holder to the Company or the Transfer Agent of a certificate representing the Warrant Shares having a restrictive legend.

Legend Removal Date means the third Trading Day, or such other Trading Day as may be set forth in the Securities Purchase Agreement, following the date on which a Purchaser delivers to the Company a legended certificate or instrument evidencing any of the Securities or Underlying Shares with a request that such legend be removed, provided that such delivery is made during a Legend Removal Period with respect to such securities and such Purchaser is not an Affiliate of the Company.

Legend Removal Date has the meaning set forth in Section 10.3.

Legend Removal Date has the meaning specified in Section 10.09.

Legend Removal Date has the meaning ascribed to such term in Section 3.1(c).

Legend Removal Date shall have the meaning ascribed to such term in Section 4.1(c). “Liens” means a lien, charge, pledge, security interest, encumbrance, right of first refusal, preemptive right or other restriction. “Material Adverse Effect” shall have the meaning assigned to such term in Section 3.1(b). “Material Permits” shall have the meaning ascribed to such term in Section 3.1(n). “Per Share Purchase Price” equals $2.77125, subject to adjustment for reverse and forward stock splits, stock dividends, stock combinations and other similar transactions of the Common Stock that occur after the date of this Agreement. “Person” means an individual or corporation, partnership, trust, incorporated or unincorporated association, joint venture, limited liability company, joint stock company, government (or an agency or subdivision thereof) or other entity of any kind. “Pharmaceutical Product” shall have the meaning ascribed to such term in Section 3.1(hh). “Placement Agent” means X.X. Xxxxxxxxxx & Co., LLC. 3