Knowledgeable Employee definition

Knowledgeable Employee. The meaning set forth in Rule 3c-5(a)(4) promulgated under the 1940 Act.
Knowledgeable Employee means a “knowledgeable employee” with respect to the Issuer within the meaning of Rule 3c-5 under the Investment Company Act.
Knowledgeable Employee. Any “knowledgeable employee” as defined in Rule 3c-5 under the Investment Company Act.

Examples of Knowledgeable Employee in a sentence

  • Except as otherwise indicated to the General Partner in writing, such Partner is a “Knowledgeable Employee,” as such term is defined in Rule 3c-5 under the Investment Company Act of 1940, as amended, unless such Partner has notified the Partnership in writing prior to such Partner’s admission to the Partnership as a partner that such Partner is not a Knowledgeable Employee.

  • Except as set forth in Schedule 3.23 of the JJMA Disclosure Schedules, no JJMA Knowledgeable Employee or any Related Person of any JJMA Knowledgeable Employee, presently has or within the past three (3) years has had, any interest in any Assets, used in or pertaining to JJMA’s businesses, been a party to any transaction with JJMA including any Contract, arrangement or other commitment.

  • No JJMA Knowledgeable Employee nor any Related Person of any JJMA Knowledgeable Employee, owns, or within the past three (3) years has owned, (of record or as a beneficial owner) an equity interest or any other financial or profit interest in, a Person that has had material business dealings or a material financial interest in any transaction with JJMA.

  • To the Knowledge of the Company, no officer or other Knowledgeable Employee of the Company or its sole Subsidiary is subject to any order, writ, injunction, judgment or decree that prohibits such officer or employee from engaging in or continuing any conduct, activity or practice relating to the business of the Company or its sole Subsidiary or to any material assets owned or used by the Company or its sole Subsidiary.

  • Any transfer of a Subordinated Note to an Accredited Investor who is also a Knowledgeable Employee, or to an entity owned exclusively by Accredited Investors that are Knowledgeable Employees, may be made only with the prior written authorization of the Collateral Manager (acting on behalf of the Issuer).


More Definitions of Knowledgeable Employee

Knowledgeable Employee means an investor who has satisfied the following conditions:
Knowledgeable Employee. The meaning set forth in Rule 3c-5 promulgated under the Investment Company Act.
Knowledgeable Employee. Any “knowledgeable employee” as defined in Rule 3c-5 under the Investment Company Act. “Lien”: Any grant of a security interest in, mortgage, deed of trust, pledge, hypothecation, assignment, deposit arrangement, encumbrance, lien (statutory or other), preference, priority or other security agreement or preferential arrangement of any kind or nature whatsoever, including, without limitation, any conditional sale or other title retention agreement, and any financing lease having substantially the same economic effect as any of the foregoing (including any UCC financing statement or any similar instrument filed against a Person’s assets or properties). “Limited Liability Company Agreement”: The Issuer’s limited liability company agreement, as may be amended from time to time. “Listed DebtNotes”: Each Class of DebtNotes specified as such in Section 2.3. “Loan”: Any obligation for the payment or repayment of borrowed money that is documented by a term loan agreement, revolving loan agreement or other similar credit agreement. “Loan Agent”: U.S. Bank Trust Company, National Association, as loan agent under the Class A-L Loan Agreement, and any successor thereto. “Loan Agreement”: The amended and restated class A-L-R loan agreement entered into as of the Refinancing Date by the Issuer, as borrower, the Class A-L Lenders party thereto and the Loan Agent. “Loan Register”: The register of Holders of the Class A-L LoansLenders maintained by the Loan Agent pursuant to the Class A-L Loan Agreement and provided to the Trustee. “Loan Registrar”: U.S. Bank Trust Company, National Association, as loan registrar under the Class A-L Loan Agreement, and any successor thereto. “Loan Report”: The ongoing quarterly portfolio level disclosure in the form prescribed pursuant to and in accordance with Article 7(1)(a) of the EU Securitization Regulation, Article 7(1)(a) of Chapter 2 of the PRASR and SECN 6.2.1R(1). USActive 57779863.5-49-
Knowledgeable Employee means an investor who is:-
Knowledgeable Employee means any natural person who is a Covered Person of Atlantic who in connection with his or her regular functions or duties (other than a Covered Person performing solely clerical, secretarial or administrative functions with regard to Atlantic or its investments), participates in the investment activities of Atlantic, provided that such Covered Person has been performing such functions and duties for or on behalf of Atlantic for at least 12 months.
Knowledgeable Employee means any "knowledgeable employee," as defined in Rule 3c-5 under the Investment Company Act.
Knowledgeable Employee means a "knowledgeable employee" for the purposes of Rule 3c-5 of the Investment Company Act;