Examples of Intermediaries in a sentence
To ensure compliance with the FCPA, no Berkshire company or its agents or Intermediaries may corruptly provide, promise or offer to provide anything of value to a government official for any of the following purposes: • Influencing the official;• Securing any improper advantage;• Affecting any official decision; or• Helping the Berkshire company obtain or retain business or direct business to any other person or company.
In more recent times, FNMA has sold its mortgages directly to investors through mortgage passthrough References Allen, Franklin and Douglas Gale , “Financial Markets, Intermediaries and Intertemporal Smoothing,” Journal of Political Economy, 105 (3), 523-546.
Fisch, Rethinking the Regulation of Securities Intermediaries, 158 U.
Solicitation of proxies from Non-registered Shareholders will be carried out by Intermediaries, or by the Corporation if the names and addresses of Non-registered Shareholders are provided by the Intermediaries.
The Intermediaries are required to forward the Documents to Non-registered Shareholders.