Governing Rules definition

Governing Rules the rules of the Regulators or other laws, rules, codes, guidelines, circulars and regulatory directions issued by the Regulators from time to time applicable to dealings in Securities and/or Commodities and/or Futures Contracts and/or options contracts or other instruments in respect of the Account and/or the operation of the Account "HKSCC" Hong Kong Securities Clearing Company Limited

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Governing Rules. Any arbitration proceeding will: (i) be governed by the Federal Arbitration Act (Title 9 of the United States Code), notwithstanding any conflicting choice of law provision in any of the documents between the parties; and (ii) be conducted by the American Arbitration Association (“AAA”), or such other administrator as the parties shall mutually agree upon, in accordance with the AAA’s commercial dispute resolution procedures, unless the claim or counterclaim is at least $1,000,000.00 exclusive of claimed interest, arbitration fees, and costs in which case the arbitration shall be conducted in accordance with the AAA’s optional procedures for large, complex commercial disputes (the commercial dispute resolution procedures or the optional procedures for large complex commercial disputes to be referred to herein, as applicable, as the “Rules”). If there is any inconsistency between the terms hereof and the Rules, the terms and procedures set forth herein shall control. Arbitration proceedings hereunder shall be conducted at a location mutually agreeable to the parties, or if they cannot agree, then at a location selected by the AAA in the state of South Dakota. Any party who fails or refuses to submit to arbitration following a demand by any other party shall bear all costs and expenses incurred by such other party in compelling arbitration of any Dispute. The arbitrator shall award all costs and expenses of the arbitration proceeding. Nothing contained herein shall be deemed to be a waiver by any party that is a lender of the protections afforded to it under 12 U.S.C. §91 or any similar applicable state law.

Governing Rules means the Governing Rules to govern, amplify

Examples of Governing Rules in a sentence

• All Transactions under the Account shall be effected in accordance with all Governing Rules including without limitation rules and regulations of the Stock Exchange, the SFC, the Futures Exchange, the Regulators, the Clearing House, HKSCC and the laws of Hong Kong, as may be amended from time to time.

• The amounts required by way of Margin shall not be less than, but may exceed, the amounts as may be required by the Governing Rules in respect of the Client's open position and delivery Obligations, and further Margin may be required to reflect changes in market value.

• Client shall be notified of the name of that representative and such particulars of the licence of that representative as required by the applicable laws and Governing Rules.

• All actions taken by Galaxy International Securities, the Stock Exchange, the SEOCH or the HKSCC in accordance with such Governing Rules shall be binding on the Client.

• Margin requirements may be met by a deposit of cash or Securities or any other form acceptable by Galaxy International Futures and in accordance with the Governing Rules including the rules and regulations of the Futures Exchange or the rule of other Exchanges governing the relevant markets.

More Definitions of Governing Rules

Governing Rules means the governing rules made under section 75E;

Governing Rules means the general guidelines established by the Managing Committee pursuant to Section 3(d) of this Agreement, which will be used to guide generally the activities of the Managing Committee and the Parties which are undertaken pursuant to this Agreement.

Governing Rules means the Governing Rules to govern, amplify and/or

Governing Rules means the Governing Rules applicable on the Estate as approved from time to time by the SCEMHOA, in terms of the provisions of the Constitution;

Governing Rules means these Governing Rules issued under the Constitution, as approved and amended by the Developer from time to time during the Development Period, and thereafter by the Board, and to be implemented and enforced by Board at all times;

Governing Rules means the trust deed or any other document governing the Fund, as amended from time to time.

Governing Rules means, in relation to a superannuation fund, the trust deed, rules or other document governing that fund;