Financial Planning Services definition
Financial Planning Services means the provision of financial or investment advice to “individuals” or families or their owned business entities based upon an analysis of their individual needs, financial circumstances and objectives. Generally, it includes preparing a financial plan, comprehensive or modular, which could include: personal financial statements; and advice relating to personal risk management, insurance, savings and investments, estate planning, retirement planning and taxes.
Financial Planning Services means products, tools and/or services relating to, or for the purpose of, Financial Planning.
Financial Planning Services. We offer advisory services in the form of financial planning services. Financial planning services do not involve the active management of client accounts, but instead focuses on a client’s overall financial situation. Financial planning can be described as helping individuals determine and set their long-term financial goals, through investments, tax planning, asset allocation, risk management, retirement planning, and other areas. The role of a financial planner is to find ways to help the client understand his/her overall financial situation and help the client set financial objectives.
Examples of Financial Planning Services in a sentence
By the Licensee issuing the Authorised Representative with a Letter of Authority, the Licensee authorises the Authorised Representative for the purposes of Chapter 7 of the Corporations Act to provide the Financial Planning Services on its behalf as its authorised representative on the terms of this agreement.
For the avoidance of doubt, nothing in this agreement constitutes, nor is anything in this agreement intended to constitute, written notice authorising any person to provide Financial Planning Services on behalf of the Licensee.
With respect to each calendar year during the Severance Period, Employer shall report as income to Executive for federal and state income tax purposes the value of the financial planning services received by Executive for such calendar year pursuant to the Financial Planning Services Program.
The Authorised Representative agrees that its appointment as the Licensee's authorised representative and its authority to engage in conduct on behalf of the Licensee under this agreement is limited to the provision of the Financial Planning Services and conduct that relates to the Financial Planning Services in each case if and to the extent specified in, and otherwise in accordance with, the Letter of Authority and the terms of this agreement.
Advisor will send Client an invoice for all fees earned, but unpaid, for Financial Planning Services and deliver any products, whether complete or in progress, to Client.
More Definitions of Financial Planning Services
Financial Planning Services means the financial planning services to be supplied by BOLC to NUVOLA as described in Schedule D hereto.
Financial Planning Services means the wealth planning services described in Section D (Financial Planning Services). “Funds For Investment” means cash balances that you hold with us for investment purposes.
Financial Planning Services means the services of Dealing in Financial Products and giving Financial Product Advice as specified in the Authorised Representative's Letter of Authority.
Financial Planning Services means financial or investment advice given to individuals or their owned business organizations as part of a Financial Plan, comprehensive or modular, including advice with respect to personal risk management, investments, estate planning, retirement planning, and taxes; or Investment Management Services provided pursuant to an Investment Management Contract as well as the implementation of the Financial Plan or the Investment Management Contract through the purchase or sale of Securities or life insurance products or other appropriate implementation strategies.
Financial Planning Services means financial or investment advice given to individuals or their owned business organizations as part of a Financial Plan, comprehensive or modular, including advice with respect to personal risk management, investments, estate planning, retirement planning and college planning; or Investment Management Services provided pursuant to an Investment Management Contract as well as the implementation of the Financial Plan or the Investment Management Contract through the purchase or sale of Securities or life, health or annuity insurance products or other appropriate implementation strategies.
Financial Planning Services means our provision of advice or recommendation(s) in relation to wealth or financial planning (not amounting to financial advisory services within the meaning of the FAA);
Financial Planning Services. For the purposes of this Agreement, there are three classes of services. Client shall select the class of service by additionally completing the Addendum for Financial Planning Arrangements. The nature and scope of each are: ▪ Retirement/College Planning/Estate/ Succession/Business • Corporate Services: provides services for companies and organizations. Services include: ✔☐ Upon engaging RIA Client will complete a Client Profile. The Client Profile sets forth the Client’s investment objectives, risk tolerance, investment guidelines, time horizons, and other important and necessary information relating to the Client’s assets to be managed by RIA under this Agreement. The Client should carefully review and approve the information provided to RIA in the Client Profile prior to commencement of the Investment Management Services described herein. The Client understands that RIA relies upon the information contained within the Client Profile to customize its money management services to the Client. Consequently, if anything in the Client Profile becomes inaccurate or changes due to various circumstances, the Client understands it is his/her/its responsibility to notify RIA in writing as soon as possible. To that end, the Client agrees to indemnify RIA for any liability incurred by reason of either the Client failing to notify RIA of changes to and/or providing inaccurate information for the Client Profile. The Client acknowledges that there may be loss or depreciation to the portfolio’s value due to market fluctuations. The Client acknowledges that no party to this Agreement has made any guarantee, either orally or in writing, that Client’s investment objectives will be achieved. Axxcess Platform: RIA may recommend the services of a Third-Party Investment Managers (“TPM”) to manage all or part of the Client’s portfolio assets if RIA determines this is in the best interests of the Client. Typically, this involves the selection of certain wrap-fee programs or money managers, which may enter into a sub-advisory relationship with RIA (“Sleeve Strategy Managers”). The Client may authorize RIA to allocate such assets of the Client’s account to TPMs, or Sleeve Strategy Managers, to hire and fire TPMs or Sleeve Strategy Managers, and reallocate the Client’s assets to other TPMs as RIA recommends, consistent with the financial needs, long-term goals, and investment guidelines, restrictions, and objectives specified in the Client Profile.