Exempt Notes definition

Exempt Notes means the Notes which are exempt from Registration under the Securities Act pursuant to Section 3(a)(3) of the Securities Act, namely the Class A-1 Notes.

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Exempt Notes means Money Market Instruments and unlisted Notes and/or Notes not admitted to trading on any regulated market in the European Economic Area (where such Notes are, in addition, issued with a minimum denomination of at least EUR 100,000 (or its equivalent in any other currency) or otherwise fall within an exemption from the requirement to publish a prospectus under the Directive 2003/71/EC (as amended).

Exempt Notes means Notes which are neither to be admitted to trading on a Regulated Market nor offered in the United Kingdom in circumstances where a prospectus is required to be published under the UK Prospectus Regulation;

Examples of Exempt Notes in a sentence

• The relevant Issuer may agree with any Dealer that Exempt Notes may be issued in a form not contemplated by the “Terms and Conditions of the Notes”, in which event the relevant provisions will be included in the applicable Pricing Supplement.

• Any such legend included on the relevant Final Terms (or Pricing Supplement, in the case of Exempt Notes) will constitute notice to “relevant persons” for the purposes of section 309B(1)(c) of the SFA.

• The applicable Pricing Supplement in relation to any Tranche of Exempt Notes may specify other terms and conditions which shall, to the extent so specified or to the extent inconsistent with the following Terms and Conditions, replace or modify the following Terms and Conditions for the purpose of such Notes.

• References herein to the Conditions shall be to the Terms and Conditions of the Notes as set out in Schedule 1 to the Trust Deed (as defined below) as completed and/or (in the case of Exempt Notes) modified and/or replaced by the Final Terms but, in the event of any conflict between the provisions of the Conditions and the information in the Final Terms, the Final Terms will prevail.

• The Final Terms in respect of any Notes (or Pricing Supplement, in the case of Exempt Notes) may include a legend entitled "MiFID II product governance" which will outline the target market assessment in respect of the Notes and which channels for distribution of the Notes are appropriate.

More Definitions of Exempt Notes

Exempt Notes means Notes for which no prospectus is required to be published under the Prospectus Regulation Rules sourcebook in the FCA Handbook.

Exempt Notes means Notes which are neither to be admitted to trading on (a) a regulated market for the purposes of the Markets in Financial Instruments Directive (Directive 2014/65/EU) in the European Economic Area or (b) a UK regulated (as defined in Regulation (EU) No 600/2014 as it forms part of domestic law by virtue of the European Union (Withdrawal) Act 2018), nor offered in FATCA Withholding means any withholding or deduction required pursuant to an agreement described in Section 1471(b) of the Code or otherwise imposed pursuant to Sections 1471 through 1474 of the Code any regulations or agreements thereunder, any official interpretations thereof, or any law implementing an intergovernmental approach thereto; Fixed Rate Note means a Note on which interest is calculated at a fixed rate payable in arrear on one or more Interest Payment Dates in each year as may be agreed between the relevant Issuer and the relevant Dealer, as indicated in the applicable Final Terms; Floating Rate Note means a Note on which interest is calculated at a floating rate, payable in arrear on one or more Interest Payment Dates in each year as may be agreed between the relevant Issuer and the relevant Dealer, as indicated in the applicable Final Terms;

Exempt Notes means Notes issued by FGB for which no base prospectus is required to be published under the Prospectus Directive; and

Exempt Notes means Notes for which no prospectus is required to be published under the Prospectus Regulation Rules sourcebook in the FCA Handbook;

Exempt Notes means Notes which are neither to be admitted to trading on (a) a regulated market for the purposes of the Markets in Financial Instruments Directive (Directive 2014/65/EU, as amended) in the European Economic Area or (b) a UK regulated market (as defined in Regulation (EU) No 600/2014 as it forms part of domestic law by virtue of the European Union (Withdrawal) Act 2018), nor offered in (i) the European Economic Area or (ii) the United Kingdom, in circumstances where a prospectus is required to be published under the Prospectus Regulation (Regulation (EU) 2017/1129) or the Financial Services and Markets ▇▇▇ ▇▇▇▇, respectively; FATCA means Sections 1471 through 1474 of the Code; FATCA Withholding means any withholding or deduction required pursuant to an agreement described in Section 1471(b) of the Code or otherwise imposed pursuant to FATCA (or any regulations thereunder or official interpretations thereof, or an intergovernmental approach between the United States and another jurisdiction facilitating the implementation thereof (or any law implementing such an intergovernmental approach); Fixed Rate Note means a Note on which interest is calculated at a fixed rate payable in arrear on one or more Interest Payment Dates in each year as may be agreed between the Issuer and the relevant Dealer, as indicated in the applicable Final Terms; Floating Rate Note means a Note on which interest is calculated at a floating rate, payable in arrear on one or more Interest Payment Dates in each year as may be agreed between the Issuer and the relevant Dealer, as indicated in the applicable Final Terms;

Exempt Notes means Notes which are neither to be admitted to trading on a regulated market for the purposes of the Markets in Financial Instruments Directive, as amended (Directive 2014/65/EU) (MiFID II) in the European Economic Area nor offered in the European Economic Area in circumstances where a prospectus is required to be published under Regulation (EU) 2017/1129;

Exempt Notes means Notes for which no prospectus is required to be published under the Prospectus Directive;