Execution Policy definition
Examples of Execution Policy in a sentence
The Sub-Adviser may update the Execution Policy from time to time and shall notify Barings of any material changes to it.
A copy of the current Execution Policy can be found at h▇▇▇▇://▇▇▇▇▇▇▇-▇▇▇.▇▇▇▇▇▇▇▇▇.▇▇▇/▇▇▇▇▇▇/user/media/Barings-Execution-Policy.pdf.
Whenever the Sub-Adviser executes an order for Barings in relation to a financial instrument covered by the EU Markets in Financial Instruments Directive ("MiFID")1 (including an order which results from the exercise of its discretion), the Sub-Adviser is required by the FCA Rules to take all sufficient steps to obtain the best result for Barings in accordance with the Sub-Adviser's order execution policy (the "Execution Policy").
Specific instructions from B▇▇▇▇▇▇ in relation to the execution of orders may prevent the Sub-Adviser from following the Execution Policy in relation to such orders in respect of the elements of execution covered by the instructions.
The Execution Policy summarises the way in which the Sub-Adviser complies with its trading obligations under the FCA Rules.