Exchanges definition
Examples of Exchanges in a sentence
Second Lien Notes issued in global form will be substantially in the form of Exhibit A hereto (including the Global Second Lien Note Legend thereon and the “Schedule of Exchanges of Interests in the Global Second Lien Note” attached thereto).
First Lien Notes issued in global form will be substantially in the form of Exhibit A hereto (including the Global First Lien Note Legend thereon and the “Schedule of Exchanges of Interests in the Global First Lien Note” attached thereto).
All activities by the Distributor and its agents and employees in connection with the services provided in this Agreement shall comply with the Registration Statement and Prospectus, the instructions of the Trust, and all applicable laws, rules and regulations including, without limitation, all rules and regulations made or adopted pursuant to the 1940 Act by the SEC or any securities association registered under the 1934 Act, including FINRA and the Listing Exchanges.
The Distributor shall instruct Authorized Participants that the Prospectus must be distributed in accordance with: (i) the 1933 Act, the Securities Exchange Act of 1934, the 1940 Act, and the rules and regulations made or adopted thereunder; (ii) any exemptive order issued to the Trust, any investment adviser to a Fund or any of their affiliates by the Commission; (iii) the Rules (as defined below); and (iv) the rules of, and orders issued by the Commission to, the Exchanges.
First Lien Notes issued in definitive form will be substantially in the form of Exhibit A hereto (but without the Global First Lien Note Legend thereon and without the “Schedule of Exchanges of Interests in the Global First Lien Note” attached thereto).