Depository Participants. A broker, dealer, bank or other financial institution or other Person for whom from time to time a Depository effects book-entry transfers and pledges of securities deposited with the Depository.
Depository Participants means institutions that participate directly or indirectly in the Depository’s book entry registration system for the Warrants;
Depository Participants means a broker, dealer, bank, other financial institution or other Person, acting on behalf of Beneficial Holders for whom, at any time and from time to time, a Depository effects book entry for a global Debenture deposited with the Depository;
Examples of Depository Participants in a sentence
In terms of SEBI circular dated December 9, 2020 on e-Voting facility provided by Listed Companies, Individual shareholders holding securities in demat mode are allowed to vote through their demat account maintained with Depositories and Depository Participants.
SEBI/HO/CFD/CMD/CIR/P/2020/242 dated December 9, 2020 on e-Voting facility provided by Listed Companies, Individual shareholders holding securities in demat mode are allowed to vote through their demat account maintained with Depositories and Depository Participants.
This necessitates registration on various ESPs and maintenance of multiple user IDs and passwords by the shareholders.In order to increase the efficiency of the voting process, pursuant to a public consultation, it has been decided to enable e-voting to all the demat account holders, by way of a single login credential, through their demat accounts/ websites of Depositories/ Depository Participants.
In order to increase the efficiency of the voting process, pursuant to a public consultation, it has been decided to enable e-voting to all the demat account holders, by way of a single login credential, through their demat accounts/ websites of Depositories/ Depository Participants.
Members holding shares in electronic form are, therefore, requested to submit the PAN to their Depository Participants with whom they are maintaining their demat accounts.
More Definitions of Depository Participants
Depository Participants. Depository Participant (DP) means a person registered as such under sub-section (1A) of section 12 of the SEBI Act, 1992. “Distributor” Such persons/firms/ companies/ corporates who fulfill the criteria laid down by SEBI / AMFI from time to time and empanelled by the AMC to distribute / sell /market the schemes of the Fund. “Entry Load” or “Sales Load” Load on Sale / Switch in of Units. “Exit Load” or “Redemption Load” Load on Redemption / Switch out Units. “FII” Foreign Institutional Investor, registered with SEBI under the Securities and Exchange Board of India (Foreign Institutional Investors) Regulations, 1995, as amended from time to time. “Floating Rate Instruments” Floating rate instruments are debt / money market instruments issued by Central / State Governments, with interest rates that are reset periodically. The periodicity of interest reset could be daily, monthly, annually or any other periodicity that may be mutually agreed between the issuer and the Fund. “Fund Manager” Person/s managing the scheme. “Gilt or Government Securities” Securities created and issued by the Central Government and/or a State Government (including Treasury Bills) or Government Securities as defined in the Public Debt Act, 1944, as amended or re-enacted from time to time. “Investment Management Agreement” The agreement dated December 16, 1994 entered into between Birla Sun Life Trustee Company Private Limited and Birla Sun Life Asset Management Company Limited, as amended from time to time. “Investor Service Centres” or “ISCs” or “Official Points of acceptance of transactions” Designated branches of Birla Sun Life Asset Management Company Ltd. or such other enters / offices as may be designated by the AMC from time to time. All these locations are official points of acceptance of transactions and cut-off time as mentioned in the Scheme Information Document shall be reckoned at these official points. “Load” In the case of Repurchase / Redemption / Switch out of a Unit, the sum of money deducted from the Applicable NAV on the Repurchase / Redemption / Switch out and in the case of Sale / Switch in of a Unit, a sum of money to be paid by the prospective investor on the Sale / Switch in of a Unit in addition to the Applicable NAV. “Money Market Instruments” Commercial papers, commercial bills, treasury bills, Government securities having an unexpired maturity upto one year, call or notice money, certificate of deposit, usance bills, Collateralized Borrowing and Lending Ob...
Depository Participants means those financial institutions for which the Depository effects book entry transfers and pledges of securities deposited with the Depository, as such listing of Depository Participants exists at the time of such reference.
Depository Participants means any Person for which the Securities Depository holds Bonds as securities depository.
Depository Participants. Depository Participant (DP) means a person registered as such under sub-section (1A) of section 12 of the SEBI Act, 1992. “Distributor” Such persons/firms/ companies/ corporates who fulfill the criteria laid down by SEBI / AMFI from time to time and empanelled by the AMC to distribute / sell /market the schemes of the Fund. “Entry Load” or “Sales Load” Load on Sale / Switch in of Units. However, in terms of SEBI circular no. SEBI/IMD/CIR No.4/168230/09 dated June 30, 2009, no entry load shall be charged by the Scheme to the investor. "Equity related instruments" Equity related instruments would include convertible bonds, convertible debentures, convertible preference shares, warrants carrying the right to obtain equity shares and any other like instrument. “Equity and Equity Linked Instruments” Equity related securities include convertible debentures, equity warrants, convertible preference shares, etc. “Exit Load” or “Redemption Load” Load on Redemption / Repurchase / Switch out Units. "Fixed Income Securities" Debt Securities created and issued by, inter alia, Central Government, State Government, Local Authorities, Municipal Corporations, PSUs, Public Companies, Private Companies, Bodies Corporate, Unincorporated SPVs and any other entities which may be recognized / permitted which yield a fixed or variable rate by way of interest, premium, discount or a combination of any of them. “Floating Rate Instruments” Floating rate instruments are debt / money market instruments issued by Central / State Governments, with interest rates that are reset periodically. The periodicity of interest reset could be daily, monthly, annually or any other periodicity that may be mutually agreed between the issuer and the Fund. “Foreign Portfolio Investor” or “FPI” Means a person who satisfies the eligibility criteria prescribed under regulation 4 of SEBI (Foreign Portfolio Investors) Regulations, 2014 and has been registered under Chapter II of these regulations, which shall be deemed to be an intermediary in terms of the provisions of the Securities and Exchange Board of India Act, 1992.
Depository Participants has the meaning provided in Section 2.15. -----------------------
Depository Participants include securities brokers and dealers, banks and trust companies, clearing organizations and certain other organizations which are participants in the Depository's system. The Global Warrant Certificate will be held by the Depository or its agent.
Depository Participants. Depository Participant (DP) means a person registered as such under sub- section (1A) of section 12 of the SEBI Act, 1992. “Distributor” Such persons/firms/ companies/ corporates who fulfill the criteria laid down by SEBI / AMFI from time to time and empaneled by the AMC to distribute / sell/market the schemes of the Fund. “Exit Load” Load on Redemption / Repurchase / Switch out Units. "Equity related instruments" Equity related instruments include convertible debentures, convertible preference shares, warrants carrying the right to obtain equity shares, equity derivatives and such other instrument as may be specified by the Board from time to time. "Fixed Income Securities" Debt Securities created and issued by, inter alia, Central Government, State Government, Local Authorities, Municipal Corporations, PSUs, Public Companies, Private Companies, Bodies Corporate, Unincorporated SPVs and any other entities which may be recognized / permitted which yield a fixed or variable rate by way of interest, premium, discount or a combination of any of them. “Foreign Portfolio Investor” or“FPI” Means a person who satisfies the eligibility criteria prescribed under regulation4 of SEBI (Foreign Portfolio Investors) Regulations, 2014 and has been registered under Chapter II of these regulations, which shall be deemed to be an intermediary in terms of the provisions of the Securities and Exchange Board of India Act, 1992.Provided that any foreign institutional investor or qualified foreign investor who holds a valid certificate of registration shall be deemed to be a foreign portfolio investor till the expiry of the block of three years for which fees have been paid as per the Securities and Exchange Board of India (Foreign InstitutionalInvestors) Regulations, 1995. “Fund Manager” Person/s managing the scheme. “Gilt or Government Securities” Securities created and issued by the Central Government and/or a State Government (including Treasury Bills) or Government Securities as defined in the Public Debt Act, 1944, as amended or re-enacted from time to time. Income Distribution cum capital withdrawal (“IDCW”) When units are sold, and sale price (NAV) is higher than face value of the unit, a portion of sale price that represents realized gains is credited to an Equalization Reserve Account (investors capital) and this amount can be distributed to investors under this option. “Investment Management Agreement” The agreement dated December 16, 1994 entered into between Aditya ...