dealing definition

dealing or “dealt” means:
dealing means a transfer or mortgage of a legal interest in a mining tenement;
dealing means one or more of the following actions, undertaken by the issuer, its director or principal officer as a principal:

Examples of dealing in a sentence

  • Global Personal Trading Policy: The Personal Account Dealing of JPMorgan Chase & Co. is designed to help prevent and detect violations of securities laws and industry conduct standards and to minimize actual or perceived conflicts of interest that could arise due to personal investing activities.

  • A number of important policies will apply to your employment with the Company, including the Personal Account Dealing Policy and the Code of Conduct.

  • Understanding Obligations under the Firm's Personal Account Dealing Policy (PAD): The Personal Account Dealing Policy (Policy) of JPMorgan Chase & Co. (firm or JPMC) is designed to help prevent and detect violations of securities laws and industry conduct standards and to minimize actual or perceived conflicts of interest that could arise due to personal investing activities.

  • All employees of the Company are instructed on the rules and policies of the Company via a booklet of work rules, the terms of their employment contracts, standard operating procedures defined by task/area, and by numerous documents (such as the Dealing Code) that are distributed and explained to the personnel.

  • Every shareholder has the right to require that the Company redeem his shares on any Dealing Day unless the value of shares which a shareholder wishes to redeem will mean that the shareholder will hold shares with a value less than the required minimum holding, in which case the shareholder may be required to redeem his entire holding.


More Definitions of dealing

dealing. ’ means any of the following, whether done as a principal or as an agent:
dealing. , when used as a noun, means —
dealing means the application for, and the acquisition or disposal of, securities, either on a regulated market or over the counter whether in the UK or overseas. It does not include decisions to take up or allow to lapse rights, scrip dividends, options and warrants, any gifts of securities or acceptance of formal take-over or merger offers.
dealing means dealing as a principal and not as an agent. Thus the normal activities of, for example, estate agents, merchant bankers, investment advisers and stockbrokers are not excluded businesses.
dealing means any instrument other than a certificate of title or caveat which is registrable or capable of being made registrable under the provisions of this Act or in respect of which any entry or notification in the land-register is by this Act required or permitted to be made;
dealing means any transaction of whatsoever nature by which any legal or equitable interest in or affecting an existing or future licence is or may be created, transferred, assigned, affected or otherwise dealt with, whether directly or indirectly;
dealing means any assignment relating to the Property or this lease;