Conduct definition
Examples of Conduct in a sentence
In connection with its respective activities hereunder, each Party shall abide by the Conduct Rules of FINRA and all other rules of self-regulatory organizations of which it is a member, as well as all laws, rules and regulations, including federal and state securities laws, that are applicable to it (and its associated persons) from time to time in connection with its activities hereunder (“Applicable Laws”).
Determination of Voting Rights; Conduct and Adjournment of Meetings 82 Section 1406.
Any indemnification related to a Proceeding under this Article shall be made by the Trust unless in connection with such Proceeding an Agent shall have been found by a court of competent jurisdiction in a final, non-appealable order or judgment to have engaged in Disabling Conduct; provided, however, that no change in law or regulations shall have the effect of reducing the benefits available to the Agent hereunder based on such law or regulations in effect on the date hereof.
The Fund shall have no obligation to indemnify BNYM for any of the foregoing arising out of BNYM’s Liable Conduct.
In respect of any claim, issue or matter as to which that Person shall have been adjudged to be liable in the performance of that Person's duty to the Trust or the Shareholders, indemnification shall be made if the court in which that action was brought did not determine, upon application or otherwise, that in view of all the circumstances of the case, that Person was liable by reason of that Person's Disqualifying Conduct.