Conduct definition
Examples of Conduct in a sentence
The Company’s Code of Business Conduct, as amended from time to time.
MERGER SUB II 11 Section 4.1 Organization 11 Section 4.2 Valid Issuance 11 Section 4.3 Authorization 11 Section 4.4 No Conflict; Required Consents and Approvals 12 Article V COVENANTS 12 Section 5.1 Conduct of Business 12 Section 5.2 Reasonable Best Efforts; Frustration of Closing Conditions 12 Section 5.3 Tax Matters 14 Section 5.4 Required Notification 14 Section 5.5 Indemnification of Directors and Officers.
The Participant further agrees to comply with all applicable Laws and the rules and regulations promulgated thereunder and with the FINRA Constitution, By-Laws and Conduct Rules, to the extent such Laws, rules and regulations relate to Participant’s Orders, offers and sales and related transactions in, and activities with respect to, the Shares, and that it will not offer or sell Shares of any Fund in any state or jurisdiction where they may not lawfully be offered and/or sold.
In connection with its respective activities hereunder, each Party shall abide by the Conduct Rules of FINRA and all other rules of self-regulatory organizations of which it is a member, as well as all laws, rules and regulations, including federal and state securities laws, that are applicable to it (and its associated persons) from time to time in connection with its activities hereunder (“Applicable Laws”).
Notwithstanding the foregoing, the Fund shall have no obligation to indemnify BNY for any of the foregoing to the extent arising out of BNY’s Liable Conduct.