Compliance Obligations definition

Compliance Obligations means obligations of the AMC to comply with: (a) laws or international guidance and internal policies or procedures, (b) any demand or request from authorities or reporting, disclosure or other obligations under laws, and (c) laws requiring us to verify the identity of our customers.

Compliance Obligations means obligations of the HSBC Group to comply with (a) any Laws or international guidance and internal policies or procedures, (b) any demand from Authorities or reporting, disclosure or other obligations under Laws, and (c) Laws requiring the HSBC Group to verify the identity of its customers.

Compliance Obligations means any RAR, Local RAR, Flexible RAR and any other resource adequacy or capacity procurement requirements imposed by the CPUC pursuant to the CPUC Decisions, by the CAISO, by the WECC, or by any other Governmental Authority having jurisdiction.

Examples of Compliance Obligations in a sentence

• If you are acting as an agent, we may require written confirmation from your client of your authority to transact on their behalf and any other documentation we may require to assist us with our Compliance Obligations.

• We may request additional information to enable us to comply with any Applicable Law and our Compliance Obligations.

• We reserve the right to suspend or terminate your use of the Forward FX Services at any time if we reasonably believe to be required to do so by Applicable Law, Compliance Obligations, or in order to comply with recommendations issued by a relevant government authority or recognized body for the prevention of financial crime.

• We may also require you to provide such documentation and information that we may reasonably request to assist us in meeting our Compliance Obligations and you may need to re-apply for the Forward FX Services.

• In order to comply with our Compliance Obligations, we may need to request information or documentation from you, an Authorised User or a beneficiary from time to time and you agree to provide this information within a reasonable period from us requesting it.

More Definitions of Compliance Obligations

Compliance Obligations mean those obligations and rights set out in Clause 28.

Compliance Obligations means our obligations to comply with:

Compliance Obligations means obligations of any member of the HSBC Group to comply with:

Compliance Obligations means the RAR and Local RAR, and if applicable FCR.

Compliance Obligations means obligations of any member of the HSBC Group to comply with: (a) Laws, or international guidance and internal policies or procedures, (b) any demand and/or request from Authorities or reporting, regulatory trade reporting, disclosure or other obligations under Laws, and (c) Laws requiring the Bank to verify the identity of our customers;

Compliance Obligations means obligations of HSBC Group to comply with: (a) Laws, or international guidance and internal policies or procedures,

Compliance Obligations means obligations of any member of the HSBC Group to comply with: (a) any applicable local or foreign statute, law, regulation, ordinance, rule, judgment, decree, voluntary code, directive, sanctions regime, court order, agreement between any member of the HSBC Group and an Authority, or agreement or treaty between Authorities and applicable to the Bank or a member of the HSBC Group ("Laws"), or international guidance and internal policies or procedures, (b) any demand from Authorities or reporting, regulatory trade reporting, disclosure or other obligations under Laws, and (c) Laws requiring the Bank to verify the identity of Customers.