Examples of Compliance in a sentence
All such notices shall be delivered to: Empower Annuity Insurance Company of America Empower Life & Annuity Insurance Company of New York 0000 Xxxx Xxxxxxx Xxxx Greenwood, Colorado 80111 Attn: Chief Compliance Officer Investment Distributors, Inc.
Xxxxx, Senior Vice President and Chief Compliance Officer Great-West Life & Annuity Insurance Company of New York c/o Great-West Life & Annuity Insurance Company 0000 Xxxx Xxxxxxx Xxxx Greenwood Village CO 80111 Attention: Xxxxxxx X.
Xxxxx, Senior Vice President and Chief Compliance Officer Xxxxxxx & Xxxx, Inc.
Upon the commercially reasonable request of the Adviser or the Trust given upon commercially reasonable advance notice, the Trader shall make its officers and employees available to the Adviser and/or the CCO of the Trust from time to time to review the Trader’s Compliance Program and its adherence thereto.
The Compliance Officer (“CO”) will assess the implications of the conflict and how the conflict should be managed in conjunction with the board.