Examples of Code Compliance Officer in a sentence
She explained that she had reached out to the City’s Code Compliance Officer and understood that the matter had previously been investigated with no proof that a business existed.
Within ten (10) days following the commencement of service as a trustee or officer of the Fund, and 45 days following the end of each calendar year, the Service Provider Code Compliance Officer shall be required to provide to the Code Compliance Officer a written communication affirming the identity of each Access Person subject to an Approved Code of Ethics.
The determination with respect to the waiver shall be made in a timely fashion by the Code Compliance Officer, in consultation with Trust counsel, and submitted to the Board for ratification.
A Covered Officer must disclose to the Code Compliance Officer any outside employment or activity that may constitute a conflict of interest and obtain the Code Compliance Officer’s approval before engaging in any such employment or activity.
Each Covered Officer shall report any violation of Part Two of the Code of which he or she becomes aware (whether committed by himself or herself or by another Covered Officer) to the Code Compliance Officer promptly after becoming aware of such violation.