Client Securities Rules definition

Client Securities Rules means the Securities and Futures (Client Securities) Rules (Cap 571H of the Laws of Hong Kong).
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Client Securities Rules means the Securities and Futures (Client Securities) Rules (Cap. 571H of the Laws of Hong Kong); 「客戶證券規則」指香港法例第 571H 章證券及期貨（客戶證券）規則；
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Client Securities Rules means the Securities and Futures (Client Securities) Rules made by the SFC under section 148 of the Securities and Futures Ordinance as amended from time to time;
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Examples of Client Securities Rules in a sentence

  • By way of brief background, the Client Securities Rules prescribe how client assets are to be dealt with by all intermediaries and their associated entities.

  • However, as the China Connect Securities traded through China Connect are not listed or traded on the SEHK, the Client Securities Rules will not apply unless otherwise specified by the SFC or any other relevant China Connect Authority.

  • You understand that as the China Connect Securities traded through China Connect are not listed or traded on SEHK, you will not have protection either under the Client Securities Rules nor under the Client Identity Rules.

  • However, as the China Connect Securities traded through China Connect are not listed or traded on SEHK, the Customer will not have protection under the Client Securities Rules, unless otherwise specified by the SFC or any other relevant China Connect Authority.

  • Unless otherwise defined, all the terms used in this Authorization shall have the same meanings as defined in the Securities and Futures Ordinance and the Securities and Futures (Client Securities) Rules as amended from time to time.


More Definitions of Client Securities Rules

Client Securities Rules means the Securities and Futures (Client Securities) Rules made pursuant to section 148 of the Securities and Futures Ordinance as amended from time to time.
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Client Securities Rules means the Securities and Futures (Client Securities) Rules made by the SFC under section 148 of the Securities and Futures Ordinance, as amended from time to time; 「客戶證券規則」指證券及期貨事務監察委員會按照證券及期貨條例第 148 條所訂立，經不時修訂之證券及期貨 (客戶證券)規則；
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Client Securities Rules means the Securities and Futures (Client Securities) Rules (Chapter 571H of the Laws of Hong Kong), as amended from time to time;
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Client Securities Rules means the Securities and Futures (Client Securities) Rules made by the SFC under section 148 of the SFO;
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Client Securities Rules means the Securities and Futures (Client Securities) Rules, Cap. 571H as amended from time to time;
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Client Securities Rules means the Securities and Futures (Client Securities) Rules (Cap. 571H); 「客戶證券規則」指香港法例第 571H 章《證券及期貨（客戶證券）規則》；
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Client Securities Rules. “客戶證券規則” means the Securities and Futures (Client Securities) Rules (Chapter 571H of the Laws of Hong Kong) made by the SFC under section 148 of the Securities and Futures Ordinance as amended from time to time; 指證監會根據《證券及期貨條例》第 148 條的規定制定的 《證券及期貨（客戶證券）規則》（香港法例第571H章） 以及經不時修訂的新版本；
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