CCO definition

CCO means the Chief Compliance Officer of any Reportable Fund, Legg Mason Registered Adviser or Legg Mason entity that is a principal underwriter of a Reportable Fund.

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CCO means Chief Compliance Officer per rule 206(4)-7 of the Investment Advisers Act of 1940.

CCO means the Chief Compliance Officer of the Fund.

Examples of CCO in a sentence

• BNY disclaims liability to the Fund, and the Fund is solely responsible, for the selection, qualifications and performance of the Fund’s CCO and the adequacy and effectiveness of the Fund’s compliance program.

• The CCO is responsible for overseeing, on behalf of the Fund, adherence to the written compliance policies and procedures of the Fund’s service providers, including the Fund, its investment adviser (and sub-adviser, if applicable), the distributor, the administrator, and the transfer agent (the “Service Providers”).

• The first Annual Review shall be completed no later than the regularly scheduled Board meeting following one year after the commencement of CCO Services.

• Notwithstanding the foregoing, the Trust shall be able to terminate the Trust’s Chief Compliance Officer (“CCO”) or CCO services at its discretion and at any time upon written notice to SS&C.

• The CCO shall meet with, and reply to inquiries from the SEC, the Fund and other legal and regulatory authorities with responsibility for administering Federal Securities Laws as necessary or as reasonably requested by the Fund or the Board.

More Definitions of CCO

CCO means SFMTA Contract Compliance Office.

CCO means Charter Communications Operating, LLC, a Delaware corporation and any successor Person thereto.

CCO means Chief Compliance Officer.

CCO means the SFMTA Contract Compliance Office.

CCO means the Chief Compliance Officer of the Adviser. The CCO may also mean any person designated as the Chief Compliance Officer of any Fund.

CCO means CWAM’s Chief Compliance Officer or his/her designee.

CCO means the Chief Compliance Officer or their designee.