CCO definition
CCO means the Chief Compliance Officer of any Reportable Fund, Legg Mason Registered Adviser or Legg Mason entity that is a principal underwriter of a Reportable Fund.
CCO means Chief Compliance Officer per rule 206(4)-7 of the Investment Advisers Act of 1940.
CCO means the Chief Compliance Officer of the Fund.
Examples of CCO in a sentence
BNY Mellon has compliance policies and procedures reasonably designed to prevent violations by BNY Mellon of federal securities laws, and it will reasonably cooperate with, including making its personnel available, and provide such information as may reasonably be requested to the Trust or the Trust’s Chief Compliance Officer (“CCO”) in order for the CCO to perform his or her duties under Rule 38a-1 under the 1940 Act.
The Sub-Adviser shall also provide the CCO with reasonable access, during normal business hours, to the Sub-Adviser’s facilities for the purpose of conducting pre-arranged on-site compliance related due diligence meetings with personnel of the Sub-Adviser.
More Definitions of CCO
CCO means SFMTA Contract Compliance Office.
CCO means Charter Communications Operating, LLC, a Delaware corporation and any successor Person thereto.
CCO means Chief Compliance Officer.
CCO means the SFMTA Contract Compliance Office.
CCO means the Chief Compliance Officer of the Adviser. The CCO may also mean any person designated as the Chief Compliance Officer of any Fund.
CCO means CWAM’s Chief Compliance Officer or his/her designee.
CCO means CMA’s Chief Compliance Officer or his/her designee.