CCO definition

CCO means the Global Chief Compliance Officer of SSgA.

CCO means the Chief Compliance Officer of any Reportable Fund, Legg Mason Registered Adviser or Legg Mason entity that is a principal underwriter of a Reportable Fund.

CCO means the Chief Compliance Officer of the Fund.

Examples of CCO in a sentence

• BNY Mellon disclaims liability to the Fund, and the Fund is solely responsible, for the selection, qualifications and performance of the Fund’s CCO and the adequacy and effectiveness of the Fund’s compliance program.

• In addition to the above exemptions, the CCO may make exceptions to the restrictions imposed upon persons subject to the Code on a case-by-case basis, as deemed appropriate by the CCO, and which appear upon inquiry and investigation to present no reasonable likelihood of harm to any client.

• The CCO and CEO will consider reports made to the Board and determine what sanctions, if any, should be imposed.

• The CCO or another authorized member of the compliance team may approve transactions which appear upon inquiry and investigation to present no reasonable likelihood of harm to any client.

• To ensure proper reporting the CCO should be notified when an employee intends to give a Gift to an ERISA or Taft Hartley client.

More Definitions of CCO

CCO means SFMTA Contract Compliance Office.

CCO means MFS’ Chief Compliance Officer.

CCO means CMA’s Chief Compliance Officer or his/her designee.

CCO means Chief Compliance Officer per rule 206(4)-7 of the Investment Advisers Act of 1940.

CCO means CWAM’s Chief Compliance Officer or his/her designee.

CCO means the Chief Compliance Officer or their designee.

CCO means Charter Communications Operating, LLC, a Delaware corporation and any successor Person thereto.