CCO definition
CCO means the Chief Compliance Officer of any Reportable Fund, Legg Mason Registered Adviser or Legg Mason entity that is a principal underwriter of a Reportable Fund.
CCO means Chief Compliance Officer per rule 206(4)-7 of the Investment Advisers Act of 1940.
CCO means the Chief Compliance Officer of the Fund.
Examples of CCO in a sentence
Specifically, the Adviser represents and warrants that it shall maintain a compliance program in accordance with the requirements of Rule 206(4)-7 under the Advisers Act, and shall provide the CCO with reasonable access to information regarding the Adviser’s compliance program, which access shall include on-site visits with the Adviser as may be reasonably requested from time to time.
More Definitions of CCO
CCO means SFMTA Contract Compliance Office.
CCO means Charter Communications Operating, LLC, a Delaware corporation and any successor Person thereto.
CCO means Chief Compliance Officer.
CCO means the SFMTA Contract Compliance Office.
CCO means the Chief Compliance Officer of the Adviser. The CCO may also mean any person designated as the Chief Compliance Officer of any Fund.
CCO means CWAM’s Chief Compliance Officer or his/her designee.
CCO means the Chief Compliance Officer or their designee.