CASS. The UK Regulator’s Client Assets Sourcebook.
CASS. The FCA’s Client Assets Sourcebook.
CASS means the Clients Assets Sourcebook of the FCA handbook.
Examples of CASS in a sentence
Carriers’ invoices will be handled via CASS or other available industry payment facilities agreed with the Company.
In case CASS is not available, the Company can open an account locally by entering into a specific contractual agreement with the Carriers.
In case CASS is not available, the Customer can open an account locally by entering into a specific contractual agreement with the Carriers.
Carriers’ invoices will be handled via CASS or other available industry payment facilities agreed with the Customer.
The Custodian will hold cash subscribed by the Investor in accordance with the Client Money Rules contained in CASS 7 of the FCA Rules.
More Definitions of CASS
CASS means the Cargo Air Settlement System of Cargo Network Services Corp., a Subsidiary of the International Air Transport Association.
CASS means the Authority’s Client Assets Sourcebook
CASS means the FCA’s Client Assets Sourcebook;
CASS means the Client Assets Sourcebook as set out in the FCA Handbook;"Client Money"has such meaning as set forth in the FCA Rules;"Client Money and Asset Rules"means the rules set out in CASS, as amended, supplemented or replaced from time to time;"Confirmations"has the meaning ascribed to it in Clause 10 of this Section A;"Custody Assets"means any designated investments held for you or on your behalf or any other Assets which are or may be held in connection with securities held for you or on your behalf, which are subject to the FCA's Rules on safe custody;“Data Protection Law”means the EU General Data Protection Regulation (EU) 2016/679; "Default Official" has the meaning ascribed to it in Clause 26 of this Section A;“Direct Trading Participant”means a direct trading participant or a direct member of a Market;"DVP"means delivery versus payment in a securities transfer system whereby delivery only occurs if, and only if, payment occurs;"EEA"means the European Economic Area;"Elective Professional Client"has such meaning as set forth in the FCA Rules;"Eligible Counterparty"has such meaning as set forth in the FCA Rules;"Equivalent Assets"shall mean Assets from the same issuer, of an identical type, nominal value, description and amount and which have the same rights, provided that where any Assets are the subject of a corporate action or other similar event, we may reasonably determine what Assets are to be treated as "equivalent" for this purpose. In the event that Equivalent Assets are not available, this expression shall mean Cash of equivalent value;"EU"means the member states forming the European Union and the member states forming the EEA;"Event of Default"has the meaning ascribed to it in Clause 26 of this Section A;"Exchange Impediment"has the meaning ascribed to it in Clause 8.2 of this Section A;"FATCA"the Foreign Account Tax Compliance Act included inSections 1471 through 1474 (inclusive) of the U.S. Internal Revenue Code of 1986, as amended from time to time;
CASS means the Current Account Switch Service operated by Bacs or any subsequent equivalent creation or service operated by Bacs or its successor the purpose of which is to assist customers to switch between PCA or BCA providers;