By: Name definition

By: Name. Title: Date: ---------------------------------------------------
By: Name. Title: _______________________________ (If the Undersigned is a corporation, partnership or fiduciary, the title of the person signing on behalf of the Undersigned must be stated.) ANNEX B -- Form of Unrestricted Securities Certificate UNRESTRICTED SECURITIES CERTIFICATE (For removal of Restricted Securities Legend pursuant to Section 3.5(3)) THE BANK OF NEW YORK TRUST COMPANY, N.A. 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 000 Xxxxxx, Xxxxx 00000 Attention: Corporate Trust Department RE: 5.75% CONVERTIBLE SENIOR SUBORDINATED NOTES DUE 2009 OF COLLEGIATE PACIFIC INC. (THE "SECURITIES") Reference is made to the Indenture, dated as of November 26, 2004 (the "Indenture"), from COLLEGIATE PACIFIC INC. (the "Company") to THE BANK OF NEW YORK TRUST COMPANY, N.A., as Trustee. Terms used herein and defined in the Indenture or in Rule 144 under the U.S. Securities Act of 1933 (the "Securities Act") are used herein as so defined. This certificate relates to U.S.$_______________ aggregate principal amount of Securities, which are evidenced by the following certificate(s) (the "Specified Securities"): CUSIP No. [________] CERTIFICATE No(s). _________________ The person in whose name this certificate is executed below (the "Undersigned") hereby certifies that either (i) it is the sole beneficial owner of the Specified Securities or (ii) it is acting on behalf of all the beneficial owners of the Specified Securities and is duly authorized by them to do so. Such beneficial owner or owners are referred to herein collectively as the "Owner." If the Specified Securities are represented by a Global Security, they are held through the Depositary or an Agent Member in the name of the Undersigned, as or on behalf of the Owner. If the Specified Securities are not represented by a Global Security, they are registered in the name of the Undersigned, as or on behalf of the Owner. The Owner has requested that the Specified Securities be exchanged for Securities bearing no Restricted Securities Legend pursuant to Section 3.5(3) of the Indenture. In connection with such exchange, the Owner hereby certifies that the exchange is occurring after a period of at least two years has elapsed since the date the Specified Securities were acquired from the Company or from an "affiliate" (as such term is defined in Rule 144) of the Company, whichever is later, and the Owner is not, and during the preceding three months has not been, an affiliate of the
By: Name. Title:_______________________ Date:________________________ Acknowledged and approved: [FEDERAL HOME LOAN BANK OF] ______________________________ By:______________________________ Name:____________________________ Title:___________________________ Date:____________________________ EXHIBIT F FORM OF SECURITY RELEASE CERTIFICATION --------------------------------------

Examples of By: Name in a sentence

  • By: Name: Title: PARTICIPANT’S ACCEPTANCE The undersigned hereby accepts the foregoing option and agrees to the terms and conditions thereof.

  • XXXX XXXXX PARTNERS FUND ADVISOR, LLC By: Name: Title: WESTERN ASSET MANAGEMENT COMPANY By: Name: Title: The foregoing is acknowledged: The undersigned officer of the Trust has executed this Agreement not individually but in his/her capacity as an officer of the Trust.

  • By: Name: Title: Dated: TRUSTEE’S CERTIFICATE OF AUTHENTICATION U.S. BANK NATIONAL ASSOCIATION as Trustee, certifies that this is one of the Notes described in the within-named Indenture.

  • OXFORD FINANCE LLC By: Name: Title: Date: By its execution below, and for the benefit of the Company, [OXFORD TRANSFEREE] makes each of the representations and warranties set forth in Article 4 of the Warrant and agrees to all other provisions of the Warrant as of the date hereof.

  • By: Name: Title: The foregoing Underwriting Agreement is hereby confirmed and accepted as of the date first above written.


More Definitions of By: Name

By: Name. Title: Address: 00 Xxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000
By: Name. Title: (If the Undersigned is a corporation, partnership or fiduciary, the title of the person signing on behalf of the Undersigned must be stated.)
By: Name. Title:_________________________________ (If the Undersigned is a corporation, partnership or fiduciary, the title of the person signing on behalf of the Undersigned must be stated.) ANNEX B -- Form of Surrender Certificate In connection with the certification contemplated by Section 12.2 or 14.3(9) relating to compliance with certain restrictions relating to transfers of Restricted Securities, such certification shall be provided substantially in the form of the following certificate, with only such changes thereto as shall be approved by the Company and Xxxxxxx, Sachs & Co.: CERTIFICATE JUNIPER NETWORKS INC. ZERO COUPON CONVERTIBLE SENIOR NOTES DUE JUNE 15, 2008 This is to certify that as of the date hereof with respect to U.S. $______ principal amount of the above-captioned securities surrendered on the date hereof (the "Surrendered Securities") for registration of transfer, or for conversion or repurchase where the securities issuable upon such conversion or repurchase are to be registered in a name other than that of the undersigned Holder (each such transaction being a "transfer"), the undersigned Holder (as defined in the Indenture) certifies that the transfer of Surrendered Securities associated with such transfer complies with the restrictive legend set forth on the face of the Surrendered Securities for the reason checked below: _________ The transfer of the Surrendered Securities complies with Rule 144A under the Securities Act; or _________ The transfer of the Surrendered Securities complies with Rule 144 under the United States Securities Act of 1933, as amended (the "Securities Act"); or _________ The transfer of the Surrendered Securities has been made to an institution that is an "accredited investor" within the meaning of Rule 501(a)(1), (2), (3) or (7) under the Securities Act in a transaction exempt from the registration requirements of the Securities Act and a signed letter containing certain representations and agreements relating to restrictions on transfer of the Securities (and if such transfer is for an aggregate principal amount less than U.S.$250,000, an opinion of counsel acceptable to the Company if requested by the Company, that such transfer is exempt from registration; or _________ The transfer of the Surrendered Securities has been made pursuant to an exemption from registration under the Securities Act and an opinion of counsel has been delivered to the Company with respect to such transfer. [TO COME] [Name of Holder] Dated...
By: Name. [ ] Title: Administrative Trustee THE BANK OF NEW YORK, AS PROPERTY TRUSTEE (As Transfer Agent and Registrar) By: Name: Title: RECEIVED AND ACCEPTED: THE DEPOSITORY TRUST COMPANY By Authorized Officer EXHIBIT C THIS CERTIFICATE IS NOT TRANSFERABLE Certificate Number Number of Common Securities C-1 Certificate Evidencing Common Securities of PSO Capital I [ ]% Common Securities (liquidation amount $25 per Common Security) PSO Capital I, a statutory business trust created under the laws of the State of Delaware (the "Trust") hereby certifies that Public Service Company of Oklahoma (the "Holder") is the registered owner of ______________________________________ (_______________) common securities of the Trust representing undivided beneficial interests in the assets of the Trust and designated the [ ]% Common Securities (liquidation amount $25 per Common Security) (the "Common Securities"). In accordance with Section 510 of the Trust Agreement (as defined below) the Common Securities are not transferable and any attempted transfer hereof shall be void. The designations, rights, privileges, restrictions, preferences and other terms and provisions of the Common Securities are set forth in, and this certificate and the Common Securities represented hereby are issued and shall in all respects be subject to the terms and provisions of, the Amended and Restated Trust Agreement of the Trust dated as of [ ], 1997, as the same may be amended from time to time (the "Trust Agreement"), including the designation of the terms of the Common Securities as set forth therein. The Trust will furnish a copy of the Trust Agreement to the Holder without charge upon written request to the Trust at its principal place of business or registered office. Upon receipt of this certificate, the Holder is bound by the Trust Agreement and is entitled to the benefits thereunder.
By: Name. Its: ______________________ Dated: ____________________ NOTE: The above signatory should correspond exactly with the name on the face of the attached Warrant or with the name of the assignee appearing in the assignment form below.
By: Name. Title: Form of Reverse Side of Right Certificate FORM OF ASSIGNMENT (To be executed by the registered holder if such holder desires to transfer the Right Certificate.) FOR VALUE RECEIVED hereby sells, assigns and transfers unto (Please print name and address of transferee) this Right Certificate, together with all right, title and interest therein, and does hereby irrevocably constitute and appoint Attorney, to transfer the within Right Certificate on the books of the within-named Company, with full power of substitution. Dated: ________________________ Signature Signature Guaranteed: Signatures must be guaranteed by a member firm of a registered national securities exchange, a member of the National Association of Securities Dealers, Inc., or a commercial bank or trust company having an office or correspondent in the United States. ------------------------------------------- The undersigned hereby certifies that the Rights evidenced by this Right Certificate are not beneficially owned by an Acquiring Person or an Affiliate or Associate thereof (as defined in the Rights Agreement).
By: Name. Name: Title: Title: ACM Government Income Fund, Inc. Attest: By: Name: Name: Title: Title: Accepted and agreed with respect to Section 24 only: Alliance Capital Management L.P. By: Alliance Capital Management Corporation, its General Partner By: ___________________________ Name: ______________________ Title: _______________________ 00250.236 #193225 19