Brokerage services definition

Brokerage services means those activities identified in sections 543B.3 and 543B.6.

Brokerage services means brokerage, broker-dealer transaction processing, dealer, distributorship, custodial, and related services, or any other services that involve acting as a Broker-Dealer, and performing ancillary services and activities related or incidental thereto.

Brokerage services means those services provided by a broker to a party in a transaction;

Examples of Brokerage services in a sentence

• King Street, Suite 410 | Charleston, SC 29403 www.ambwealth.comSecurities Offered Through Allen Mooney & Barnes Brokerage Services, LLC (Member FINRA / SIPC)AMB focuses on healthcare niches where consumerism and fragmentation meet to disrupt traditional healthcare channels.

• Brokerage services are provided by Fidelity Brokerage Services LLC, Member NYSE, SIPC.

• All persons subject to 18VAC135-50-140, Discrimination in the Provision of Brokerage Services, shall post and maintain a fair housing poster at all their places of business.

• Bonsucro shall not be liable for loss of profit, goodwill or business opportunity or loss of or damage to reputation of the Seller or the Buyer, as applicable, or any type of indirect or consequential loss or damage, costs, expenses or other claims for consequential compensation whatsoever (howsoever caused) which arise out of or in connection with the provision of or failure to provide Brokerage Services.

• Bonsucro shall continue to provide the Brokerage Services to the extent required pursuant to Condition 18.1.3 and 18.2.5.

More Definitions of Brokerage services

Brokerage services means those services provided by a

Brokerage services means the services to be provided by the Company to the Client as described in paragraph 4.1 of this Agreement;

Brokerage services means the arranging of transportation or the physical movement of property.

Brokerage services means those activities which require a

Brokerage services means the ar- rangements or negotiations conducted by a motor vehicle broker for the purpose of ob- taining a motor vehicle for a buyer or lessee from a seller or lessor through a method that does not include:

Brokerage services means the website and related services that Capital Markets Elite Group (Cayman) provide which is needed to place trades in your account.

Brokerage services means brokerage, broker-dealer transaction processing, dealer, distributorship, custodial, and related services, or any other services that involve acting as a broker-dealer, and performing ancillary services and activities related or incidental thereto. Each Broker-Dealer Entity has established, in compliance with the requirements of applicable Law, and maintained in effect, since January 1, 2021, written policies and procedures reasonably designed to achieve compliance with the Exchange Act, the SEC rules thereunder, and the rules of each applicable SRO (“BD Compliance Policies”), including those required by (i) applicable FINRA rules, including FINRA Rule 3110, 3120 and 3130, (ii) anti-Money Laundering Laws, including a written customer identification program in compliance therewith, (iii) privacy Laws including policies and procedures with respect to the protection of nonpublic personal information about clients of the Company or any of its Subsidiaries and other third parties and (iv) identity theft Laws, and approved such principals, managers and other supervisors as are required under the aforementioned Laws. All such BD Compliance Policies comply in all material respects with applicable Laws.