Applicable Regulator definition

Applicable Regulator means any regulatory authority regulating RBCIS in any jurisdiction;
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Applicable Regulator means each of the FCA, PRA, ESMA or other relevant regulatory authority regulating RBC Investor Services Trust (UK Branch) in any jurisdiction (whether in the UK, EU, EEA or Third Country or transnational);
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Applicable Regulator means each of the FCA, PRA, ESMA or any other relevant regulatory authority regulating us in any jurisdiction (whether in the UK, EU, EEA or Third Country or transnational), including any successor or replacement authorities;
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Examples of Applicable Regulator in a sentence

  • A copy of any recorded telephone conversation and a copy of any electronic communication record will be available on request for a period of five years and, where requested by a relevant Applicable Regulator, for a period of up to seven years.

  • We may cancel your instructions where required in accordance with Applicable Regulations or otherwise where required by an Applicable Regulator.

  • We will notify you and any Applicable Regulator of any suspected data security breaches where we are legally required to do so.

  • We may from time to time be required to report details of your Transactions and details about you to an Applicable Regulator pursuant to Applicable Regulation (including, without limitation, pursuant to Article 26 MiFIR) (a "Transaction Reporting Requirement").

  • Except as disclosed in Schedule 3.1(17), the Corporation has filed all reports required by any Applicable Regulator as of the date of filing of such reports in all material respects.


More Definitions of Applicable Regulator

Applicable Regulator means any regulator or supervisory body that, under Applicable Laws, has regulatory or supervisory oversight over Trident Trust; or, where the context so requires, has regulatory or supervisory oversight over Trident Trust in a Relevant Jurisdiction. (For further information, see Clause 2.4 and Annex 1)
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Applicable Regulator means each of the CSSF, ESMA or other relevant regulatory authority regulating RBCIS in any jurisdiction (whether in Luxembourg, EU, EEA or Third Country or transnational);
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Applicable Regulator means each of the BaFin, ESMA or any other relevant regulatory authority regulating RBC EG in any jurisdiction (whether in Germany, EU, EEA or Third Country or transnational), including any successor or replacement authorities;
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Applicable Regulator means each of the CSSF, ESMA, the European Central Bank (ECB) or other relevant regulatory authorityregulating RBC Investor Services Investor Services Bank S.A. in any jurisdiction (whether in Luxembourg, the EU, EEA or Third Country or transnational);
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Applicable Regulator means any Governmental Authority charged with the supervision or regulation of insurance or insurance holding companies.
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Applicable Regulator means each Regulator in the jurisdiction in which a Member Firm is registered.
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Applicable Regulator means each of the FCA, PRA, ESMA, EBA or any other relevant
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