Applicable Regulator definition

Applicable Regulator means each of the FCA, PRA, ESMA or any other relevant regulatory authority regulating us in any jurisdiction (whether in the UK, EU, EEA or Third Country or transnational), including any successor or replacement authorities;
Applicable Regulator means any regulatory authority regulating RBCIS in any jurisdiction;
Applicable Regulator means each of the FCA, PRA, ESMA or other relevant regulatory authority regulating RBC Investor Services Trust (UK Branch) in any jurisdiction (whether in the UK, EU, EEA or Third Country or transnational);

Examples of Applicable Regulator in a sentence

  • We may from time to time be required to report details of your Transactions and details about you to an Applicable Regulator pursuant to Applicable Regulation (including, without limitation, pursuant to Article 26 MiFIR) (a "Transaction Reporting Requirement").

  • We may cancel your instructions where required in accordance with Applicable Regulations or otherwise where required by an Applicable Regulator.


More Definitions of Applicable Regulator

Applicable Regulator means each of the CSSF, ESMA, the European Central Bank (ECB) or other relevant regulatory authorityregulating RBC Investor Services Investor Services Bank S.A. in any jurisdiction (whether in Luxembourg, the EU, EEA or Third Country or transnational);
Applicable Regulator means each Regulator in the jurisdiction in which a Member Firm is registered.
Applicable Regulator means any Governmental Authority charged with the supervision or regulation of insurance or insurance holding companies.
Applicable Regulator means, in respect of the registration by the Company of any of its securities, any governmental agency or self-regulatory body or other body having jurisdiction, including any domestic or foreign securities exchange, over the registration, listing, marketing or sale of such securities.
Applicable Regulator means each of the FCA, PRA, CBI, ESMA or any other relevant regulatory authority regulating Citi in any jurisdiction;
Applicable Regulator means each of the FCA, PRA, ESMA, EBA or any other relevant