AND TO definition

AND TO. The registrar and transfer agent for the securities of Response Biomedical Corp. The undersigned (A) acknowledges that the sale of the securities of Response Biomedical Corp. (the “Company”) [represented by certificate number/described in the direct registration system advice with holder account number] ___________________, to which this declaration relates was made in reliance on Rule 904 of Regulation S under the United States Securities Act of 1933, as the same has been, and hereafter from time to time, may be amended (the “U.S. Securities Act”) and (B) certifies that (1) the undersigned is not an “affiliate” of the Company as that term is defined in Rule 405 under the U.S. Securities Act, a “distributor” or an affiliate of “distributor”, (2) the offer of such securities was not made to a person in the United States and either (a) at the time the buy order was originated, the buyer was outside the United States, or the seller and any person acting on its behalf reasonably believed that the buyer was outside the United States or (b) the transaction was executed on or through the facilities of a “designated offshore securities market” (as defined in Rule 902 of Regulation S under the U.S. Securities Act) and neither the seller nor any person acting on its behalf knows that the transaction has been prearranged with a buyer in the United States, (3) neither the seller nor any affiliate of the seller nor any person acting on their behalf has engaged or will engage in anydirected selling efforts” in the United States in connection with the offer and sale of such securities, (4) the sale is bona fide and not for the purpose of “washing-off” the resale restrictions imposed because the securities are “restricted securities” as that term is described in Rule 144(a)(3) under the U.S. Securities Act, (5) the seller does not intend to replace such securities sold in reliance on Rule 904 of the U.S. Securities Act with fungible unrestricted securities, and (6) the contemplated sale is not a transaction, or part of a series of transactions, which, although in technical compliance with Regulation S under the U.S. Securities Act, is part of a plan or scheme to evade the registration provisions of the U.S. Securities Act. Unless otherwise specified, terms set forth above in quotation marks have the meanings given to them by Regulation S under the U.S. Securities Act. DATED at __________ this ___ day of __________, 20__. By: Name: Title: AFFIRMATION BY SELLER’S BROKER-D...
AND TO. Romspen Investment Corporation (the “Agent”) I have read and understand this “Consent to Electronic Delivery of Documents” and consent to the electronic delivery of the documents listed below that the Issuer elects to deliver to me electronically, all in accordance with my instructions below.
AND TO. Romspen Investment Corporation (the “Agent”) In connection with the purchase by the undersigned purchaser (the “Subscriber”) of units of Issuer, the Subscriber (or the signatory on behalf of the Subscriber) certifies for the benefit of the Issuer and the Agent that the Subscriber is a permitted client within the meaning of National Instrument 31-103 - Registration Requirements and Exemptions (“NI 31-103”), and hereby waives (i) the Agent’s obligation to determine suitability of the purchaser’s investment in the Partnership in accordance with section 13.3 of NI 31-103 and (ii) except as specifically requested by the purchaser from time to time, the Agent’s obligation to deliver all of the information required by section 14.2 of NI 31-103. Specifically, the Subscriber is: PLEASE INDICATE THE APPLICABLE CATEGORY OF “PERMITTED CLIENT” BY MARKING YOUR INITIAL IN THE SPACE PROVIDED:

More Definitions of AND TO

AND TO. Sprott Asset Management LP (the “Manager”), as the manager of the Trust RE: Cash Redemption Notice under Section 6.3 of the Trust Agreement of the Trust The undersigned (the “Unitholder”), the holder of units of the Trust (the “Units”) designated above by its Toronto Stock Exchange or New York Stock Exchange Arca ticker symbol and CUSIP number, requests the redemption for cash of the aforementioned Units in accordance with, and subject to the terms and conditions set forth in, an amended and restated trust agreement of the Trust dated as of February 1, 2010, as the same may be further amended, restated or supplemented from time to time, and directs Equity Transfer to cancel such Units on . Wiring Instructions: Signature of Unitholder Signature Guarantee Print Name Print Address
AND TO. Sprott Asset Management LP (the “Manager”), as the manager of the Trust RE: Bullion Redemption Notice under Section 6.1 of the Trust Agreement of the Trust The undersigned (the “Unitholder”), the holder of _ units of the Trust (the “Units”) designated above by its TSX or NYSE Arca ticker symbol and CUSIP number, requests the redemption of the aforementioned Units for physical platinum and palladium bullion in accordance with, and subject to the terms and conditions set forth in, the amended and restated trust agreement of the Trust dated as of June 6, 2012, as the same may be further amended, restated or supplemented from time to time, and directs the Transfer Agent to cancel such Units on _ _. All physical platinum and palladium bullion shall be delivered to the following address by armoured transportation service carrier, which the undersigned hereby authorizes the Manager or its agent to retain on the undersigned’s behalf. The Unitholder has, if applicable, instructed his or her broker to withdraw such Units in physical certificate form. Delivery Instructions: Please see attached for detailed delivery instructions. Signature of Unitholder Signature Guarantee Print Name Unitholder’s Brokerage Account Number Print Address Print Broker Name and DTC/CDS Number Print Broker Contact Name and Telephone Number NOTE: The name and address of the Unitholder set forth in this Bullion Redemption Notice must correspond with the name and address as recorded on the register of the Trust maintained by the Transfer Agent. The signature of the person executing this Bullion Redemption Notice must be guaranteed by a Canadian chartered bank or by a medallion signature guarantee from a member of a recognized Signature Medallion Guarantee Program.. Sprott Physical Platinum and Palladium Trust Physical Redemption Request form Delivery Instructions for Platinum: Delivery Instructions for Bullion Broker acting as the buyer for the Platinum Broker Name Contact Person Delivery Instructions for transportation outside the RCM Armoured Transportation Carrier Contact of the Carrier Address to be delivered Delivery Instructions for accounts with the Royal Canadian Mint Account Number Contact at the RCM Delivery Instructions for Palladium: Delivery Instructions for Bullion Broker acting as the buyer for the Palladium Broker Name Contact Person Delivery Instructions for transportation outside the RCM Armoured Transportation Carrier Contact of the Carrier Address to be delivered Delivery I...
AND TO. O'Melveny & Xxxxx 000 X. 00xx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Telephone: (000) 000-0000 Telecopy No.: (000) 000-0000 Attention: C. Xxxxxxx Xxxxxxxxxx, Esq. Xxxxxxx X. Xxxxx, Esq.
AND TO. The Bank of New York 48th Floor Xxx Xxxxxx Xxxxxx Xxxxxx X00 0XX (the MASTER ISSUER SECURITY TRUSTEE) For the attention of Global Structured Finance-Corporate Trust Date: 17 October 2006 Dear Sir, RE: PERMANENT MASTER ISSUER PLC We acknowledge receipt of your letter dated 17 October 2006, a copy of which is attached. Words and expressions defined in that letter have the same meanings herein. In consideration of your agreeing to maintain or establish the Master Issuer Accounts with us, we now agree and confirm to the Master Issuer Security Trustee that we accept and will comply with the authorisations and instructions contained in that letter and will not accept or act upon any instructions contrary thereto unless the same shall be in writing signed by the Master Issuer Security Trustee. This acknowledgement is governed by, and construed in accordance with, the laws of England and Wales. Yours faithfully, .............................. for and on behalf of THE GOVERNOR AND COMPANY OF THE BANK OF SCOTLAND SIGNATORIES MASTER ISSUER EXECUTED as a DEED on behalf of ) PERMANENT MASTER ISSUER PLC acting by Director /s/ CLAUDIA WALLACE Xxxxxxxx ) /s/ HELENA WHITAKER XXXXXX XXXXXX CASH MANAGER AND MASTER ISSUER ACCOUNT BANK EXECUTED as a DEED by ) BANK OF SCOTLAND PLC ) /s/ IAN STEWART actixx xx xxx xttorney ) in the presence of: ) /s/ DAVID WILKINSON Xxxxxxx'x xxxxature: /s/ CHRIS WALL Name: Xxxxxxx: ALLEN & OVERY LLX LONDON X00 0XX XXXXXX XXXXXX SECURITY TRUSTEE EXECUTED as a DEED ) for and on behalf of ) /s/ VINCENT GIRAUD TXX XXXX XX XXX YORK ) by its authorised signatory ) Authorised signatory )
AND TO. THE DIRECTORS THEREOF
AND TO. Standard & Poor's Ratings Services 55 Water Street New York, New York 10000 Xxxxxxxxx: Xxxxxxxxxx Xxxxxxx Xxxxxillance Group Telephone: (212) 438-2482 Facsimile: (212) 438-0000 If to the New York Stock Exchxxxx, xx: New York Stock Exchange, Inc. 20 Broad Street New York, New York 10000 Xxxxxxxxx: Xxxxxxx Xxxxxx Telephone: (212) 656-0000 Facsimile: (212) 656-0000 Copies of all directions, demaxxx xxx xxxxxxs required to be given to the Certificateholders hereunder or under the Standard Terms will also be given to the Warrant Holders in writing as set forth in this Section 9, and copies of all directions, demands and notices required to be given to the Trustee hereunder or under the Standard Terms will also be given to the Warrant Agent in writing as set forth in this Section 9(p).