Examples of ADVISORY CLIENTS in a sentence
IMPORTANT NONE OF THE COMPANY, ITS INVESTMENT MANAGER OR THE COMPANY’S BOARD OF TRUSTEES MAKES ANY RECOMMENDATION TO ANY SHAREHOLDER AS TO WHETHER TO TENDER OR REFRAIN FROM TENDERING SHARES, EXCEPT FOR SUCH RECOMMENDATIONS AS MAY BE PROVIDED BY BERNSTEIN TO ITS INVESTMENT ADVISORY CLIENTS.
XXXX PRICE ASSOCIATES, INC., INVESTMENT ADVISER, FOR AND ON BEHALF OF THE ADVISORY CLIENTS ON ATTACHMENT A, LISTED BELOW: X.
MWCM and/or its ADVISORY CLIENTS shall not be liable for any losses incurred or profits avoided resulting from the implementation or enforcement of this Code.
Your conduct can violate this Code, even if no ADVISORY CLIENTS are harmed by your conduct.
It is important for employees to avoid actions that, while they may not actually involve a conflict of interest or an abuse of an ADVISORY CLIENT'S trust, may have the appearance of impropriety.