Examples of 17j-1 Organization in a sentence
Such approval must be obtained from the Chief Compliance Officer, unless he or she is the person seeking such approval, in which case it must be obtained from the President of the 17j-1 Organization.
Any violation of this Code shall be subject to the imposition of such sanctions by the 17j-1 Organization as may be deemed appropriate under the circumstances to achieve the purposes of Rule 17j- 1 and this Code.
More Definitions of 17j-1 Organization
17j-1 Organization means the Corporation, Oxford Lane Management or Oxford Funds, as the context requires.
17j-1 Organization means the Fund or TD WAM, as the context requires.
17j-1 Organization means the Corporation, Oxford Lane Management or BDC Partners, as the context requires.
17j-1 Organization means the Corporation.
17j-1 Organization means one or both of the Companies or the Advisors, as the context requires.
17j-1 Organization means the Corporation, TICC Management or BDC Partners, as the context requires.