17j-1 Organization definition

17j-1 Organization means the Corporation or the Adviser, as the context requires.
17j-1 Organization means the Company or the Advisor, as the context requires.
17j-1 Organization means the Corporation, the Fund, or the Advisor, as the context requires.

Examples of 17j-1 Organization in a sentence

  • Such approval must be obtained from the Chief Compliance Officer, unless he or she is the person seeking such approval, in which case it must be obtained from the President of the 17j-1 Organization.

  • Any violation of this Code shall be subject to the imposition of such sanctions by the 17j-1 Organization as may be deemed appropriate under the circumstances to achieve the purposes of Rule 17j- 1 and this Code.


More Definitions of 17j-1 Organization

17j-1 Organization means the Corporation, Oxford Lane Management or Oxford Funds, as the context requires.
17j-1 Organization means the Fund or TD WAM, as the context requires.
17j-1 Organization means the Corporation, Oxford Lane Management or BDC Partners, as the context requires.
17j-1 Organization means the Corporation.
17j-1 Organization means the Company, the Adviser or the Administrator, as the context requires.
17j-1 Organization means one or both of the Companies or the Advisors, as the context requires.
17j-1 Organization means the Corporation, TICC Management or BDC Partners, as the context requires.