FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS R-3Distribution Plan and Agreement • August 31st, 2017 • Principal Funds Inc
DISTRIBUTION PLAN AND AGREEMENT made as of ____________, by and between PRINCIPAL FUND, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").
FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS R-4Distribution Plan and Agreement • August 31st, 2017 • Principal Funds Inc
DISTRIBUTION PLAN AND AGREEMENT made as _________________, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").
AMENDED AND RESTATED TRANSFER AGENCY AGREEMENT FOR CLASS A, CLASS B, CLASS C, CLASS J, CLASS P, CLASS S, CLASS T, INSTITUTIONAL CLASS, CLASS R-6 AND PLAN CLASS SHARESTransfer Agency Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT to be effective June 12, 2017, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL SHAREHOLDER SERVICES, INC., a Washington corporation (hereinafter called “the Administrator”).
FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS R-2Distribution Plan and Agreement • August 31st, 2017 • Principal Funds Inc
DISTRIBUTION PLAN AND AGREEMENT made as of , by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").
FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS R-1Distribution Plan and Agreement • August 31st, 2017 • Principal Funds Inc
DISTRIBUTION PLAN AND AGREEMENT made as ____________,by and between PRINCIPAL FUND, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington Corporation (the "Underwriters").
PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTContractual Fee Waiver Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made this _________________ by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”) and York Registered Holdings, L.P. (the “Sub-Advisor”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”), Principal Global Investors, LLC (“PGI”), and Neuberger Berman Investment Advisers LLC (the “Sub-Advisor”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”) and Origin Asset Management LLP (the “Sub-Advisor”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
WHEREAS, Principal Funds, Inc. is registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”);
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”) and Stone Harbor Investment Partners LP (the “Sub-Advisor”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”) and Sawgrass Asset Management, LLC (the “Sub-Advisor”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
WHEREAS, Principal Funds, Inc. is registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”);
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
WHEREAS, Principal Funds, Inc. is registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”);
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”) and Los Angeles Capital Management and Equity Research, Inc. (the “Sub-Advisor”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”) and American Century Investment Management, Inc. (the “Sub-Advisor”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
WHEREAS, Principal Funds, Inc. is registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”);
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”) and Dimensional Fund Advisors LP (the “Sub-Advisor”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”) and Tortoise Capital Advisors, LLC (the “Sub-Advisor”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”) and Brookfield Investment Management Inc. (the “Sub-Advisor”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”) and Vaughan Nelson Investment Management, LP (the “Sub-Advisor”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”) and Victory Capital Management, Inc. (the “Sub-Advisor”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”) and Barrow, Hanley, Mewhinney & Strauss, LLC (the “Sub-Advisor”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”) and Causeway Capital Management LLC (the “Sub-Advisor”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
WHEREAS, Principal Funds, Inc. is registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”);
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”) and Mellon Capital Management Corporation (the “Sub-Advisor”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
WHEREAS, Principal Funds, Inc. is registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”);
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
WHEREAS, Principal Funds, Inc. is registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”);
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
WHEREAS, Principal Funds, Inc. is registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”);
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
WHEREAS, Principal Funds, Inc. is registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”);
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”) and J.P. Morgan Investment Management, Inc. (the “Sub-Advisor”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”) and Blackrock Financial Management, Inc. (the “Sub-Advisor”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”) and Wellington Management Company LLP (the “Sub-Advisor”).
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
WHEREAS, Principal Funds, Inc. is registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”);
ASSUMPTION AGREEMENTAssumption Agreement • August 31st, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation (“PMC”) and Credit Suisse Asset Management, LLC (the “Sub-Advisor”).
