as Issuer andMetlife Inc • February 25th, 2011 • Life insurance • New York
Company FiledFebruary 25th, 2011 Industry Jurisdiction
Issuer andAqua America Inc • December 10th, 2008 • Water supply • Pennsylvania
Company FiledDecember 10th, 2008 Industry Jurisdiction
EXHIBIT 10.2 ------------ COMVERSE TECHNOLOGY, INC. 2005 STOCK INCENTIVE COMPENSATION PLAN DEFERRED STOCK AWARD AGREEMENT SECTION 1. GRANT OF DEFERRED STOCK UNITS. (a) AWARD. On the terms and conditions set forth in this Agreement and the Notice of...Comverse Technology Inc/Ny/ • June 5th, 2007 • Telephone & telegraph apparatus • New York
Company FiledJune 5th, 2007 Industry Jurisdiction
Page ARTICLE I DEFINED TERMS..................................................1 1.1 Certain Defined Terms.............................................1 1.2 Other Defined Terms..............................................15 1.3...Leucadia National Corp • May 9th, 2007 • Lumber & wood products (no furniture) • Delaware
Company FiledMay 9th, 2007 Industry Jurisdiction
Exhibit 1.1 10,000,000 UNITS WESTERN UNITED FINANCIAL CORPORATION UNDERWRITING AGREEMENT ----------------------Western United Financial Corp • December 21st, 2006 • Blank checks • New York
Company FiledDecember 21st, 2006 Industry Jurisdiction
INDENTURE between USAA AUTO OWNER TRUST 2006-3 as Issuer andUSAA Auto Owner Trust 2006-3 • August 23rd, 2006 • Asset-backed securities • New York
Company FiledAugust 23rd, 2006 Industry Jurisdiction
INDENTURE DATED AS OF AUGUST [__], 2006 WELLS FARGO BANK, NATIONAL ASSOCIATION, AS TRUSTEEIntegra Lifesciences Holdings Corp • August 1st, 2006 • Laboratory analytical instruments • New York
Company FiledAugust 1st, 2006 Industry Jurisdiction
EXHIBIT 4.8 THIS OBLIGATION IS SUBORDINATED TO THE SENIOR INDEBTEDNESS OF THE ISSUER AS SET FORTH HEREIN AND IS NOT SECURED. GREAT WOLF RESORTS, INC. __% JUNIOR SUBORDINATED DEBENTURE DUE 2036GW Capital Trust II • June 20th, 2006 • Hotels & motels
Company FiledJune 20th, 2006 Industry
November 17, 2005 Wachovia Capital Markets, LLC J.P. Morgan Securities Inc. Banc of America Securities LLC c/o Wachovia Capital Markets, LLC One Wachovia Center 301 South College Street Charlotte, North Carolina 28288 Ladies and Gentlemen: SUNSHINE...Cogent Management Inc • June 19th, 2006 • Services-prepackaged software • New York
Company FiledJune 19th, 2006 Industry Jurisdiction
AS ISSUERGreenbrier Companies Inc • May 25th, 2006 • Railroad equipment • New York
Company FiledMay 25th, 2006 Industry Jurisdiction
No. [ ] $[ ] Date: [ ] ONSTREAM MEDIA CORPORATION 8.0% SUBORDINATED SECURED CONVERTIBLE NOTE DUE ____ THIS NOTE is one of a series of duly authorized and issued Notes of Onstream Media Corporation, a Florida corporation (the "Company"), designated as...Onstream Media CORP • April 3rd, 2006 • Services-computer integrated systems design
Company FiledApril 3rd, 2006 Industry
Issuer [o]Renaissance Mortgage Acceptance Corp • February 7th, 2006 • Asset-backed securities • New York
Company FiledFebruary 7th, 2006 Industry Jurisdiction
ANDDeutsche Alt-a Securities Inc • February 6th, 2006 • Asset-backed securities • New York
Company FiledFebruary 6th, 2006 Industry Jurisdiction
FORM OF MORGAN STANLEY UNDERWRITING AGREEMENT (DEBT SECURITIES, WARRANTS, PURCHASE CONTRACTS AND UNITS)Morgan Stanley Capital Trust VIII • January 25th, 2006 • Finance services • New York
Company FiledJanuary 25th, 2006 Industry Jurisdiction
ISSUER ANDPHH Mortgage Capital LLC • January 23rd, 2006 • Asset-backed securities • New York
Company FiledJanuary 23rd, 2006 Industry Jurisdiction
EXECUTION VERSION MERRILL LYNCH MORTGAGE INVESTORS TRUST, SERIES 2005-A9Merrill Lynch Mortgage Investors Trust Series 2005-A9 • January 6th, 2006 • Asset-backed securities • New York
Company FiledJanuary 6th, 2006 Industry Jurisdiction
ARTICLE II ORIGINAL ISSUANCE OF NOTESMerrill Lynch Mortgage Investors Inc • December 21st, 2005 • Asset-backed securities • New York
Company FiledDecember 21st, 2005 Industry Jurisdiction
AND THE ROYAL TRUST COMPANY -- COMPAGNIE TRUST ROYAL TRUSTEEBank of Montreal /Can/ • December 16th, 2005 • Commercial banks, nec • Quebec
Company FiledDecember 16th, 2005 Industry Jurisdiction
Issuer AND HSBC BANK USA TrusteeFirstplus Financial Group Inc • September 22nd, 2005 • Personal credit institutions • New York
Company FiledSeptember 22nd, 2005 Industry Jurisdiction
] Shares Common Stock, par value $0.01 per ShareDresser-Rand Group Inc. • July 22nd, 2005 • Engines & turbines • New York
Company FiledJuly 22nd, 2005 Industry Jurisdiction
ARTICLE 1 PRINCIPAL AND INTERESTViatel Holding Bermuda LTD • June 30th, 2005 • Telephone communications (no radiotelephone) • New York
Company FiledJune 30th, 2005 Industry Jurisdiction
as Issuer andMetlife Inc • June 29th, 2005 • Insurance agents, brokers & service • New York
Company FiledJune 29th, 2005 Industry Jurisdiction
AFFILIATED COMPUTER SERVICES, INC. as Issuer and THE BANK OF NEW YORK TRUST COMPANY, N.A. as Trustee IndentureAffiliated Computer Services Inc • June 6th, 2005 • Services-computer processing & data preparation • New York
Company FiledJune 6th, 2005 Industry Jurisdiction
ISSUER ANDNomura Home Equity Loan, Inc. • May 25th, 2005 • New York
Company FiledMay 25th, 2005 Jurisdiction
WFS FINANCIAL 2005-2 OWNER TRUST, as Issuer, and DEUTSCHE BANK TRUST COMPANY AMERICAS, as Trustee INDENTUREWFS Financial 2005-2 Owner Trust • April 8th, 2005 • Asset-backed securities • New York
Company FiledApril 8th, 2005 Industry Jurisdiction
Common Stock ($0.01 Par Value)Neose Technologies Inc • February 18th, 2005 • Medicinal chemicals & botanical products • New York
Company FiledFebruary 18th, 2005 Industry Jurisdiction
WITNESSETH:CMS Energy Corp • February 1st, 2005 • Electric & other services combined
Company FiledFebruary 1st, 2005 Industry
EXHIBIT 10.2 ------------ INNOVATIVE DRUG DELIVERY SYSTEMS, INC. SUBSCRIPTION AGREEMENT INNOVATIVE DRUG DELIVERY SYSTEMS, INC. 130 West 42nd Street New York, New York 10036 Attention: Fred H. Mermelstein, Ph.D. Ladies and Gentlemen: 1. SUBSCRIPTION....Intrac Inc • December 10th, 2004 • Optical instruments & lenses • New York
Company FiledDecember 10th, 2004 Industry Jurisdiction
IDACORP, INC.Idacorp Inc • December 10th, 2004 • Electric services • New York
Company FiledDecember 10th, 2004 Industry Jurisdiction
andCharter Communications Inc /Mo/ • November 30th, 2004 • Cable & other pay television services • New York
Company FiledNovember 30th, 2004 Industry Jurisdiction
EXHIBIT 10.1 ABRAXAS PETROLEUM CORPORATION Floating Rate Senior Secured Notes due 2009 PURCHASE AGREEMENTAbraxas Petroleum Corp • November 3rd, 2004 • Crude petroleum & natural gas • New York
Company FiledNovember 3rd, 2004 Industry Jurisdiction
Exhibit 1.01 AMERICAN STATES WATER COMPANY (A California Corporation) 1,400,000 Common Shares UNDERWRITING AGREEMENTAmerican States Water Co • September 23rd, 2004 • Water supply • New York
Company FiledSeptember 23rd, 2004 Industry Jurisdiction
EXHIBIT 10.5 NEITHER THESE SECURITIES NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS...Liquidmetal Technologies Inc • August 20th, 2004 • Chemicals & allied products • California
Company FiledAugust 20th, 2004 Industry Jurisdiction
WFS FINANCIAL 2004-3 OWNER TRUST, as Issuer, and DEUTSCHE BANK TRUST COMPANY AMERICAS, as Trustee INDENTUREWFS Receivables Corp 3 • August 16th, 2004 • Asset-backed securities • New York
Company FiledAugust 16th, 2004 Industry Jurisdiction
INDENTUREOcwen Financial Corp • August 9th, 2004 • Savings institution, federally chartered • New York
Company FiledAugust 9th, 2004 Industry Jurisdiction