Common Contracts
140 similar Sub-Placement Agent Agreement contracts by Eaton Vance Enhanced Equity Income Fund, Eaton Vance Enhanced Equity Income Fund II, Eaton Vance Tax-Managed Buy-Write Opportunities Fund, others
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • May 21st, 2025 • Rivernorth Opportunities Fund, Inc.
From time to time ALPS Distributors, Inc. (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by RiverNorth Opportunities Fund, Inc., a Maryland corporation (the “Fund”), of up to 15,000,000 shares (the “Shares”) of common stock, $0.0001 par value per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • May 21st, 2025 • RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
From time to time ALPS Distributors, Inc. (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by RiverNorth/DoubleLine Strategic Opportunity Fund, Inc., a Maryland corporation (the “Fund”), of up to 10,000,000 common shares (the “Shares”) of beneficial interest, $0.0001 par value, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
FORM OF SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • May 21st, 2025 • Calamos Dynamic Convertible & Income Fund
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • May 21st, 2025 • RiverNorth Managed Duration Municipal Income Fund, Inc.
From time to time ALPS Distributors, Inc. (the "Distributor", "we" or "us") will act as manager of registered at-the-market offerings by RiverNorth Managed Duration Municipal Income Fund, Inc., a Maryland corporation (the "Fund"), of up to 8,000,000 shares (the "Shares") of common stock, $0.0001 par value, of the Fund (the "Common Shares"). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the "Distribution Agreement").
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • May 21st, 2025 • RiverNorth Flexible Municipal Income Fund II, Inc.
From time to time ALPS Distributors, Inc. (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by RiverNorth Flexible Municipal Income Fund II, Inc., a Maryland corporation (the “Fund”), of up to 4,000,000 shares (the “Shares”) of common stock, $0.0001 par value, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • May 21st, 2025 • RiverNorth Capital & Income Fund, Inc.
From time to time ALPS Distributors, Inc. (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by RiverNorth Capital and Income Fund, Inc., a Maryland corporation (the “Fund”), of up to 3,000,000 shares (the “Shares”) of common stock, $0.0001 par value, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • May 21st, 2025 • RiverNorth Opportunistic Municipal Income Fund, Inc.
From time to time ALPS Distributors, Inc. (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by RiverNorth Opportunistic Municipal Fund, Inc., a Maryland corporation (the “Fund”), of up to 4,000,000 shares (the “Shares”) of common stock, $0.0001 par value, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • May 21st, 2025 • RiverNorth Managed Duration Municipal Income Fund II, Inc.
From time to time ALPS Distributors, Inc. (the "Distributor", "we" or "us") will act as manager of registered at-the-market offerings by RiverNorth Managed Duration Municipal Income Fund II, Inc., a Maryland corporation (the "Fund"), of up to 3,000,000 shares (the "Shares") of common stock, $0.0001 par value, of the Fund (the "Common Shares"). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the "Distribution Agreement").
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • May 21st, 2025 • RiverNorth Flexible Municipal Income Fund, Inc.
From time to time ALPS Distributors, Inc. (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by RiverNorth Flexible Municipal Income Fund, Inc., a Maryland corporation (the “Fund”), of up to 3,000,000 shares (the “Shares”) of common stock, $0.0001 par value, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT Eaton Vance Distributors, Inc. One Post Office Square Boston, Massachusetts 02109Sub-Placement Agent Agreement • May 1st, 2025 • Eaton Vance Tax-Managed Buy-Write Opportunities Fund
From time to time Eaton Vance Distributors, Inc. (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by Eaton Vance Tax-Managed Buy-Write Opportunities Fund, a Massachusetts business trust (the “Fund”), of up to 19,096,050 common shares (the “Shares”) of beneficial interest, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares.
FORM OF SUB-PLACEMENT AGENT AGREEMENT Eaton Vance Distributors, Inc. One Post Office Square Boston, Massachusetts 02109Sub-Placement Agent Agreement • April 29th, 2025 • Eaton Vance Tax-Managed Buy-Write Opportunities Fund
From time to time Eaton Vance Distributors, Inc. (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by Eaton Vance [ ], a Massachusetts business trust (the “Fund”), of up to [ ] common shares (the “Shares”) of beneficial interest, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares.
SUB-PLACEMENT AGENT AGREEMENT Eaton Vance Distributors, Inc. One Post Office Square Boston, Massachusetts 02109Sub-Placement Agent Agreement • April 8th, 2025 • Eaton Vance Enhanced Equity Income Fund II
From time to time Eaton Vance Distributors, Inc. (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by Eaton Vance Enhanced Equity Income Fund II, a Massachusetts business trust (the “Fund”), of up to 7,944,451 common shares (the “Shares”) of beneficial interest, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares.
FORM OF SUB-PLACEMENT AGENT AGREEMENT Eaton Vance Distributors, Inc. One Post Office Square Boston, Massachusetts 02109Sub-Placement Agent Agreement • April 4th, 2025 • Eaton Vance Enhanced Equity Income Fund II
From time to time Eaton Vance Distributors, Inc. (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by Eaton Vance [ ], a Massachusetts business trust (the “Fund”), of up to [ ] common shares (the “Shares”) of beneficial interest, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares.
SUB-PLACEMENT AGENT AGREEMENT Franklin Distributors, LLC One Franklin Parkway San Mateo, CA 94403Sub-Placement Agent Agreement • March 31st, 2025 • LMP Capital & Income Fund Inc.
AMENDED AND RESTATED SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • March 17th, 2025 • NXG NextGen Infrastructure Income Fund
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • March 6th, 2025 • Columbia Seligman Premium Technology Growth Fund, Inc.
From time to time ALPS Distributors, Inc. (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by Columbia Seligman Premium Technology Growth Fund, Inc., a Maryland corporation (the “Fund”), of up to 8,000,000 shares (the “Shares”) of common stock, $0.01 par value, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
FORM OF SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • February 21st, 2025 • Calamos Convertible & High Income Fund
FORM OF SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • February 21st, 2025 • Calamos Convertible Opportunities & Income Fund
SUB-PLACEMENT AGENT AGREEMENT Eaton Vance Distributors, Inc. One Post Office Square Boston, Massachusetts 02109Sub-Placement Agent Agreement • February 19th, 2025 • Eaton Vance Tax-Managed Diversified Equity Income Fund
From time to time Eaton Vance Distributors, Inc. (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by Eaton Vance Tax-Managed Diversified Equity Income Fund, a Massachusetts business trust (the “Fund”), of up to 16,705,649 common shares (the “Shares”) of beneficial interest, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares.
FORM OF SUB-PLACEMENT AGENT AGREEMENT Eaton Vance Distributors, Inc. One Post Office Square Boston, Massachusetts 02109Sub-Placement Agent Agreement • February 14th, 2025 • Eaton Vance Tax-Managed Diversified Equity Income Fund
From time to time Eaton Vance Distributors, Inc. (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by Eaton Vance [ ], a Massachusetts business trust (the “Fund”), of up to [ ] common shares (the “Shares”) of beneficial interest, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares.
SUB-PLACEMENT AGENT AGREEMENT BlackRock Investments, LLCSub-Placement Agent Agreement • February 7th, 2025 • Blackrock Corporate High Yield Fund, Inc.
From time to time BlackRock Investments, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by BlackRock Corporate High Yield Fund, Inc., a Maryland corporation (the “Fund”), of up to 45,000,000 shares (the “Shares”) of common stock, par value $0.10 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • January 28th, 2025 • NXG NextGen Infrastructure Income Fund
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • January 24th, 2025 • Abrdn Global Premier Properties Fund
From time to time ALPS Distributors, Inc. (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by abrdn Global Premier Properties Fund, a Delaware statutory trust (the “Fund”), having an aggregate offering price of up to $27,500,000 of common shares (the “Shares”) of beneficial interest, no par value, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT Eaton Vance Distributors, Inc. One Post Office Square Boston, Massachusetts 02109Sub-Placement Agent Agreement • January 22nd, 2025 • Eaton Vance Enhanced Equity Income Fund
From time to time Eaton Vance Distributors, Inc. (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by Eaton Vance Enhanced Equity Income fund, a Massachusetts business trust (the “Fund”), of up to 6,116,344 common shares (the “Shares”) of beneficial interest, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares.
FORM OF SUB-PLACEMENT AGENT AGREEMENT Eaton Vance Distributors, Inc. One Post Office Square Boston, Massachusetts 02109Sub-Placement Agent Agreement • January 17th, 2025 • Eaton Vance Enhanced Equity Income Fund
From time to time Eaton Vance Distributors, Inc. (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by Eaton Vance [ ], a Massachusetts business trust (the “Fund”), of up to [ ] common shares (the “Shares”) of beneficial interest, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares.
SUB-PLACEMENT AGENT AGREEMENT Franklin Distributors, LLC One Franklin Parkway San Mateo, CA 94403Sub-Placement Agent Agreement • January 16th, 2025 • Western Asset Diversified Income Fund (WDI)
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • January 16th, 2025 • FS Credit Opportunities Corp.
From time to time ALPS Distributors, Inc. (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by FS Credit Opportunities Corp., a Maryland corporation (the “Fund”), of up to $150 million of shares (the “Shares”) of common stock, $0.001 par value, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
AMENDED AND RESTATED SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • January 14th, 2025 • NXG Cushing Midstream Energy Fund
SUB-PLACEMENT AGENT AGREEMENT Franklin Distributors, LLC One Franklin Parkway San Mateo, CA 94403Sub-Placement Agent Agreement • October 21st, 2024 • Western Asset Global High Income Fund Inc.
SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • September 13th, 2024 • Cbre Global Real Estate Income Fund
SUB-PLACEMENT AGENT AGREEMENT Paralel Distributors LLCSub-Placement Agent Agreement • September 10th, 2024 • Reaves Utility Income Fund
From time to time Paralel Distributors LLC (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by Reaves Utility Income Fund, a Delaware statutory trust (the “Fund”), of up to 10,000,000 shares (the “Shares”) of beneficial interest, no par value, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT Ares Management Capital Markets LLCSub-Placement Agent Agreement • September 3rd, 2024 • Ares Dynamic Credit Allocation Fund, Inc.
From time to time Ares Management Capital Markets LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by Ares Dynamic Credit Allocation Fund, Inc., a Maryland corporation (the “Fund”), of up to $150 million of shares (the “Shares”) of common stock, $0.001 par value per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT KKR Capital Markets LLCSub-Placement Agent Agreement • July 1st, 2024 • KKR Income Opportunities Fund
From time to time KKR Capital Markets LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by KKR Income Opportunities Fund, a Delaware statutory trust (the “Fund”), of up to $75 million of common shares (the “Shares”) of beneficial interest, par value $0.001 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT Paralel Distributors LLCSub-Placement Agent Agreement • June 5th, 2024 • XAI Octagon Floating Rate & Alternative Income Trust
From time-to-time Paralel Distributors LLC (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by XAI Octagon Floating Rate & Alternative Income Trust, a Delaware statutory trust (the “Fund”), of up to 15,000,000 shares (the “Shares”) of beneficial interest, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • May 21st, 2024 • NXG Cushing Midstream Energy Fund