PRE-FUNDED WARRANTS EXERCISABLE INTO [___] SHARES OF COMMON STOCK, SERIES A WARRANTS EXERCISABLE INTO [___] SHARES OF COMMON STOCK AND SERIES B WARRANTS EXERCISABLE INTO [___] SHARES OF COMMON STOCK OF NUWELLIS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 3rd, 2025 • Nuwellis, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledJune 3rd, 2025 Company Industry JurisdictionThe undersigned, Nuwellis, Inc., a Delaware corporation (collectively with its subsidiaries, including, without limitation, all entities disclosed or described in the Registration Statement as being a subsidiary of Nuwellis, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters, if any (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Ladenburg Thalmann & Co. Inc. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
PRE-FUNDED WARRANTS EXERCISABLE INTO [___] SHARES OF COMMON STOCK, SERIES A WARRANTS EXERCISABLE INTO [___] SHARES OF COMMON STOCK AND SERIES B WARRANTS EXERCISABLE INTO [___] SHARES OF COMMON STOCK OF NUWELLIS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • May 30th, 2025 • Nuwellis, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledMay 30th, 2025 Company Industry JurisdictionThe undersigned, Nuwellis, Inc., a Delaware corporation (collectively with its subsidiaries, including, without limitation, all entities disclosed or described in the Registration Statement as being a subsidiary of Nuwellis, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters, if any (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Ladenburg Thalmann & Co. Inc. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
400,000 SHARES OF SERIES G CONVERTIBLE PREFERRED STOCK (CONVERTIBLE INTO 4,901,982 SHARES OF COMMON STOCK), AND 4,901,982 COMMON Warrants (exercisable for 4,901,982 shares of common stock) of NANOVIBRONIX, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • May 16th, 2025 • NanoVibronix, Inc. • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledMay 16th, 2025 Company Industry JurisdictionThe undersigned, NanoVibronix, Inc., a Delaware corporation (collectively with its subsidiaries, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries of NanoVibronix, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Dawson James Securities, Inc. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • May 12th, 2025 • NanoVibronix, Inc. • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledMay 12th, 2025 Company Industry JurisdictionThe undersigned, NanoVibronix, Inc., a Delaware corporation (collectively with its subsidiaries, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries of NanoVibronix, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Dawson James Securities, Inc. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • April 29th, 2025 • NanoVibronix, Inc. • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledApril 29th, 2025 Company Industry JurisdictionThe undersigned, NanoVibronix, Inc., a Delaware corporation (collectively with its subsidiaries, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries of NanoVibronix, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Dawson James Securities, Inc. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • April 7th, 2025 • NEUROONE MEDICAL TECHNOLOGIES Corp • Surgical & medical instruments & apparatus • New York
Contract Type FiledApril 7th, 2025 Company Industry JurisdictionThe undersigned, NeuroOne Medical Technologies Corporation, a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Ladenburg Thalmann & Co. Inc. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • March 24th, 2025 • RedCloud Holdings PLC • Retail-retail stores, nec • New York
Contract Type FiledMarch 24th, 2025 Company Industry JurisdictionThe undersigned, RedCloud Holdings plc, a public limited company incorporated under the laws of England and Wales (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of RedCloud Holdings plc, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representatives (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Roth Capital Partners, LLC and Clear Street LLC are acting as representatives to the several Underwriters (the “Representatives”) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • March 11th, 2025 • Capstone Holding Corp. • Wholesale-lumber & other construction materials • New York
Contract Type FiledMarch 11th, 2025 Company Industry JurisdictionThe undersigned, Capstone Holding Corp., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Capstone Holding Corp., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Joseph Gunnar & Co., LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • February 6th, 2025 • Capstone Holding Corp. • Wholesale-lumber & other construction materials • New York
Contract Type FiledFebruary 6th, 2025 Company Industry JurisdictionThe undersigned, Capstone Holding Corp., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Capstone Holding Corp., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Joseph Gunnar & Co., LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • January 13th, 2025 • RedCloud Holdings PLC • Retail-retail stores, nec • New York
Contract Type FiledJanuary 13th, 2025 Company Industry JurisdictionThe undersigned, RedCloud Holdings plc, a public limited company incorporated under the laws of England and Wales (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of RedCloud Holdings plc, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representatives (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Roth Capital Partners, LLC and Clear Street LLC are acting as representatives to the several Underwriters (the “Representatives”) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENT Dated [____________] [__], 2024 between LAFAYETTE ENERGY CORP andUnderwriting Agreement • December 27th, 2024 • Lafayette Energy Corp. • Crude petroleum & natural gas • New York
Contract Type FiledDecember 27th, 2024 Company Industry JurisdictionThe undersigned, Lafayette Energy Corp, a company incorporated under the laws of the State of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which ThinkEquity LLC (“ThinkEquity”), is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • December 4th, 2024 • Jupiter Neurosciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledDecember 4th, 2024 Company Industry JurisdictionThe undersigned, Jupiter Neurosciences, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries of Jupiter Neurosciences, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Dominari Securities, LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as “Underwriter”) on the terms and conditions set forth herein.
458,691 SHARES OF COMMON STOCK PRE-FUNDED WARRANTS TO PURCHASE 917,596 SHARES OF COMMON STOCK SERIES A COMMON WARRANTS TO PURCHASE 1,376,287 SHARES OF COMMON STOCK OF AUTONOMIX MEDICAL, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 25th, 2024 • Autonomix Medical, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledNovember 25th, 2024 Company Industry JurisdictionLadenburg Thalmann & Co. Inc. As the Representative of the Several Underwriters, if any, Named in Schedule I hereto 640 Fifth Avenue, 4th Floor New York, NY 10019
●] SHARES OF COMMON STOCK PRE-FUNDED WARRANTS TO PURCHASE [●] SHARES OF COMMON STOCK SERIES A COMMON WARRANTS TO PURCHASE [●] SHARES OF COMMON STOCK OF AUTONOMIX MEDICAL, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 1st, 2024 • Autonomix Medical, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledNovember 1st, 2024 Company Industry JurisdictionLadenburg Thalmann & Co. Inc. As the Representative of the Several Underwriters, if any, Named in Schedule I hereto 640 Fifth Avenue, 4th Floor New York, NY 10019
UNDERWRITING AGREEMENT Dated [____________] [__], 2024 between LAFAYETTE ENERGY CORP and SPARTAN CAPITAL SECURITIES, LLC as Representative of the several Underwriters named on Schedule I attached heretoUnderwriting Agreement • September 19th, 2024 • Lafayette Energy Corp. • Crude petroleum & natural gas • New York
Contract Type FiledSeptember 19th, 2024 Company Industry JurisdictionThe undersigned, Lafayette Energy Corp, a company incorporated under the laws of the State of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Spartan Capital Securities, LLC (“Spartan”), is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • September 5th, 2024 • Safe Pro Group Inc. • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledSeptember 5th, 2024 Company Industry JurisdictionThe undersigned, Safe Pro Group Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Safe Pro Group Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Dawson James Securities, Inc. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • September 4th, 2024 • Jupiter Neurosciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledSeptember 4th, 2024 Company Industry JurisdictionThe undersigned, Jupiter Neurosciences, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries of Jupiter Neurosciences, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Dominari Securities LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as “Underwriter”) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • September 4th, 2024 • Jupiter Neurosciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledSeptember 4th, 2024 Company Industry JurisdictionThe undersigned, Jupiter Neurosciences, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries of Jupiter Neurosciences, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Dominari Securities LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as “Underwriter”) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • August 2nd, 2024 • Safe Pro Group Inc. • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledAugust 2nd, 2024 Company Industry JurisdictionThe undersigned, Safe Pro Group Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Safe Pro Group Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Dawson James Securities, Inc. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
SHARES OF COMMON STOCK AND _____________PRE-FUNDED WARRANTS (EXERCISABLE FOR ____ SHARES OF COMMON STOCK) OF EKSO BIONICS HOLDINGS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • July 29th, 2024 • Ekso Bionics Holdings, Inc. • General industrial machinery & equipment, nec • New York
Contract Type FiledJuly 29th, 2024 Company Industry JurisdictionThe undersigned, Ekso Bionics Holdings, Inc., a company incorporated under the laws of Nevada (collectively with its subsidiaries, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries of Ekso Bionics Holdings, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Craig-Hallum Capital Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
1,158,566 SHARES OF COMMON STOCK, PRE-FUNDED WARRANTS EXERCISABLE INTO 2,041,814 SHARES OF COMMON STOCK, SERIES F-1 WARRANTS EXERCISABLE INTO 3,200,380 SHARES OF COMMON STOCK, SERIES F-2 WARRANTS EXERCISABLE INTO 3,200,380 SHARES OF COMMON STOCK AND...Underwriting Agreement • July 29th, 2024 • NovaBay Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 29th, 2024 Company Industry JurisdictionThe undersigned, NovaBay Pharmaceuticals, Inc., a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Ladenburg Thalmann & Co. Inc. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
SHARES OF COMMON STOCK, PRE-FUNDED WARRANTS EXERCISABLE INTO [___] SHARES OF COMMON STOCK, SERIES F-1 WARRANTS EXERCISABLE INTO [___] SHARES OF COMMON STOCK, SERIES F-2 WARRANTS EXERCISABLE INTO [___] SHARES OF COMMON STOCK AND SERIES F-3 WARRANTS...Underwriting Agreement • July 25th, 2024 • NovaBay Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 25th, 2024 Company Industry JurisdictionThe undersigned, NovaBay Pharmaceuticals, Inc., a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Ladenburg Thalmann & Co. Inc. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
SHARES of Common Stock ACTUATE THERAPEUTICS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • July 19th, 2024 • Actuate Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 19th, 2024 Company Industry JurisdictionThe undersigned, Actuate Therapeutics, Inc., a company incorporated under the laws of Delaware (collectively with its Subsidiary, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Titan Partners Group LLC, a division of American Capital Partners, LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • July 12th, 2024 • Jupiter Neurosciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 12th, 2024 Company Industry JurisdictionThe undersigned, Jupiter Neurosciences, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries of Jupiter Neurosciences, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Revere Securities LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as “Underwriter”) on the terms and conditions set forth herein.
OF NOVABAY PHARMACEUTICALS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • July 10th, 2024 • NovaBay Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 10th, 2024 Company Industry JurisdictionThe undersigned, NovaBay Pharmaceuticals, Inc., a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Ladenburg Thalmann & Co. Inc. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
SHARES OF COMMON STOCK AIRSHIP AI HOLDINGS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • July 8th, 2024 • Airship AI Holdings, Inc. • Services-prepackaged software • New York
Contract Type FiledJuly 8th, 2024 Company Industry JurisdictionThe undersigned, Airship AI Holdings, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Airship AI Holdings, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Roth Capital Partners, LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENT Dated [____________] [__], 2024 between LAFAYETTE ENERGY CORP and SPARTAN CAPITAL SECURITIES, LLC as Representative of the several Underwriters named on Schedule I attached heretoUnderwriting Agreement • June 28th, 2024 • Lafayette Energy Corp. • Crude petroleum & natural gas • New York
Contract Type FiledJune 28th, 2024 Company Industry JurisdictionThe undersigned, Lafayette Energy Corp, a company incorporated under the laws of the State of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Spartan Capital Securities, LLC (“Spartan”), is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
SHARES of Common Stock pre-funded warrants to purchase _______ shares of common stock OF CATHETER PRECISION, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 26th, 2024 • Catheter Precision, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJune 26th, 2024 Company Industry JurisdictionThe undersigned, Catheter Precision, Inc., a Delaware corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters, if any (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Ladenburg Thalmann & Co. Inc. is acting as representative (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
SHARES of Common Stock ACTUATE THERAPEUTICS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 21st, 2024 • Actuate Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJune 21st, 2024 Company Industry JurisdictionThe undersigned, Actuate Therapeutics, Inc., a company incorporated under the laws of Delaware (collectively with its Subsidiary, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Titan Partners Group LLC, a division of American Capital Partners, LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • June 21st, 2024 • Icon Energy Corp • Deep sea foreign transportation of freight • New York
Contract Type FiledJune 21st, 2024 Company Industry JurisdictionThe undersigned, Icon Energy Corp., a company incorporated under the laws of the Republic of the Marshall Islands (collectively with its subsidiaries, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries of Icon Energy Corp., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
1,500,000 COMMON SHARES AND 1,500,000 WARRANTS TO PURCHASE 1,500,000 COMMON SHARES GREENPOWER MOTOR COMPANY INC. UNDERWRITING AGREEMENTUnderwriting Agreement • May 8th, 2024 • GREENPOWER MOTOR Co INC. • Truck & bus bodies • New York
Contract Type FiledMay 8th, 2024 Company Industry JurisdictionThe undersigned, Greenpower Motor Company Inc., a corporation existing under the laws of the Province of British Columbia, Canada (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Greenpower Motor Company Inc., the "Company"), hereby confirms its agreement (this "Agreement") with the several underwriters (such underwriters, including the Representative (as defined below), the "Underwriters" and each an "Underwriter") named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the "Representative" and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein. Maxim Group LLC is acting as the sole book-running manag
UNDERWRITING AGREEMENT Dated [____________] [__], 2024 between LAFAYETTE ENERGY CORP and SPARTAN CAPITAL SECURITIES, LLC as Representative of the several Underwriters named on Schedule I attached heretoUnderwriting Agreement • April 25th, 2024 • Lafayette Energy Corp. • Crude petroleum & natural gas • New York
Contract Type FiledApril 25th, 2024 Company Industry JurisdictionThe undersigned, Lafayette Energy Corp, a company incorporated under the laws of the State of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Spartan Capital Securities, LLC (“Spartan”), is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • April 19th, 2024 • ClearSign Technologies Corp • Industrial instruments for measurement, display, and control • New York
Contract Type FiledApril 19th, 2024 Company Industry JurisdictionThe undersigned, ClearSign Technologies Corporation, a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with Public Ventures, LLC, as the underwriter (including others acting as an underwriter, then together, the “Underwriters” and each, an “Underwriter” that are named in Schedule I hereto and in which case Public Ventures, LLC is acting as representative and therefore referred to herein as the “Representative,” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as the Underwriter) on the terms and conditions set forth herein.
SHARES OF COMMON STOCK AND _________ PRE-FUNDED WARRANTS (EXERCISABLE FOR _____SHARES OF COMMON STOCK) _____________ SERIES A WARRANTS (EXERCISABLE FOR _____SHARES OF COMMON STOCK) AND _____________ SERIES B WARRANTS (EXERCISABLE FOR _____SHARES OF...Underwriting Agreement • April 19th, 2024 • ENDRA Life Sciences Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledApril 19th, 2024 Company Industry JurisdictionThe undersigned, ENDRA Life Sciences Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of ENDRA Life Sciences Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Craig-Hallum Capital Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • April 12th, 2024 • Key Mining Corp. • Metal mining • New York
Contract Type FiledApril 12th, 2024 Company Industry JurisdictionThe undersigned, Key Mining Corp., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Key Mining Corp., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which EF Hutton LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.