Common Contracts
16 similar Underwriting Agreement contracts by Full Circle Capital Corp, Cushing MLP Total Return Fund, GSV Capital Corp., others
2,400,000 ShARES OXFORD LANE CAPITAL CORP. Series 2029 Term Preferred Stock, $0.01 par value per Share UNDERWRITING AGREEMENTUnderwriting Agreement • June 16th, 2022 • Oxford Lane Capital Corp. • New York
2,400,000 Shares OXFORD LANE CAPITAL CORP. Series 2029 Term Preferred Stock, $0.01 par value per Share UNDERWRITING AGREEMENTUnderwriting Agreement • August 17th, 2021 • Oxford Lane Capital Corp. • New York
RIVERNORTH MARKETPLACE LENDING CORPORATION [Ÿ] % Series ___ Term Preferred Stock Due 20[Ÿ], $0.0001 par value per Share UNDERWRITING AGREEMENTUnderwriting Agreement • October 2nd, 2017 • RiverNorth Marketplace Lending Corp • New York
FORM OF UNDERWRITING AGREEMENT] FULL CIRCLE CAPITAL CORPORATION [ ]% Senior Notes due 2020 UNDERWRITING AGREEMENTUnderwriting Agreement • June 19th, 2013 • Full Circle Capital Corp • New York
1,350,000 Shares FULL CIRCLE CAPITAL CORPORATION Common Stock, $0.01 par value per Share UNDERWRITING AGREEMENTUnderwriting Agreement • November 28th, 2012 • Full Circle Capital Corp • New York
FORM OF UNDERWRITING AGREEMENT] _____________ Shares FULL CIRCLE CAPITAL CORPORATION Common Stock, $0.01 par value per Share UNDERWRITING AGREEMENTUnderwriting Agreement • July 13th, 2012 • Full Circle Capital Corp • New York
Full Circle Capital Corporation, a corporation incorporated under the laws of the State of Maryland (the “Fund”), is a non-diversified closed-end management investment company that has elected to be treated as a business development company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The Fund proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) __________ shares of common stock, $0.01 par value per share (the “Firm Shares”). The Fund also proposes to sell to the several Underwriters not more than an additional _____________ shares of common stock, $0.01 par value per share (the “Additional Shares”) if and to the extent that ________________, as the representative of the Underwriters in the offering (the “Representative”), shall have determined to exercise, on behalf of the Underwriters, the right to purchase such shares granted to the Underwriters in Section 3 hereof. The Firm Shares and the Addi
FORM OF UNDERWRITING AGREEMENT]Underwriting Agreement • May 7th, 2012 • GSV Capital Corp. • New York
GSV Capital Corp., a corporation incorporated under the laws of the State of Maryland (the “Fund”), is a non-diversified closed-end management investment company that has elected to be treated as a business development company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The Fund proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) [·] shares of common stock, $0.01 par value per share (the “Firm Shares”). The Fund also proposes to sell to the several Underwriters not more than an additional [·] shares of common stock, $0.01 par value per share (the “Additional Shares”) if and to the extent that [ ], as the representative of the Underwriters named in Schedule I attached hereto (the “Representative”), shall have determined to exercise, on behalf of the Underwriters, the right to purchase such shares granted to the Underwriters in Section 3 hereof. The Firm Shares and the Additional Shares are herein
·] Shares GSV CAPITAL CORP. Common Stock, $0.01 par value per Share UNDERWRITING AGREEMENTUnderwriting Agreement • February 9th, 2012 • GSV Capital Corp. • New York
Citigroup Global Markets Inc. As Representative of the several Underwriters named in Schedule I attached hereto, 388 Greenwich Street
FORM OF UNDERWRITING AGREEMENT] [·] Shares GSV CAPITAL CORP. Common Stock, $0.01 par value per Share UNDERWRITING AGREEMENTUnderwriting Agreement • September 13th, 2011 • GSV Capital Corp. • New York
FORM OF UNDERWRITING AGREEMENT] [●] Shares NEXT INNOVATION CORP. Common Stock, $0.01 par value per Share UNDERWRITING AGREEMENTUnderwriting Agreement • March 30th, 2011 • NeXt BDC Capital Corp. • New York
Form of Underwriting Agreement]Underwriting Agreement • November 30th, 2010 • Oxford Lane Capital Corp. • New York
Form of Underwriting Agreement] 2,800,000 Shares FULL CIRCLE CAPITAL CORPORATION Common Stock, $0.01 par value per Share UNDERWRITING AGREEMENTUnderwriting Agreement • August 26th, 2010 • Full Circle Capital Corp • New York
7,500,000 Shares THE CUSHING MLP TOTAL RETURN FUND Common Shares of Beneficial Interest, $0.001 par value per Share UNDERWRITING AGREEMENTUnderwriting Agreement • July 19th, 2010 • Cushing MLP Total Return Fund • New York
Based upon and subject to the foregoing, we are of the opinion that under current U.S. federal income tax law, although the discussion set forth in the Base Prospectus under the heading “Tax Matters,” as supplemented by the Prospectus Supplement, does not purport to discuss all possible U.S. federal income tax consequences of the purchase, ownership or disposition of the Shares, such discussion constitutes, in all material respects, a fair and accurate summary of the U.S. federal income tax consequences that are anticipated to be material to holders who purchase the Shares pursuant to the Prospectus, subject to the qualifications set forth in such discussion.
4,000,000 Shares THE CUSHING MLP TOTAL RETURN FUND Common Shares of Beneficial Interest, $0.001 par value per Share UNDERWRITING AGREEMENTUnderwriting Agreement • March 12th, 2010 • Cushing MLP Total Return Fund • New York
Based upon and subject to the foregoing, we are of the opinion that under current U.S. federal income tax law, although the discussion set forth in the Base Prospectus under the heading “Tax Matters,”, as supplemented by the Prospectus Supplement, does not purport to discuss all possible U.S. federal income tax consequences of the purchase, ownership or disposition of the Shares, such discussion constitutes, in all material respects, a fair and accurate summary of the U.S. federal income tax consequences that are anticipated to be material to holders who purchase the Shares pursuant to the Prospectus, subject to the qualifications set forth in such discussion.
MORGAN STANLEY FRONTIER EMERGING MARKETS FUND, INC. COMMON STOCK (Par Value $0.01 Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • July 15th, 2008 • Morgan Stanley Frontier Emerging Markets Fund, Inc. • New York
Morgan Stanley Frontier Emerging Markets Fund, Inc., a corporation organized under the laws of the State of Maryland (the “Fund”), is a newly organized, non-diversified closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The Fund proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) [·] shares of its common stock (par value $0.01 per share) (the “Firm Shares”). The Fund also proposes to issue and sell to the several Underwriters not more than an additional [·] shares of its common stock (par value $0.01 per share) (the “Additional Shares”) if and to the extent that you, as manager of the offering, shall have determined to exercise, on behalf of the Underwriters, the right to purchase such shares of common stock granted to the Underwriters in Section 3 hereof. The Firm Shares and the Additional Shares are hereinafter collectively referred to as the “Share
FORM OF UNDERWRITING AGREEMENT Shares THE CUSHING MLP TOTAL RETURN FUND Common Shares of Beneficial Interest, $0.001 par value per Share UNDERWRITING AGREEMENTUnderwriting Agreement • August 23rd, 2007 • Cushing MLP Total Return Fund • New York
The Cushing MLP Total Return Fund, a statutory trust organized under the laws of the State of Delaware (the “Fund”), is a newly organized, non-diversified closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The Fund proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) ___common shares of beneficial interest, $0.001 par value per share (the “Firm Shares”). The Fund also proposes to issue and sell to the several Underwriters not more than an additional ___common shares of beneficial interest, $0.001 par value per share (the “Additional Shares”) if and to the extent that you, as Managers of the offering, shall have determined to exercise, on behalf of the Underwriters, the right to purchase such shares granted to the Underwriters in Section 3 hereof. The Firm Shares and the Additional Shares are hereinafter collectively referred to as the “Shares.” The com
