Common Contracts
78 similar Underwriting Agreement contracts by AXA Equitable Holdings, Inc., Sailpoint Technologies Holdings, Inc., Wingstop Inc., others
16,000,000 Shares Rev Group, Inc. COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENT February 14, 2024Underwriting Agreement • February 20th, 2024 • REV Group, Inc. • Motor vehicles & passenger car bodies • New York
The Selling Shareholders named in Schedule I hereto (the “Selling Shareholders”), each shareholders of REV Group, Inc., a Delaware corporation (the “Company”), propose to sell to the several underwriters named in Schedule II hereto (the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 13 hereof, and to the extent there is only a single underwriter, the term “Underwriters” shall be deemed to refer to the single Underwriter, mutatis mutandis) an aggregate of 16,000,000 shares of common stock, par value $0.001 per share, of the Company (the “Firm Shares”), with each Selling Shareholder selling the amount set forth opposite such Selling Shareholder’s name in Schedule I hereto.
11,000,000 Shares INTEGRAL AD SCIENCE HOLDING CORP. COMMON STOCK (PAR VALUE $0.001 PER SHARE) UNDERWRITING AGREEMENTUnderwriting Agreement • December 7th, 2023 • Integral Ad Science Holding Corp. • Services-computer programming, data processing, etc. • New York
The shareholders named in Schedule I hereto (the “Selling Shareholders”) of Integral Ad Science Holding Corp., a Delaware corporation (the “Company”), severally propose to sell to the several Underwriters named in Schedule II hereto (the “Underwriters”), for whom Goldman Sachs & Co. LLC is acting as representative (the “Representatives”), an aggregate of 11,000,000 shares (the “Firm Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), each Selling Shareholder selling the amount set forth opposite such Selling Shareholder’s name in Schedule I hereto. To the extent that Goldman Sachs & Co. LLC is the only Underwriter, all references to “each Underwriter,” “the Underwriters” or “Representatives” shall refer to just Goldman Sachs & Co. LLC.
●] SHARES APPLOVIN CORPORATION CLASS A COMMON STOCK, PAR VALUE $0.00003 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • December 2nd, 2021 • AppLovin Corp • Services-computer programming, data processing, etc. • New York
🌑 ] Shares Driven Brands Holdings Inc. COMMON STOCK (PAR VALUE $0.01 PER SHARE) UNDERWRITING AGREEMENTUnderwriting Agreement • August 2nd, 2021 • Driven Brands Holdings Inc. • Services-automotive repair, services & parking • New York
7,750,000 Shares RIMINI STREET, INC. COMMON STOCK PAR VALUE $0.0001 PER SHARE UNDERWRITING AGREEMENT March 9, 2021Underwriting Agreement • March 10th, 2021 • Rimini Street, Inc. • Services-business services, nec • New York
Rimini Street, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule II hereto (the “Underwriters”), for whom Craig-Hallum Capital Group LLC (the “Representative”) is acting as Representative , an aggregate of 7,750,000 shares of common stock, par value $0.0001 per share, of the Company (the “Firm Shares”). The Company and certain stockholders of the Company (the “Selling Stockholders”) named in Schedule I hereto. are hereinafter sometimes collectively referred to as the “Sellers.”
2,329,000 Shares APPIAN CORPORATION CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • September 6th, 2019 • Appian Corp • Services-prepackaged software • New York
Appian Corporation, a Delaware corporation (the “Company”) proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), and certain stockholders of the Company (the “Selling Stockholders”) of Appian Corporation, a Delaware corporation (the “Company”), named in Schedule II hereto severally propose to sell to the several Underwriters an aggregate of 2,329,000 shares of Class A common stock of the Company, par value $0.0001 per share (the “Shares”), of which 1,825,000 shares are to be issued and sold by the Company and 504,000 shares are to be sold by the Selling Stockholders, each Selling Stockholder selling the amount set forth opposite such Selling Stockholder’s name in Schedule II hereto under the heading “Shares.” Any reference herein to the Underwriters shall be deemed to refer to a single Underwriter if only a single Underwriter is named in Schedule I hereto.
12,900,000 Shares SMARTSHEET INC. CLASS A COMMON STOCK, NO PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • June 12th, 2019 • Smartsheet Inc • Services-prepackaged software • New York
40,000,000 Shares AXA Equitable Holdings, Inc. COMMON STOCK, PAR VALUE $0.01 PER SHARE FORM OF UNDERWRITING AGREEMENT March [●], 2019Underwriting Agreement • March 18th, 2019 • AXA Equitable Holdings, Inc. • Insurance agents, brokers & service • New York
50,000,000 Shares AXA Equitable Holdings, Inc. COMMON STOCK, PAR VALUE $0.01 PER SHARE FORM OF UNDERWRITING AGREEMENT November [•], 2018Underwriting Agreement • November 13th, 2018 • AXA Equitable Holdings, Inc. • Insurance agents, brokers & service • New York
The undersigned understands that J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and Citigroup Global Markets Inc. (the “Managers”) propose to enter into an Underwriting Agreement (the “Underwriting Agreement”) with AXA Equitable Holdings, Inc., a Delaware corporation (the “Company”) and AXA S.A., a société anonyme organized under the laws of France, providing for the public offering (the “Public Offering”) by the several Underwriters, including the Managers (the “Underwriters”), of 50,000,000 shares (the “Shares”) of the Common Stock, par value $0.01 per share, of the Company (the “Common Stock”). Terms used but not defined herein shall have the meanings ascribed to such terms in the Underwriting Agreement.
2,000,000 Shares APPIAN CORPORATION CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • August 22nd, 2018 • Appian Corp • Services-prepackaged software • New York
Appian Corporation, a Delaware corporation (the “Company”) proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), and certain stockholders of the Company (the “Selling Stockholders”) of Appian Corporation, a Delaware corporation (the “Company”), named in Schedule II hereto severally propose to sell to the several Underwriters an aggregate of 2,000,000 shares of Class A common stock of the Company, par value $0.0001 per share (the “Firm Shares”), of which 1,675,000 shares are to be issued and sold by the Company and 325,000 shares are to be sold by the Selling Stockholders, each Selling Stockholder selling the amount set forth opposite such Selling Stockholder’s name in Schedule II hereto under the heading “Firm Shares.” Any reference herein to the Underwriters shall be deemed to refer to a single Underwriter if only a single Underwriter is named in Schedule I hereto.
12,500,000] Shares SAILPOINT TECHNOLOGIES HOLDINGS, INC. COMMON STOCK ($0.0001 PAR VALUE PER SHARE) UNDERWRITING AGREEMENTUnderwriting Agreement • August 13th, 2018 • Sailpoint Technologies Holdings, Inc. • Services-prepackaged software • New York
NOODLES & COMPANY CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • July 31st, 2018 • NOODLES & Co • Retail-eating places • New York
Noodles & Company, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”) an aggregate of 2,500,000 shares of the Class A common stock, par value $0.01 per share of the Company (the “Primary Firm Shares”). Certain stockholders (the “Selling Stockholders”) of the Company, named in Schedule III hereto, severally and not jointly, propose to sell to the several Underwriters an aggregate of 6,000,000 shares of the Class A common stock, par value $0.01 per share, of the Company (the “Secondary Firm Shares,” and, together with the Primary Firm Shares, the “Firm Shares”), with each Selling Stockholder selling the amount set forth opposite such Selling Stockholder’s name in Schedule III hereto. The shares of Class A common stock, par value $0.01 per share, of the Company to be outstanding after giving effect to the sales contemplated hereby
8,500,000 Shares NOODLES & COMPANY CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT July 26, 2018Underwriting Agreement • July 30th, 2018 • Mill Road Capital II, L.P. • Retail-eating places • New York
Noodles & Company, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”) an aggregate of 2,500,000 shares of the Class A common stock, par value $0.01 per share of the Company (the “Primary Firm Shares”). Certain stockholders (the “Selling Stockholders”) of the Company, named in Schedule III hereto, severally and not jointly, propose to sell to the several Underwriters an aggregate of 6,000,000 shares of the Class A common stock, par value $0.01 per share, of the Company (the “Secondary Firm Shares,” and, together with the Primary Firm Shares, the “Firm Shares”), with each Selling Stockholder selling the amount set forth opposite such Selling Stockholder’s name in Schedule III hereto. The shares of Class A common stock, par value $0.01 per share, of the Company to be outstanding after giving effect to the sales contemplated hereby
15,000,000] Shares SAILPOINT TECHNOLOGIES HOLDINGS, INC. COMMON STOCK ($0.0001 PAR VALUE PER SHARE) UNDERWRITING AGREEMENTUnderwriting Agreement • May 21st, 2018 • Sailpoint Technologies Holdings, Inc. • Services-prepackaged software • New York
•] Shares AXA Equitable Holdings, Inc. COMMON STOCK, PAR VALUE $0.01 PER SHARE FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • April 26th, 2018 • AXA Equitable Holdings, Inc. • Insurance agents, brokers & service • New York
The undersigned understands that Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC, Barclays Capital Inc. and Citigroup Global Markets Inc. (the “Managers”) propose to enter into an Underwriting Agreement (the “Underwriting Agreement”) with AXA Equitable Holdings, Inc., a Delaware corporation (the “Company”) and AXA S.A., a société anonyme organized under the laws of France, providing for the public offering (the “Public Offering”) by the several Underwriters, including the Managers (the “Underwriters”), of [•] shares (the “Shares”) of the Common Stock, par value $0.01 per share, of the Company (the “Common Stock”).
7,000,000 Shares EXELA TECHNOLOGIES, INC. COMMON STOCK ($0.0001 PAR VALUE PER SHARE) UNDERWRITING AGREEMENTUnderwriting Agreement • April 12th, 2018 • Exela Technologies, Inc. • Services-business services, nec • New York
Certain stockholders of Exela Technologies, Inc., a Delaware corporation (the “Company”) named in Schedule I (the “Selling Stockholders”), severally propose to sell to the several Underwriters named in Schedule II hereto (the “Underwriters”) hereto an aggregate of 7,000,000 shares of the common stock ($0.0001 par value per share) of the Company (the “Firm Shares”), each Selling Stockholder selling the amount set forth opposite such Selling Stockholder’s name in Schedule I hereto.
Shares SAILPOINT TECHNOLOGIES HOLDINGS, INC. COMMON STOCK ($0.0001 PAR VALUE PER SHARE) UNDERWRITING AGREEMENTUnderwriting Agreement • November 14th, 2017 • Sailpoint Technologies Holdings, Inc. • Services-prepackaged software • New York
This letter is being delivered to you in connection with the offering by SailPoint Technologies Holdings, Inc. (the “Company”) and [insert selling stockholders] (the “Selling Stockholders”) of shares of common stock, $0.0001 par value (the “Common Stock”), of the Company and the lock-up letter dated , 2017 (the “Lock-up Letter”), executed by you in connection with such offering, and your request for a [waiver] [release] dated , 20 , with respect to shares of Common Stock (the “Shares”).
●] Shares REV GROUP, INC. COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • October 10th, 2017 • REV Group, Inc. • Motor vehicles & passenger car bodies • New York
Shares CLOUDERA, INC. COMMON STOCK, $0.00005 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • September 25th, 2017 • Cloudera, Inc. • Services-prepackaged software • New York
The undersigned understands that Morgan Stanley & Co. LLC (“Morgan Stanley”) proposes to enter into an Underwriting Agreement (the “Underwriting Agreement”) with Cloudera, Inc., a Delaware corporation (the “Company”) and certain selling stockholders to be named in Schedule I to the Underwriting Agreement, providing for the public offering (the “Public Offering”) by the several Underwriters, including Morgan Stanley (the “Underwriters”), of shares (the “Shares”) of the Common Stock, $0.00005 par value per share, of the Company (the “Common Stock”).
Shares IMPINJ, INC. COMMON STOCK, $0.001 PAR VALUE UNDERWRITING AGREEMENTUnderwriting Agreement • November 28th, 2016 • Impinj Inc • Electronic components, nec • New York
6,765,858 Shares WINGSTOP INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • November 8th, 2016 • Wingstop Inc. • Retail-eating places • New York
RC II WS LLC, a stockholder (the “Selling Shareholder”) of Wingstop Inc., a Delaware corporation (the “Company”), proposes to sell to Morgan Stanley & Co. LLC as set forth on Schedule II (the “Underwriters”, term shall also include any underwriter substituted as hereinafter provided in Section 13 hereof, and to the extent there is only a single underwriter, the term “Underwriters” shall be deemed to refer to the single Underwriter, mutatis mutandis), an aggregate of 6,765,858 shares of the Common Stock, par value $0.01 per share, of the Company (the “Shares”).
6,000,000 Shares WINGSTOP INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • August 12th, 2016 • Wingstop Inc. • Retail-eating places • New York
RC II WS LLC, a stockholder (the “Selling Shareholder”) of Wingstop Inc., a Delaware corporation (the “Company”), proposes to sell to Barclays Capital Inc. as set forth on Schedule II (the “Underwriters”, term shall also include any underwriter substituted as hereinafter provided in Section 13 hereof, and to the extent there is only a single underwriter, the term “Underwriters” shall be deemed to refer to the single Underwriter, mutatis mutandis), an aggregate of 6,000,000 shares of the Common Stock, par value $0.01 per share, of the Company (the “Shares”).
11,200,000 Shares BATS GLOBAL MARKETS, INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • April 4th, 2016 • Bats Global Markets, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Certain stockholders of Bats Global Markets, Inc., a Delaware corporation (the “Company”), named in Schedule I hereto (the “Selling Stockholders”) severally propose to sell to the several Underwriters named in Schedule II hereto (the “Underwriters”) an aggregate of 11,200,000 shares of Common Stock, par value $0.01 per share, of the Company (the “Firm Shares”), each Selling Stockholder selling the amount set forth opposite such Selling Stockholder’s name in Schedule I hereto.
● ] Shares WINGSTOP INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • March 4th, 2016 • Wingstop Inc. • Retail-eating places • New York
] Shares FITBIT, INC. CLASS A COMMON STOCK (PAR VALUE $0.0001 PER SHARE) UNDERWRITING AGREEMENTUnderwriting Agreement • November 9th, 2015 • Fitbit Inc • Electronic computers • New York
CHINA BIOLOGIC PRODUCTS, INC. 3,000,000 SHARES OF COMMON STOCK (PAR VALUE $0.0001 PER SHARE) UNDERWRITING AGREEMENTUnderwriting Agreement • June 10th, 2015 • China Biologic Products, Inc. • Biological products, (no disgnostic substances) • New York
The undersigned understands that you propose to enter into an Underwriting Agreement (the “Underwriting Agreement”) with China Biologic Products, Inc., a Delaware corporation (the “Company”), and certain selling stockholders to be named therein (the “Selling Stockholders”, providing for the public offering (the “Public Offering”) by the several underwriters to be named therein (the “Underwriters”), for whom you will act as representatives (collectively, the “Representatives”), of an aggregate of 3,000,000 shares (the “Shares”) of the common stock of the Company, par value of $0.0001 each (the “Common Stock”), plus an aggregate of up to an aggregate of 450,000 additional shares, at the option of the Underwriters.
115,000,000 Shares CITIZENS FINANCIAL GROUP, INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • March 23rd, 2015 • Citizens Financial Group Inc/Ri • State commercial banks • New York
RBSG International Holdings Limited (the “Selling Shareholder”), a shareholder of Citizens Financial Group, Inc. (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom Morgan Stanley & Co. LLC (“Morgan Stanley”), Goldman, Sachs & Co., J.P. Morgan Securities LLC and Citigroup Global Markets Inc. are acting as representatives (collectively, the “Representatives”), an aggregate of 115,000,000 shares of the common stock, par value $0.01 per share, of the Company (the “Firm Shares”).
Shares HUBSPOT, INC. COMMON STOCK, $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • March 13th, 2015 • Hubspot Inc • Services-prepackaged software • New York
5,294,118 Shares REGULUS THERAPEUTICS INC. COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • October 29th, 2014 • Regulus Therapeutics Inc. • Pharmaceutical preparations • New York
INTRODUCTION. Regulus Therapeutics Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), and Isis Pharmaceuticals, Inc., a Delaware corporation (the “Selling Stockholder”), proposes to sell to the several Underwriters, an aggregate of 5,294,118 shares (the “Firm Shares”) of the common stock, $0.001 par value per share (the “Common Stock”), of the Company (the “Offering”), of which 4,411,765 shares are to be issued and sold by the Company and 882,353 shares are to be sold by the Selling Stockholder.
Shares RADIUS BANCORP INC. COMMON STOCK ($0.0001 par value per share) UNDERWRITING AGREEMENTUnderwriting Agreement • October 24th, 2014 • Radius Bancorp Inc. • Savings institution, federally chartered • New York
Radius Bancorp Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule II hereto (the “Underwriters”), and certain stockholders of the Company (the “Selling Stockholders”) named in Schedule I hereto severally propose to sell to the several Underwriters, subject to the terms and conditions stated herein, an aggregate of shares of the common stock, $0.0001 par value per share of the Company (the “Firm Shares”), of which shares are to be issued and sold by the Company and shares are to be sold by the Selling Stockholders, each Selling Stockholder selling the number of Firm Shares set forth opposite such Selling Stockholder’s name in Schedule I hereto.
Shares FMSA HOLDINGS INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • September 26th, 2014 • Fmsa Holdings Inc • Mining & quarrying of nonmetallic minerals (no fuels) • New York
] Shares ATENTO S.A. ORDINARY SHARES (NO NOMINAL VALUE PER ORDINARY SHARE) UNDERWRITING AGREEMENTUnderwriting Agreement • September 12th, 2014 • Atento S.A. • Telephone communications (no radiotelephone) • New York
The undersigned understands that Morgan Stanley & Co. LLC (“Morgan Stanley”) Credit Suisse Securities (USA) LLC (“Credit Suisse”) and Itaú BBA USA Securities, Inc. (together with Morgan Stanley and Credit Suisse, the “Representatives”) propose to enter into an Underwriting Agreement (the “Underwriting Agreement”) with Atento S.A., a corporation (société anonyme) incorporated and existing under the laws of the Grand Duchy of Luxembourg (the “Company”), providing for the public offering (the “Public Offering”) by the several Underwriters, including the Representatives (the “Underwriters”), of [ ] ordinary shares, par value €[ ] per ordinary share (the “Shares”), of (the “Common Stock”).
—] Shares ING U.S., INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • March 18th, 2014 • ING U.S., Inc. • Life insurance • New York
Shares QUINTILES TRANSNATIONAL HOLDINGS INC. COMMON STOCK (PAR VALUE $0.01 PER SHARE) UNDERWRITING AGREEMENTUnderwriting Agreement • March 10th, 2014 • Quintiles Transnational Holdings Inc. • Services-commercial physical & biological research • New York
6,018,630 Shares HOMEAWAY, INC. COMMON STOCK PAR VALUE $0.0001 PER SHARE UNDERWRITING AGREEMENT December 11, 2013Underwriting Agreement • December 13th, 2013 • Homeaway Inc • Services-computer processing & data preparation • New York
HomeAway, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule II hereto (the “Underwriters”), and certain stockholders of the Company (the “Selling Stockholders”) named in Schedule I hereto severally propose to sell to the several Underwriters, an aggregate of 6,018,630 shares of the common stock, par value $0.0001 per share of the Company (the “Firm Shares”), of which 5,500,000 shares are to be issued and sold by the Company and 518,630 shares are to be sold by the Selling Stockholders, each Selling Stockholder selling the amount set forth opposite such Selling Stockholder’s name in under “Number of Firm Shares To Be Sold” on Schedule I hereto.
