VALIC. (i) is registered as an investment adviser under the Advisers Act and will continue to be so registered for so long as this Agreement remains in effect: (ii) is not prohibited by the 1940 Act or the Advisers Act from performing the services contemplated by this Agreement; (iii) has met, and will continue to meet for so long as this Agreement remains in effect, any applicable federal or state requirements, or the applicable requirements of any regulatory or industry self-regulatory agency, necessary to be met in order to perform the services contemplated by this Agreement, (iv) has the authority to enter into and perform the services contemplated by this Agreement, and (v) will immediately notify the SUB-ADVISER of the occurrence of any event that would disqualify VALIC from serving as an investment adviser of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise.
VALIC upon receipt of necessary information and written or verbal instructions from the Company, shall maintain and keep current the following books: Accounts and Records, journals or other records of original entry relating to the business of the Company, and necessary or advisable for compliance with applicable regulations, including Rules 31(a)-1 and 31(a)-2 of the Investment Company Act of 1940, as amended (the "1940 Act"), in such form as may be mutually agreed to between the Company and VALIC:
VALIC agrees to perform the Administrative Services specified in Exhibit A hereto for the benefit of the Contract Owners.
VALIC. (i) is registered as an investment adviser under the Advisers Act and will continue to be so registered for so long as this Agreement remains in effect: (ii) is not prohibited by the 1940 Act or the Advisers Act from performing the services contemplated by this Agreement; (iii) has met, and will continue to meet for so long as this Agreement remains in effect, any applicable federal or state requirements, or the applicable requirements of any regulatory or industry self-regulatory agency, necessary to be met in order to perform the services contemplated by this Agreement, (iv) has the authority to enter into and perform the services contemplated by this Agreement, and (v) will immediately notify the SUB-ADVISER of the occurrence of any event that would disqualify VALIC from serving as an investment adviser of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise. VALIC warrants and represents to SUB-ADVISER (i) that the Covered Fund(s) has been and throughout the term of this Agreement will be operated, and any securities or other financial instruments issued by the Covered Fund(s) have been and throughout the term of this Agreement will be offered and sold, in full compliance with all applicable laws, and (ii) that procedures reasonably designed to prevent and detect direct or indirect investments in securities or other financial instruments issued by Covered Fund(s), or operations of Covered Fund(s), for the purpose of, related to, or in any way involving money laundering have been and throughout the term of this Agreement will be applied.
VALIC. VALIC shall perform the services described herein, with respect to the Funds identified in Schedule A hereto, in accordance with procedures established from time to time by agreement of the Trust and VALIC, and between VALIC and the Contract owners and participants, in each case subject to terms and conditions set forth in the Trust's current prospectus. Except as specifically provided herein, VALIC shall not be nor be held out to be an agent of the Trust or any Fund.
VALIC shall prepare and file with the appropriate governmental agencies such tax-related information, returns and reports as are required under applicable laws or regulations to be filed for reporting (a) dividends and other distributions, (b) amounts withheld on dividends and other distributions and payments, and (c) gross proceeds of sales transactions.
VALIC. (c) The Employer has entered into Information Sharing Agreements with the following Vendors, which are approved for contract exchanges to/from the following Investment Arrangements under Section 9.06(B)(3):
VALIC. Teachers may at their option participate in this program and have necessary deductions and accounting services performed by the school corporation.
VALIC. The above companies are authorized annuity service providers for WCCS employees. You may only have annuities from the above companies. However, you may go through any representative of your choice. To attain an annuity, please contact your representative. The company will complete the necessary paperwork and forward it to Xxxx Xxxxx in the Business Office. There is a Board Approved Salary Reduction Agreement that must be used when any new 403B annuity account is started or when any changes are made to an existing annuity. Before being processed, the form must be signed by the employee. Changes and new accounts will be accepted five times a year. All paperwork for those changes MUST be received in the WCCS Business Office two weeks prior to the first pay date for that respective month. If you have any questions, please contact Xxxx Xxxxx at 000-0000 X 0000.
VALIC. AX.A Equitable Mass Mutual Voya MetLife Prudential (ABP only) TIAACREF * Select only one carrier if in delayed vesting Please Note - Forms received prior to the payroll cutoff date will be processed in the next available pay. - Your deduction will be set to the IRS limits for each year. - If you do not make any changes, this will remain in effect. Employee ID Number: Date of Birth: Telephone: Date: Employee Signature: PLEASE MAKE A COPY FOR YOUR RECORDS BEFORE SUBMITTING TO YOUR CAMPUS HUMAN RESOURCES OFFICE. Department of Human Resources Oak Hall 000 Xxxxxxx Xxxx Xxxx Xxxxxxxxx, XX 000000· 701 856·256-4134 856·000-0000 fax xxxxx.xxx!hr Department of Human Resources- SOM University Educational Center 00 Xxxx Xxxxxx Xxxx, Xxxxx 0000 856-566·6159 X.X. Xxx 0000 000-000·6170 fax
