Registration; Transfer. (a) The Registrar shall maintain a Register in which it shall register the names, addresses and taxpayer identification numbers of the Holders of the Notes and shall register the transfer of Notes.
Registration; Transfer. If during the Term that Oculus and its Affiliates own greater than 19.9% of the issued and outstanding Common Stock and upon the expiration of the second Oculus Transfer Period, Oculus has received less than $3,800,000 in net proceeds from Transfers of the Ruthigen Shares, Oculus may make a one-time demand to Ruthigen to register and Transfer the Ruthigen Shares in an aggregate amount up to $3,800,000 minus the net proceeds received by Oculus at the time of such demand (the “Registration Transfer Request”). Oculus and Ruthigen shall cooperate and communicate in a manner to enable Ruthigen to deliver such amount of registered and freely tradable Ruthigen Shares within three days following a Transfer under this Section 2.2(d). The period of time commencing on the date of the Registration Transfer Request and continuing through the date of a Transfer completed under this Section 2.2(d) shall be the “Registration Transfer Period.” A Transfer completed pursuant to Section 2.2(d) must meet the following requirements, unless the Consent is provided otherwise:
Registration; Transfer. With regard to the Transfer of the Registrations in the countries in the Territory where required, AbbVie and Kadmon shall execute, and cause their respective Affiliates to execute any and all documents necessary or reasonably desirable to ensure the orderly Transfer of such Registration in the applicable country. If AbbVie determines that the issuance of a new Registration with respect to any Product in any country in the Territory (each, a “New Registration”) will be more expeditious (or if the assignment of such a Registration is impermissible under Applicable Law and AbbVie is required to obtain a New Registration), Kadmon shall, and shall cause its Affiliates to, cooperate with AbbVie, and AbbVie shall execute and submit the necessary application materials to the applicable Governmental Authority to effect the issuance of such New Registration in the name of AbbVie or its Affiliate or its permitted designee. Any costs associated with any studies carried out in connection with a New Registration shall be borne by AbbVie.
Registration; Transfer. (a) Notwithstanding any provision to the contrary herein, so long as a Global Preferred Share remains Outstanding and is held by or on behalf of the Depositary, transfers of a Global Preferred Share, in whole or in part, or of any beneficial interest therein, shall only be made in accordance with this Section 15.
Registration; Transfer. Shares of the Series B Preferred Stock have not been registered under the Securities Act of 1933, as amended (the "Securities Act") and may not be resold, pledged or otherwise transferred prior to the date when they may be resold pursuant to Rule 144 under the Securities Act other than (i) to the Company, (ii) pursuant to an exemption from registration under the Securities Act or (iii) pursuant to an effective registration statement under the Securities Act, in each case in accordance with any applicable securities laws of any state of the United States. Until such time as it is no longer required pursuant to the Securities Act, certificates evidencing the Series B Preferred Stock shall contain a legend (the "Restrictive Legend") evidencing the foregoing restrictions in substantially the form attached hereto as Exhibit A.
Registration; Transfer. Maker shall maintain at its principal office a register of the Secured Investment Notes issued under the terms of the Loan Agreement. Maker shall provide for the registration of this Note and of any permitted transfers of this Note. The Maker will serve as the Registrar for the purpose of registering this Note and recording transfers of this Note as herein provided. The Holder understands that: (i) the securities laws impose substantial restrictions upon the transfer of any interest in this Note, and (ii) Maker is not obligated to register this Note under the securities laws or otherwise take any action to facilitate or make possible any transfer of any interest in this Note. Neither this Note nor any interest in this Note shall be sold, conveyed or otherwise transferred, pledged or otherwise encumbered, except as provided for herein or pursuant to the laws of descent and distribution or by will.
Registration; Transfer. Company shall cause to be kept at its principal office a certificate register (the "Certificate Register") in which the Company shall provide for the registration of Certificates and of transfers and exchanges of Certificates as herein provided. Company shall register Certificates and transfers and exchanges of Certificates as herein provided. Upon surrender for registration of transfer of any Certificate to Company (and subject to the provisions of this Instrument) Company shall execute, and shall date, countersign and deliver, in the name of the designated transferee or transferees, one or more new Certificates of a like aggregate Percentage Interest. At the option of any Holder, Certificates may be exchanged for other Certificates of a like aggregate Percentage Interest upon surrender of the Certificates to be exchanged to the Company. Whenever any Certificates are so surrendered for exchange, the Company shall execute, and shall date, countersign and deliver, the Certificates which the Holder making the exchange is entitled to receive. Every Certificate presented or surrendered for transfer or exchange shall (if so required by the Company) be duly endorsed by, or be accompanied by a written instrument of transfer in form satisfactory to the Company, duly executed by the Holder thereof or his attorney duly authorized in writing. No service charge shall be made for any transfer or exchange of Certificates, but the Company may require payment of a sum sufficient to cover any tax or governmental charge that may be imposed in connection with any transfer or exchange of Certificates. All Certificates surrendered for transfer and exchange shall be canceled by Company. No transfer of a Certificate or any interest therein shall be made unless the prospective transferee provides Company with an opinion of counsel (which shall not be at the expense of Company) satisfactory to Company in its sole judgment that such transfer is being made either pursuant to a registration statement that has become effective under the Securities Act or pursuant to an exemption from registration under the Act, and either does not require registration or qualification under any State securities laws, or has been so registered or qualified. The opinion shall also state that as a result of such transfer, the Company is under no obligation to register under the Securities Act of 1934, as amended, the Investment Company Act of 1940 or any other federal or state securities law. The Certifi...
Registration; Transfer. Exchange, Persons Deemed ------------------------------------------------ Owners. ------
Registration; Transfer. Notwithstanding any provision to the contrary herein, so long as a Global Preference Share remains outstanding and is held by or on behalf of the Depositary, transfers of a Global Preference Share, in whole or in part, or of any beneficial interest therein, shall only be made in accordance with this Section 10. Transfers of a Global Preference Share shall be limited to transfers of such Global Preference Share in whole, but not in part, to nominees of the Depositary or to a successor of the Depositary or such successor’s nominee.
Registration; Transfer. EXCHANGE AND OWNERSHIP 27 Global Debentures or Book Based Entry Debentures 27 Fully Registered Debentures 29 Transferee Entitled to Registration 30 Notice of Trusts 30 Registers Open for Inspection 30 Exchanges of Debentures 30 Closing of Registers 30 Charges for Registration, Transfer and Exchange 31 Ownership of Debentures 31
