Professional Client Sample Clauses

Professional Client. If you fall within one of the following categories below, we shall classify you as a Per se Professional Client.
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Professional Client. Professional client category is further sub-categorised into Professional Per Se clients and Elective Professional Clients.
Professional Client. If the classification awarded is that of Professional Client, the brokerage service will be regulated exclusively by this Agreement.
Professional Client. The sale of any part of any LBI Distribution by the Company pursuant to Clause 20 of the Common Terms shall be performed on the basis that each Consenting Beneficiary is a “professional client” and following such categorisation processes as are required under the rules of the FSA. Each Consenting Beneficiary acknowledges and agrees that it will keep the Company informed of any change that could affect its categorisation pursuant to the FSA Rules.
Professional Client. It is a “professional client” as such term is defined in Directive 2014/65/EU on markets in financial instruments.
Professional Client. 2.1. Given the extremely specific nature of the Products, BC Consulting only sells its Products B2B to professional vehicle tuners who are sufficiently trained, educated and skilled in the tuning of a vehicle and who can tune a vehicle without extra information, education or assistance from any third party.
Professional Client. A client possessing the experience, knowledge and expertise to make his own investment decisions and properly assess the risks that they incur. The following parties shall be regarded as professional clients:
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Professional Client the Client who has sufficient knowledge, skills and expertise to make sound investment decisions independently, can properly assess the associated risks and meet the criteria set for professional clients as specified in the Law on Financial Instrument Markets of the Republic of Lithuania. The Bank shall not assess whether a decision made by a Professional Client is appropriate for him, i.e. whether the Client has sufficient knowledge and experience to evaluate the risks assumed.
Professional Client. Per Se Professional Client: Certain clients automatically fall within the definition of Professional Clients (“per se” Professional Clients). These are: • All the categories of per se Eligible Counterparties; • Other institutional investors (either authorised or regulated); • Large undertakings meeting two of the following criteria: o Balance sheet total: EURO 20m o Net turnover: EURO 40m o Own funds: EURO 2m • Regional governments, international institutions; • Other institutional investors whose main activity is to invest in financial instruments, including entities dedicated to the securitisation of assets or financial transactions; • Clients who do not qualify as per se Professional Clients, such as small companies and individual investors may be treated as Professional Clients if they so request, provided they meet certain criteria relating to experience, expertise and wealth.
Professional Client. The Investment Adviser and the Fund acknowledge that all services provided by the Portfolio Manager through its London Branch under this Agreement are provided on the basis that the Investment Adviser and the Fund are considered to be “Professional Clients” by Portfolio Manager within the meaning of the U.K. Financial Services Authority’s rules.
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