Ongoing advice. This service will provide you with a review either by telephone, correspondence or face to face. The frequency of the review would be agreed beforehand, but would normally include the following: a valuation, a review of asset allocation and fund selections and the implementation of any agreed changes. The fee will vary as it is based on either the amount of hours it takes to complete the review or on a percentage of the amount currently invested, typically between 0.50% and 0.90% per annum of the value of the investments under advice, payable monthly. This is subject to a minimum fee that is dependent upon the level of service selected. For example, if a Director/Adviser provided a review on an investment worth £120,000 which took 4 hours to complete, our fee might be £780. If a Director/Adviser provided a review on an investment worth £120,000 working on 0.50% of the investment, our fee might be £600, payable at £50 per month. If the fund grew to £130,000, then our fee might be £650, payable at £54.17 per month and if the fund value fell, the amount you would have paid would be less. Where we agree an ongoing advisory service with you, you will be provided with an annual report on costs and charges, including the effect of costs and charges on the overall return of your investments.
Ongoing advice. The Firm will be responsible for all ongoing advice to its clients. This includes: how much to pay into the applicable Xafinity product, including the maximum level of allowable contributions and whether to transfer in any existing pension or other assets; taxation issues, including limits, Annual Allowance, Lifetime Allowance and Inheritance Tax planning; if or when to crystallise benefits. advising on the investment of assets.
Ongoing advice is ongoing investment advice we give you, as set out in clause 1 (Investment Advice Services) and detailed in the Advised Tariff of Charges.
Ongoing advice this is when we continue to give you advice (as described in the Advised Tariff of Charges) until either of us ends the service (see clause 11 (Termination), which explains how you or we can use these rights). Further information about our Ongoing Advice service is shown in the Advised Tariff of Charges. We will not give you Ongoing Advice unless we have both clearly agreed that we will do so. Without this clearly stated agreement, we will not give you any further financial advice or monitor your Portfolio.
Ongoing advice. The ongoing advice fees depend on the services you require and the scope & complexity of the ongoing advice. Initial Advice menu Service Detailed inclusions Fee Super & ✓ Establishment of client file ✓ Research on existing & proposed strategies ✓ Research on existing & proposed investment products ✓ Preparation of Statement of Advice (SOA) ✓ Preparation & upkeep of advice documents, compliance procedures and registers ✓ Presentation of SOA Account value Fee Investment From To Advice $0 $9,999 $500 (non-SMSF) $10,000 $49,999 $500 + 2% of account value $50,000 $149,999 $1,650 $150,000 $2,725 SMSF Advice & Establishment ✓ Establishment of client file ✓ Research on existing & proposed strategies ✓ Research on existing & proposed investment products ✓ Preparation of Statement of Advice (SOA) ✓ Preparation & upkeep of advice documents, compliance procedures and registers ✓ SMSF Establishment ✓ SMSF Corporate Trustee Establishment of new special purpose entity Establishment of company constitution Officeholder minutes ✓ SMSF Trust Establish trust deed Establish trust ancillaries Trustee declarations Establish ABN & TFN ✓ BARE Corporate Trustee Establishment of new special purpose entity Establishment of company constitution Officeholder minutes ✓ BARE Trust Establish trust deed Establish LRBA docs Establish trust ancillaries Trustee declarations ✓ Cash Management Account (CMA) establishment ✓ Initial super rollover(s) into SMSF CMA ✓ Initiation of property deposits and establishment fees from SMSF CMA ✓ Liaising between client, superfunds, property team, legal team, finance team ✓ Provision of SMSF docs to finance team to facilitate with applications $5,540 Service Detailed inclusions Fee Implementation of Super & Investment Advice (non-SMSF) ✓ Lodgement of investment fund application ✓ Lodgement of rollover / transfer forms (initial) ✓ Routine follow-up of rollovers / transfers ✓ Final rollovers, where required ✓ Loading the portfolio onto the recommended platform ✓ Investing the balance in accordance with the recommended fund or portfolio ✓ Issuing buy, sell and rebalancing instructions ✓ Beneficiary nominations, if requested by yourself Account value Fee From To $0 $9,999 $500 $10,000 $49,999 $500 + 2% of account value $50,000 $149,999 $1,650 $150,000 $2,725 Implementation of SMSF Advice ✓ Subsequent rollovers ✓ Final rollovers, where required ✓ Lodgement of investment fund application ✓ Loading the portfolio onto the recommended platform ✓ Investing the balan...
Ongoing advice. You have the right to cancel payment for our ongoing services which will need to be confirmed in writing to us. We will confirm to you that our services are terminated and make arrangements with any third parties for any ongoing fees to cease, within 28 days. Where you hold assets within a ‘wrap’, you need to be aware that there will be terms and conditions applicable, such as your agreement with the wrap provider, in respect of facilitating our fees, which means you may need to instruct the wrap provider directly and arrange for the removal of assets from the wrap or appoint another adviser who will be able to access your assets and provide further on-going advice. We will assist you at this time in cancelling our service and making sure that any wrap provider if informed of the cancellation. Best Execution It is our policy to transact your business in order to achieve the best possible results in terms of the nature and price of the products selected, transaction charges, administration and service excellence. Further details of our policy regarding this are available on request.
Ongoing advice. After the Master Franchise Business begins operations, Franchisor shall provide to the Master Franchisee from time to time, at the Franchisor’s sole discretion, advice and written materials about cooking, cleaning and storage methods, preparation and advertising of products, new recipes, and operation of the Wayback Burgers Restaurants.
Ongoing advice. Any on-going advice arrangements will be agreed between us and confirmed in your Fee Agreement.
Ongoing advice. The Firm will be responsible for all ongoing advice to its clients. This includes: • how much to pay into the applicable XPS product, including the maximum level of allowable contributions and whether to transfer in any existing pension or other assets; • taxation issues, including limits, Annual Allowance, Lifetime Allowance and Inheritance Tax planning; • if or when to crystallise benefits; • advising on the investment of assets. xxxxxxxxxxxxxxxxxxxxxxx.xxx : SIPP - Intermediary Agreement 2 General responsibilities The Firm will: • comply with all FCA requirements; in particular the Firm warrants that it and all its registered individuals will maintain all necessary regulatory licences and permissions required to advise its clients in relation to all applicable financial products and all other activities and responsibilities contemplated by this Agreement. The Firm will advise us in writing as soon as possible of any change in its regulatory licences or permissions or those of its registered individuals, or if the Firm becomes insolvent or dissolves; • supply XPS with a copy of the certificates issued to the firm registered individual confirming the function they are certified to perform; • be responsible for agreeing commission payments with product providers in whose products the SIPP invests, and for disclosing the amounts to its clients. The Firm is responsible for arranging for payment directly from the applicable investment manager or provider; • keep all XPS User ID and Passwords held by the Firm’s employees or agents secure and inform us immediately if it believes they have been compromised and tell us if any individuals registered with us leave the Firm; • consult us in writing in advance to find out if proposed investments are allowed in its client’s SIPP or other applicable product; • advise us in writing as soon as possible if the Firm ceases to act for any client; • oversee all transfers from other providers, including in specie transfers into the XPS SIPP or other applicable product; • act only as authorised in respect of clients’ investments in the XPS SIPP or other applicable products; • procure that all of its employees, contractors or agents shall comply with the terms of this Agreement and the Firm will be responsible for their actions; • hold any information received from us in confidence and not disclose it without the prior written agreement of the owner; and • comply with ‘Data Protection Law’ (see ‘Data Protection’ below) and warr...
Ongoing advice. This service will provide you with a review either by telephone, correspondence or face to face. The frequency of the review would be agreed beforehand, but would normally include the following: A valuation, a review of asset allocation and fund selections and the implementation of any agreed changes. The fee will vary as it is based either on the amount of hours it takes to complete or based on a percentage of the amount currently invested, typically between 0.50% and 0.90% per annum of the value of the investments under advice, payable monthly. This is subject to a minimum fee that is dependent of the level of service selected. For example, if a Director/Adviser provided a review on an investment worth £120,000 which took 4 hours to complete, our fee might be £780. If a Director/Adviser provided a review on an investment worth £120,000 working on 0.50% of the investment, our fee might be £600, payable at £50 per month. If the fund grew to £130,000, then our fee might be £650, payable at £54.17 per month and if the fund value fell the amount you paid would be less. Amendments to our standard implementation fees: Where advice is given to existing clients on existing products (i.e. topping up an existing ISA) we will discount our standard implementation fees as follows: Service Proposition: Legacy Transactional Active Bespoke Charge for Advice/Implementation: No Change (Per Table above) No Change (Per Table above) 50% discount (minimum fee £175) 75% discount (minimum fee £100) For example, if you contributed £15,240 to an ISA product which was subject to a 3% implementation charge, after discount this may amount to you paying a fee of £229 as a ‘Active’ client or £100 as a ‘Bespoke’ client. These fees are indicative only and we would refer to our Service Proposition summary for further details, a copy of which is available on request (but will be provided by your Adviser when you meet). Furthermore, your Adviser will ask you to signify that it has been received. Our fees are in any event subject to review annually on 1st January. In cases that we deem to be complex in nature, our fees may be higher than our stated rates. However we will always provide you with a breakdown of our estimated fee and agree this with you prior to undertaking any work. We will discuss your payment options with you and agree how you would prefer us to be paid. You may also pay our adviser charges via deductions from the financial product(s) that you might invest in, where the prod...
