Investment Process Clause Samples
The Investment Process clause outlines the procedures and steps that must be followed when making investments under the agreement. It typically details the criteria for evaluating potential investments, the approval process, and the roles and responsibilities of the parties involved. For example, it may specify how investment opportunities are sourced, reviewed, and ultimately approved or rejected by a committee or designated individuals. The core function of this clause is to ensure a transparent, consistent, and orderly approach to making investment decisions, thereby reducing misunderstandings and managing risk among the parties.
Investment Process. The Advisor shall make timely recommendations to the Trustee as to how the Trustee should invest and reinvest the assets of the Subaccount and, in that connection, may recommend that the Trustee purchase, sell or otherwise invest the assets of the Subaccount on the terms and conditions recommended by the Advisor in a manner consistent with the provisions of this Agreement. The manner and procedures for effecting any such purchases, sales or investments are set forth in Subsection 4(c) below. From time to time at the request of the Trustee, the Advisor shall consult with the Trustee on a timely basis with respect to any recommendation made by the Advisor or otherwise with respect to the investment of the assets of the Subaccount.
Investment Process. Subject to the Trustee’s authority for making investments, the Advisor shall invest the assets of the Subaccount in a manner consistent with the provisions of this Agreement and the Investment Guidelines. The manner and procedures for effecting any purchases, sales or investments for the Subaccount are set forth in Subsection 4(c) below.
Investment Process. The Advisor acknowledges that the Sub-Advisor uses a multi-factor model in a quantitative process that undergoes constant review for possible enhancement or modification. Sub-Advisor agrees that the investment process shall retain the same growth equity investment style.
Investment Process. Each of the Purchasers has independently evaluated its investment decision, followed its own investment procedures, and conducted diligence and received information it needs for an informed decision. Each Purchaser has access to and has reviewed, to the extent such Purchaser, so desires, the Company’s filings with the Securities and Exchange Commission (the “SEC”), which filings are available at the SEC’s website (▇▇▇▇▇://▇▇▇.▇▇▇.▇▇▇).
Investment Process. Winton follows a disc▇▇▇▇▇▇d investment process that is based on scientific analysis of past data. The initial stage of the process involves collecting, cleaning and organizing large amounts of data. Winton uses a wide va▇▇▇▇▇ of data inputs including factors that are intrinsic to markets, such as price, volume and open interest; and those that are external to markets, such as economic statistics, industrial and commodity data and public company financial data. Winton conducts scien▇▇▇▇▇ research into the data in an attempt to quantify the probability of particular markets rising or falling, conditional on a variety of quantifiable factors. Winton’s research is ▇▇▇▇ ▇▇ develop mathematical models that attempt to forecast market returns, the variability or volatility associated with such returns (often described as “risk”), correlation between markets and transaction costs. These forecasts are used in investment strategies that determine what positions should be held to maximize profit within a certain range of risk. Generally, if rising prices are forecast, a long position will be established or maintained and if falling prices are forecast, a short position will be established or maintained. As a result of Winton’s research, Wi▇▇▇▇ ▇▇▇ieves that ▇▇▇ ▇▇vestments made in accordance with this process will have a slightly better than even chance of being successful which creates an expectation of profits over the long-term. Historically, Winton’s research foc▇▇▇▇ ▇▇ developing trend-following strategies that invest in futures contracts (based on data that is intrinsic to markets). However, in recent years, Winton has increased ▇▇▇ ▇▇e of non-trend-following strategies (generally based on data that is external to markets). Winton’s investment s▇▇▇▇▇▇▇▇s are operated as an automated, computer-based system. This investment system is modified over time as Winton monitors its o▇▇▇▇▇▇on and undertakes further research. Changes to the system occur as a result of, amongst other things, the discovery of new relationships, changes in market liquidity, the availability of new data or the reinterpretation of existing data. Most of Winton’s investments ▇▇▇ ▇▇▇▇ strictly in accordance with the output of the system. However, Winton may, on occasi▇▇ (▇▇ch as the occurrence of exceptional events that fall outside the parameters of the research on which the system is based), make investment decisions based on other factors and take action to override the output of the system t...
Investment Process. Subject to the Trustee’s authority for making investments, the Advisor shall invest the assets of the Subaccount in a manner consistent with the provisions of this Agreement and the Investment Guidelines. The manner and procedures for effecting any purchases, sales or investments for the Subaccount are set forth in Subsection 4(c) below. In-Kind Securities will be transferred into the Account in accordance with Appendix B, and Appendix B is hereby incorporated into this Agreement. The Advisor may delegate portfolio management and administrative duties to its affiliates and may share such information as necessary to accomplish these purposes. Additionally, the Advisor will have the ability to delegate back office services to State Street Investment Manager Solutions, LLC. In all cases, the Advisor shall remain liable as if such services were provided directly. No additional fees shall be imposed for such services except as otherwise agreed.
Investment Process. Each Investor has independently evaluated their investment decision; followed their own investment procedures; conducted diligence and received information they need for an informed decision.
Investment Process. All excess cash will be invested daily. There is no minimum or maximum amount of shares that must be purchased or dollar amount deposited. The purchase price per share shall be one dollar ($1.00). The Pool will be managed based on historical Participant cash flows. Participant fund managers should disclose to the Treasurer any significant deviations from prior spending patterns or projected changes to fund balances. The Pool will be managed in an active manner. Consequently, gains and losses may occur based upon market and credit risk, as defined in the most recently adopted Clark County Investment Policy. Accordingly, any realized gains or losses will be shared based upon each participant’s daily principal balance maintained within the Pool and allocated in the manner described in Sections 5 and 6 below. For the investment of bond proceeds subject to arbitrage rebate, the Participant will provide forecasted cash flows. A separate investment sub-account shall be established for the tracking of investment income and expenditures.
Investment Process. The investment process of each phase of Merger Fund is as follows:
3.9.1 GP2 conducts due diligence review on the Store Companies to be invested and the Store Assets, and submits the due diligence report/analysis report/investment advice to the fund, provided that the scope of Store Companies to be finally submitted to the investment decision-making committee of the Merger Fund for making decision shall be decided jointly by GP1 and GP2;
3.9.2 The investment decision-making committee decides whether to invest in such Store Companies and the Store Assets;
3.9.3 When the investment decision-making committee passes, GP1 will issue contribution payment notice to the partners who will pay their subscribed contribution based on the investment volume and the subscription percentage;
3.9.4 When the fund receives the paid-in contribution from the partners, GP2 will carry out the establishment or purchase of the Store Companies based on the decision of the investment decision-making committee, and GP1 will provided all necessary assistances;
3.9.5 Where the investment decision-making committee decides to establish New Store Companies through the fund which acts as the investment entity, iKang Health Technology and each phase of Merger Fund will jointly establish Store Companies, in which iKang Health Technology will hold not more than 1% equity but will not decide the operation of the New Store Companies in any way, and the Merger Fund will hold not less than 99% equity. The purchase of the Existing Store Companies shall be carried out by reference to the above principle;
3.9.6 No New Store Companies or purchased Existing Store Companies will distribute profits before iKang Health Technology or its designated entity repurchases them, irrespective whether such companies make profit or loss.
Investment Process. Acme will utilize the ETHOS investment process to manage your investments. This process consists of five phases: Analyze: Acme will review your goals and objectives, roles and responsibilities and applicable laws, regulations and policies.