INTRODUCING BROKER. 17. 1 THE COMPANY AND INTRODUCING BROKER ARE WHOLLY SEPARATE AND INDEPENDENT FROM ONE ANOTHER. THE CUSTOMER AGREEMENT WITH THE COMPANY AND THE INTRODUCINT BROKER DOES NOT ESTABLISH A JOINT VENTURE OR PARTNERSHIP AND THE INTRODUCING BROKER IS NOT AN AGENT OR AN EMPLOYEE OF THE COMPANY.
INTRODUCING BROKER. If your account is introduced to us, you acknowledge and agree that:
INTRODUCING BROKER. You understand and agree that if your Account with us is introduced by an Introducing Broker, the Introducing Broker:
INTRODUCING BROKER. Customer acknowledges that JMI Brokers LTD is not responsible for the conduct, representations and statements of the introducing broker or its associated persons in the handling of Customer’s account. Customer agrees to waive any claims Customer may have against JMI Brokers LTD and to indemnify and hold JMI Brokers LTD harmless for any actions or omissions of the introducing broker or its associated persons.
INTRODUCING BROKER. Xxxxxxx & Company (UK) Ltd. (the “Introducing Broker”), a broker-dealer licensed with the Financial Industry Regulatory Authority, has been engaged as a broker to introduce potential investors to the offering of the Notes pursuant to the terms of an introducing broker agreement entered into between the Company and the Introducing Broker. At each Closing, the Introducing Broker will be paid a total commission of 10% of funds raised from investors in the Notes. The Introducing Broker shall be entitled to share the cash fees with other broker-dealers that may introduce Buyers to the offering of the Notes.
INTRODUCING BROKER. You understand and agree that if your Account with us is introduced by an Introducing Broker, that Introducing Broker shall have the right to access your Account, but the Introducing Broker shall not have the right to enter into any trades on your Account unless authorised by you under a power of attorney between you and the Introducing Broker granting such Introducing Broker the right to trade on your Account.
INTRODUCING BROKER. 17.7 If the Client is referred to Rakuten Securities Australia by an introducing broker, referring party or third party advisor (each, an “IB”), Rakuten Securities Australia and the Client’s IB are wholly separate and independent from one another and there exists no joint venture or partnership relationship between the parties. Additionally, neither the IB nor any other employee or agent of the IB is an agent or employee of Rakuten Securities Australia.
INTRODUCING BROKER. You understand and agree that if your Account with us is introduced by a third party, such as an Introducing Broker, the Introducing Broker:
INTRODUCING BROKER. (hereinafter—‘IB’) is the Client whose within the last 30 days from the applicable date. application for the IB status submitted via the Company’s
INTRODUCING BROKER. (i) If Customer’s Account has been introduced to BNYM Clearing by another broker, that broker is acting as Customer’s agent and that broker in this relationship is not an agent of or affiliated with BNYM Clearing simply by virtue of such introduction. Customer agrees that Customer’s broker and its employees are third-party beneficiaries of this Agreement. Unless BNYM Clearing receives from Customer prior written notice to the contrary, BNYM Clearing may accept from such other broker, without any inquiry or investigation: (a) orders for the purchase or sale of Contracts, on margin or otherwise; and (b) any other instructions concerning your Account or the Collateral (as defined below) therein.
