Client Due Diligence Clause Samples

Client Due Diligence. HBM shall carry out the Client Due Diligence Form in order to comply with the Rules and Regulations, whenever it deems necessary. The Client shall promptly provide HBM with any and all the required information and documents in the CDD or any other information and documents as may be required from time to time by HBM.

Client Due Diligence. 10.1 We do not perform verification of identity anti-money laundering or other client due diligence checks on any client or potential client whom we refer to you 10.2 It is your responsibility to perform such verification of identity anti-money laundering and other client due diligence checks as you deem appropriate in order to comply with your professional obligations and it s a condition of this agreement that you do so

Client Due Diligence. Finst is legally required to perform the Client Due Diligence, both before and during the provision of its services to Client. Client gives Finst explicit consent to conduct Client Due Diligence. At the earliest request of ▇▇▇▇▇, Client will provide the cooperation requested by Finst in relation to Client Diligence. Client will provide the requested documents and information and truthfully answer the questions asked by ▇▇▇▇▇.

Client Due Diligence. The law requires solicitors to get satisfactory evidence of the identity of their clients and sometimes people related to them. This is due to the fact that solicitors who deal with money and property on behalf of their client can be used by criminals wanting to launder money. As stated at 5.2 above we are required to verify your ID and to comply with the law. Once we get evidence of your identity our practice is to carry out an electronic ID check and the company we use is Lexis Nexis. If you cannot provide us with the specific identification requested, please contact us as soon as possible to discuss other ways to verify your identity.

Client Due Diligence. Happy Mango obtains all information furnished pursuant to this Agreement from sources believed by it to be accurate and reliable but gives no representation or warranty to you as to reliability or accuracy of such information. You expressly agree that the Platform Output, results, scores, probabilities of default, and other opinions contained in or derived from the Services will be construed as statements of opinion and each result, score, probability of default, or other opinion may be weighed solely as one factor in any decision made by or on behalf of you. You will not hold Happy Mango responsible or liable for any credit decision and will rely on your own study and evaluation of each credit decision.

Client Due Diligence. 3.1. We are required to complete due diligence checks on all clients. These checks will include gathering information and documents to identify and verify each individual or entity for whom we act and, if applicable, each principal or beneficial owner of that entity. 3.2. The Engagement Letter shall set out the information and/or documents and in what form, we require. 3.3. We may stop acting for you if you fail to produce or delay in producing any information or documents we require for our due diligence checks. If we stop acting, that will be without any liability on our part and without prejudice to our ability to claim our Charges incurred to date. 3.4. We will not provide a final advice until our due diligence checks have been finalised. You accept that no liability will arise from you relying on any advice we give you prior to the completion of the due diligence checks.

Client Due Diligence. Evidence of Identity Documentation a. Evidence of identification of all parties to the account (such as a certified copy of their passport). b. Evidence of permanent residential address for all parties (not a post office box number), such as a recent (dated within last six months) domestic utility ▇▇▇▇ or bank statement. Certification of documents The documentation must be certified by one of the following: 1. A member of the judiciary, a senior civil servant, or a serving police or customs officer; 2. An officer of an Embassy, Consulate or High Commission of the country of issue of documentary evidence of identity; 3. A lawyer or notary public who is a member of a recognised professional body; 4. An actuary who is a member of a recognised professional body; 5. An accountant who is a member of a recognised professional body; 6. A company secretary who is a member of a recognised professional body; 7. A director/company secretary/manager of a business regulated by the Financial Conduct Authority or the Financial Supervision Commission as applicable. The certifier must: 1. Sign and date the copy document, stating: Or, for copy photographic evidence for identity, the certifier must state: 2. Print their name clearly in capitals underneath the certification and clearly indicate their position or capacity; 3. Provide details of their qualifications; 4. Provide contact details.

Client Due Diligence. The Agent is legally obliged under the Money Laundering and Terrorist Financing (Amendment) Regulations 2019 to complete customer due diligence on the Buyer. The Buyer must provide proof of identification (ie Passport/ driving license). The buyer must provide proof of address (Bill or bank statement dated within last 3 months). The buyer must provide proof of funding (ie bank statement) This must be provided for all buyers. Failure to reasonably co-operate with requests from the Agent will be considered a breach of Exclusivity Agreement, and a forfeiture of the Exclusivity Fee.

Client Due Diligence. Client has received advice and counsel from a third party consultant, which the Client separately selected and retained, as part of its due diligence in the process of selecting a carrier for the Plan Years covered in this Agreement. Client acknowledges that such third party consultant is not an agent of HealthPartners and is an independent advisor not selected by HealthPartners.