Clearing Services. If you provide brokerage clearing services to financial intermediaries who wish to sell Fund shares (“Originating Firms”), the terms of Schedule E shall apply.
Clearing Services. You represent that you and each such Originating Firm are parties to a clearing agreement which conforms to the requirements of Rule 3230 of the FINRA Conduct Rules or, as applicable, the rules of a national securities exchange. In addition, you agree that (a) you are responsible for ensuring that Fund shares are offered and sold by Originating Firms in compliance with all terms and conditions of this Agreement and the Prospectus as if you had conducted such offers and sales yourself and (b) your agreements with each Originating Firm will comply with all arrangements of Regulation S-P of the U.S. Securities and Exchange Commission (“SEC”) and will require each Originating Firm to adopt policies and procedures that address suitable safeguards for the protection of consumer records and information.
Clearing Services. 4.2 The T3CB shall make deliveries and settlements of cash and securities in connection with trades made for Clients and for the T3IB.
Clearing Services. 4.2 The T2CB shall make deliveries and settlements of cash and securities in connection with trades made for Clients and for the T2IB.
Clearing Services. 4.2 The T1CB shall make deliveries and settlements of cash and securities in connection with trades made for Clients and for the T1IB;
Clearing Services. 1.1 The Company shall, if and as from the time IFSG admits the Customer to membership, provide the requisite clearing services to the Customer in respect of the trades made by the Customer on the ICE Platform in accordance with the rules of IFSG and ICSG during the term of this Agreement.
Clearing Services. Finance Company shall provide CRCCG and its subsidiaries with collection and payment services and other auxiliary services in relation to settlement business as instructed by CRCCG; • Finance Company shall provide CRCCG and its subsidiaries with the abovementioned clearing services, with the charges not less than the fee scale of normal commercial banks. The limit of the annual service fees shall not exceed RMB100 million; • Finance Company shall ensure the safety of the funds from CRCCG and its subsidiaries, control its own asset-liability risks, and guarantee the demand of CRCCG and its subsidiaries for their payment of settlement funds.
Clearing Services. According to the information provided by Finance Company, within the term of the Old Financial Services Agreement and as of the date of this announcement, Finance Company has not provided clearing services to CRCCG and its subsidiaries.
Clearing Services. The cap of the annual service fees shall not exceed RMB100 million for the provision of clearing services for CRCCG and its subsidiaries by Finance Company per year. In determination of the cap, the Board has taken into account the amount of clearing services needed by CRCCG, and that Finance Company will be able to satisfy such needs on clearing services.
Clearing Services. Eligible Deposits. The following types of deposits are eligible for Bank’s Clearing Services: consumer Checks, business/corporate Checks (“Eligible Deposits”), ACH credits, and other ETF credits. The following types of deposits are not eligible for Clearing Services: savings bonds and items drawn outside of the United States or its territories or possessions. Bank may reject or refuse to process any deposits that are not Eligible Deposits.
