Class Action Services Sample Clauses

Class Action Services. Includes determing account eligibility, filing, processing rejected items, and monitoring and processing recoveries. Flat fee of $500 per filing paid once claim is filed. Other Fees: · Settlement of physical securities - $40 · Global Proxy Services per fund per vote executed · USA free of charge · All other countries $15
Sample 1Sample 2Sample 3See All (7)
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Class Action Services. The Bank shall provide services with regard to class actions subject to the terms set forth in Appendix B to this Consolidated Agreement.”
Sample 1Sample 2Sample 3See All (5)
Class Action Services. The Custodian shall provide services with regard to class actions subject to the terms set forth in Appendix B to this Agreement.
Sample 1Sample 2
Class Action Services. Includes determing account eligibility, filing, processing rejected items, and monitoring and processing recoveries. Flat fee of $500 per filing paid once claim is filed.
Sample 1Sample 2
Class Action Services. $__ filing fee per class action per account, plus __% of gross proceeds, up to a maximum per recovery not to exceed $__. No charge for the initial conversion free receipt. Overdrafts – charged to the account at prime interest rate plus __% unless a line of credit is in place. * Subject to annual CPI increase – All Urban Consumers – U.S. City Average. Fees are calculated pro rata and billed monthly. Third-Party Agent Domestic Securities Lending Support*+ $__ implementation fee per Trust per Third-Party Agent Lender Annual Base Fee $__ per Trust per Third-Party Agent Lender Plus Transaction fees Third-Party Agent Portfolio Transaction Fees+ $__ - transaction fee will be assessed for each loan, return, and reallocation transactions (loan/return) + Each Third-Party Agent Xxxxxx will be invoiced directly Additional Global Sub-Custodial Services Annual Fee Schedule Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Country Safekeeping (BPS) Transaction fee Australia __ $__ Hungary __ $__ Poland __ $__ Argentina __ $__ Iceland __ $__ Portugal __ $__ Austria __ $__ India __ $__ Qatar __ $__ Bahrain __ $__ Indonesia __ $__ Romania __ $__ Bangladesh __ $__ Ireland __ $__ Russia __ $__ Belgium __ $__ Israel __ $__ Serbia __ $__ Bermuda __ $__ Italy __ $__ Singapore __ $__ Botswana __ $__ Japan __ $__ Slovakia __ $__ Brazil __ $__ Jordan __ $__ Slovenia __ $__ Bulgaria __ $__ Kenya __ $__ South Africa __ $__ Canada __ $__ Kuwait __ $__ South Korea __ $__ Chile __ $__ Latvia __ $__ Spain __ $__ China Connect __ $__ Lithuania __ $__ Sri Lanka __ $__ China (B Shares) __ $__ Luxembourg __ $__ Eswatini __ $__ Colombia __ $__ Malaysia __ $__ Sweden __ $__ Costa Rica __ $__ Malta __ $__ Switzerland __ $__ Croatia __ $__ Mauritius __ $__ Taiwan __ $__ Cyprus __ $__ Mexico __ $__ Thailand __ $__ Czech Republic __ $__ Morocco __ $__ Tunisia __ $__ Denmark __ $__ Namibia __ $__ Turkey __ $__ Egypt __ $__ Netherlands __ $__ UAE __ $__ Estonia __ $__ New Zealand __ $__ Uganda __ $__ Euroclear (Eurobonds) __ $__ Nigeria __ $__ Ukraine __ $__ Euroclear (Non-Eurobonds) Rates are available upon request $__ Norway __ $__ United Kingdom __ $__ Finland __ $__ Oman __ $__ Uruguay __ $__ France __ $__ Pakistan __ $__ Vietnam __ $__ Germany __ $__ Panama __ $__ West African Economic Monetary Union (WAEMU)* __ $__ Ghana __ $__ Peru __ $__ Zambia __ $__ Greece __ $__ Philippines __ $__ Zimbabwe __ $__ Hong Kong __ $__ Saudi Arabia __ $__ * Includes Ivory Coast...
Sample 1
Class Action Services. $__ filing fee per class action per account, plus 2% of gross proceeds, up to a maximum per recovery not to exceed $__. No charge for the initial conversion free receipt. Overdrafts – charged to the account at prime interest rate plus 2 unless a line of credit is in place. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). * Subject to annual CPI increase – All Urban Consumers – U.S. City Average. Fees are calculated pro rata and billed monthly. Adviser’s Signature below acknowledges approval of the fee schedules on this Exhibit J. Argent Capital Management LLC By: /s/ Mxxx X. Xxxxxxxxx Printed Name and Title: Mxxx X. Xxxxxxxxx, Chief Operating Officer Date: August 14, 2018 Exhibit J (continued) to the Manager Directed Portfolios Custody Agreement Additional Global Sub-Custodial Services Annual Fee Schedule Country Instrument Safekeeping (BPS) Transaction Fee Country Instrument Safekeeping (BPS) Transaction Fee Argentina All ____ $____ Lebanon All ____ $____ Australia All ____ $____ Lithuania All ____ $____ Austria All ____ $____ Luxembourg All ____ $____ Bahrain All ____ $____ Malaysia All ____ $____ Bangladesh All ____ $____ Mali All ____ $____ Belgium All ____ $____ Malta All ____ $____ Benin All ____ $____ Mauritius All ____ $____ Bermuda All ____ $____ Mexico All ____ $____ Botswana All ____ $____ Morocco All ____ $____ Brazil All ____ $____ Namibia All ____ $____ Bulgaria All ____ $____ Netherlands All ____ $____ Burkina Faso All ____ $____ New Zealand All ____ $____ Canada All ____ $____ Niger All ____ $____ Cayman Islands* All ____ $____ Nigeria All ____ $____ Channel Islands* All ____ $____ Norway All ____ $____ Chile All ____ $____ Oman All ____ $____ China All ____ $____ Pakistan All ____ $____ Columbia All ____ $____ Peru All ____ $____ Costa Rica All ____ $____ Philippines All ____ $____ Croatia All ____ $____ Poland All ____ $____ Cyprus* All ____ $____ Portugal All ____ $____ Czech Republic All ____ $____ Qatar All ____ $____ Denmark All ____ $____ Romania All ____ $____ Ecuador All ____ $____ Russia Equities ____ $____ Egypt All ____ $____ Senegal All ____ $____ Estonia All ____ $____ Singapore All ____ $____ Euromarkets** All ____ $____ Slovak Republic All ____ $____ Finland All ____ $____ Slovenia All ____ ...
Sample 1
Class Action Services. Provide the following administrative services with respect to notifications of securities class actions covering equity and fixed income securities held by the Funds: (i) prepare and submit claims with respect to such class action notifications and supporting documentation for the Funds; (ii) respond to inquiries from securities class action administrators arising from a Fund's participation in such actions; (iii) communicate with securities class action administrators from time to time, in AMCO's discretion, with regard to the status of a Fund's claims; and (iv) arrange for the crediting of a Fund's account upon payment of claim proceeds from the claims administrator.
Sample 1
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Class Action Services. Subject to Board approval, the Company, on behalf of each Fund, agrees that the Funds may retain a third party, if deemed advisable by the Company, to provide class action litigation monitoring and securities claim filing administration services involving securities held or previously held by a Fund (a “Class Action Service”). The Advisor is authorized to appoint a Class Action Service as a Fund’s agent to prepare and file proofs of claim, accept and process settlement payments and otherwise participate in class actions involving securities held or previously held in such Fund. The Company further authorizes the Advisor to provide Fund transaction information and other information about the Fund to the Class Action Service as necessary to file and process claims on the Fund’s behalf and in accordance with applicable Policies and Procedures. The Advisor shall not render advice or take any action with respect to any legal proceedings, including bankruptcies or class actions, involving securities held or previously held in the Funds. In accordance with paragraph 9 hereof, the Funds shall pay all expenses relating to the retention of a Class Action Service for services rendered to the Funds.
Sample 1
Class Action Services. (a) PFPC Trust shall (i) subscribe to a service that provides information regarding pending class action lawsuits (the “Class Action Information Provider”), (ii) make determinations of a Portfolio’s eligibility to participate in a class action lawsuit (based solely upon (A) PFPC Trust’s records relating to the portfolio holdings of such Portfolio (or, with respect to such Portfolio’s portfolio holdings of a particular security during such portion of a class period which is prior to the date PFPC Trust actually received such security into such Portfolio’s Account, the transaction summary referenced in the second sentence of Section 15(b) of this Agreement) and (B) PFPC Trust’s review of the information provided by the Class Action Information Provider) and provide such determinations to the Fund on a periodic basis, (iii) file proofs of claim on behalf of a Portfolio (pursuant to a power of attorney granted by the Fund) with respect to class action lawsuits to the extent PFPC Trust has determined (as provided in sub-item (ii) above) that the Portfolio is eligible to participate, (iv) receive class action lawsuit settlement proceeds to the extent a proof of claim was filed pursuant to sub-item (iii) above, and (v) provide to the Fund a monthly report setting forth the status of any proofs of claim filed pursuant to sub-item (iii) above and any settlement proceeds received pursuant to sub-item (iv) above. PFPC Trust shall have no obligation to seek any information regarding pending class action lawsuits other than the information provided by the Class Action Information Provider.
Sample 1

Related to Class Action Services

  • Acquisition Services (i) Serve as the Company’s investment and financial advisor and provide relevant market research and economic and statistical data in connection with the Company’s assets and investment objectives and policies;

  • Distribution Services The Distributor shall sell and repurchase Shares as set forth below, subject to the registration requirements of the 1933 Act and the rules and regulations thereunder, and the laws governing the sale of securities in the various states ("Blue Sky Laws"):

  • Transition Services The Purchasers will provide to the Sellers termination assistance as reasonably requested in order to provide an orderly transition following the termination of the Agreement (or any portion thereof), and the Sellers will provide to the Purchasers reasonable cooperation and assistance in connection therewith. In connection with this transition assistance, the Purchasers and Sellers will reasonably cooperate in the transition of the Services from the Purchasers to any Replacement Provider. With respect to the Serviced Appointments subject to termination, the Sellers shall provide the Purchasers with notice of the effective date (each, a “Transition Effective Date”) of the transition of the Services to a Replacement Provider. Notwithstanding any termination of the Agreement (or any portion thereof) in accordance with this Article II, with respect to the Serviced Appointments subject to termination, the rights and obligations of the parties under the Servicing Agreement shall remain in effect until the applicable Transition Effective Date.

  • Consultation Services The company hereby employs the consultant to perform the following services in accordance with the terms and conditions set forth in this agreement: The consultant will consult with the officers and employees of the company concerning matters relating to the management and organization of the company, their financial policies, the terms and conditions of employment, and generally any matter arising out of the business affairs of the company.

  • Disposition Services The Manager shall:

  • Information Services The Custodian may rely upon information received from issuers of Securities or agents of such issuers, information received from Subcustodians or depositories, information from data reporting services that provide detail on corporate actions and other securities information, and other commercially reasonable industry sources; and, provided the Custodian has acted in accordance with the standard of care set forth in Section 6 (a), the Custodian shall have no liability as a result of relying upon such information sources, including but not limited to errors in any such information.

  • PROJECT SERVICES Landlord shall furnish services as follows:

  • Transition Services Agreement Seller shall have executed and delivered the Transition Services Agreement.

  • Offering Services The Manager shall manage and supervise:

  • Call Center Services Answer telephone inquiries during mutually agreed upon hours each day on which the Fund is open for trading. In the event that the Fund plans to be open on a business day when the New York Stock Exchange is to be closed, the Fund shall provide the Transfer Agent with reasonable advance notice and the parties shall discuss the call center resources available for such day. The Transfer Agent shall answer and respond to inquiries from existing Shareholders, prospective Shareholders of the Fund and broker-dealers on behalf of such Shareholders in accordance with the instructions provided by the Fund to the Transfer Agent for purpose of fulfilling its duties under this Agreement, including, accepting transaction requests on behalf of the Fund.

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