Broker Services Sample Clauses
The 'Broker Services' clause defines the scope and nature of services that a broker is authorized and expected to provide under the agreement. Typically, this includes activities such as facilitating negotiations, identifying potential buyers or sellers, and assisting with the completion of transactions. The clause may also outline any limitations on the broker’s authority or specify particular duties, such as maintaining confidentiality or providing regular updates. Its core function is to clearly delineate the broker’s responsibilities, ensuring both parties understand what services will be rendered and reducing the risk of misunderstandings or disputes.
Broker Services. ODB will provide the following additional services, as required:
a. To the extent that there are Investors in Alabama, Arizona, Florida, New Jersey, North Dakota, Texas, Washington, or any other state in which the Issuer would be required to register as an “Issuer Dealer” prior to making any offers or sales in such state, ODB will act as accommodating broker of record with respect to sales of the Private Securities in those states; and
b. review investor information, including KYC (Know Your Customer) data, perform AML (Anti-Money Laundering) and other compliance background checks, and provide a recommendation to the Issuer, vis a vis KYC and AML standards, as to whether or not to accept an investor’s subscription for Private Securities. Notwithstanding the Services as provided under the Agreement, Issuer is solely responsible for maintaining all records of Private Securities and for maintaining accurate and complete records of the aggregate total units of Private Securities sold and redeemed by Issuer through the ODB Private Placements Platform. Pursuant to its obligations, Issuer shall:
1. based upon the data, documents, and materials (“collectively the “Books and Records”) provided by ODB or an Affiliate of ODB, or contracted third-party vendor from time to time, maintain an accurate and complete record on its official books and records of the number of units (which may be in aggregate if permitted by Law) of Private Securities held by Investors;
2. maintain an accurate and complete record on its official books and records of the number of units of Private Securities, if any, held by ODB for ODB’s own benefit, or if certificated, deliver to ODB an original, duly issued, and outstanding unit certificate in the name of “ODB Capital Corporation” in an amount equal to the number of units of Private Securities held by ODB;
3. provide ODB, pursuant to such methods as ODB may reasonably require, with the details of, and all monies associated with any dividend, interest, principal, or other payment due to Investors and a detailed record of the recipients and amounts to be credited thereto, along with any tax reporting codes, in a manner required by ODB from time to time in order for ODB to credit Investors with such payments on a timely basis and to produce relevant tax documentation therefrom (it is agreed that Issuer shall produce or cause to be produced by third parties on behalf of Issuer, at Issuer’s expense, any Schedule K-1’s or similar documents for del...
Broker Services. DPMM will not perform the services of a trading broker, including, without limitation, executions of transactions, payment of brokerage commissions, confirmations of transactions to the Funds, transmittal of monthly brokerage account statements to the Funds, enforcement of any margin requirements, or the custody of funds or securities.
Broker Services. ▇▇▇▇ agrees that ▇▇▇▇▇▇ may attempt to procure a back-up/contingent buyer to purchase the Property from Dent if the Sale does not proceed. ▇▇▇▇▇▇ understands and agrees that this permission is not exclusive to Broker, and that ▇▇▇▇▇▇ is engaging a competitive marketplace.
Broker Services the broker services provided by PleXHub to the Broker Customer under these Conditions and/or the Commercial Terms, as more particularly described in the Services Documentation.
Broker Services. Broker shall arrange for the interstate and intrastate transportation of Shipper’s property (“Merchandise”) as a broker and otherwise provide the services set forth in this Agreement (“Services”). To perform the Services, Broker may utilize the services of subcontract motor carriers (“Carrier”) or transport the Merchandise with its own equipment. Broker shall exercise due diligence in the performance of the Services and shall contract only with qualified Carriers. Broker and its Carriers shall, at their sole expense, procure and maintain all permits, registrations, certificates, bonds and licenses required to perform the Services.
Broker Services. Order executions, depending on your location, are provided by Apex Clearing Corp. and DriveWealth LLC, both broker dealers registered with the SEC and members of FINRA and SIPC. You will be required by either Broker to enter into a standalone contractual agreement that will govern your interactions with them – We are not a party to any such agreement and have no control over its content. Banking Services. Checking account and debit card banking services are available via the Additional Services and are provided by FDIC insured Vast Bank N.A. (“Bank”). You will be required by the Bank to enter into a standalone contractual agreement that will govern your interactions with the Bank – We are not a party to any such agreement and have no control over its content. Digital Currency Trading. Crypto currency trading services are provided through Vast Bank N.A. which, in turn liaises with Coinbase (“Exchange”) to carry out Your trade orders. You will be required to open a crypto account and enter into a standalone contractual agreement that will govern your interactions with the Bank and the Exchange – We are not a party to any such agreement and have no control over its content.
Broker Services. DPM will not perform the services of a trading broker, including, without limitation, executions of transactions, payment of brokerage commissions, confirmations of transactions to Client, transmittal of monthly account statements to Client, enforcement of any margin requirements, or the custody of funds or securities.
Broker Services. AGI has at all times since its inception acted solely in the capacity of an insurance broker, and has not incurred any risks or liabilities associated with the underwriting of insurance policies issued in connection with such broker services.
Broker Services. In this Paragraph, the Buyer and the Seller state that they understand that any Broker identified in the Agreement is duly licensed as a real estate broker and is not an expert in legal, construction, engineering, or environmental issues. Further, the Buyer and the Seller acknowledge that the Brokers identified have not made any representations or investigations of the condition or suitability of the subject Property. Paragraph 24: DEFAULT, TERMINATION AND RETURN OF DEPOSITS In many places throughout the Agreement, the Buyer is given the right to terminate the Agreement with the return of deposit monies. This Paragraph sets out the ground rules for this process and acknowledges that there are other situations in which the parties might claim entitlement to deposit monies (i.e., not every termination entitles the Buyer to this money).
Broker Services. Program Placement, which shall include taking the program to market and securing placement with carriers of appropriate size and financial strength on policy forms with terms and conditions that are equal to or broader than the terms and conditions of the expiring policies. The selected broker shall be authorized to represent and assist OWNER and its Clients in all discussions and transactions with insurers, provided that the broker shall not place any insurance on behalf of the OWNER and/or its Clients unless authorized to do so in writing by the OWNER.