Examples of Type of Security in a sentence
Type of Security: To be eligible for purchase, the securities must be: (i) part of an issue registered under the 1933 Act that is being offered to the public; (ii) part of an issue of government securities, as defined in Section 2(a)(16) of the 1940 Act; (iii) Eligible Municipal Securities; (iv) securities sold in an Eligible Foreign Offering; or (v) securities sold in an Eligible Rule 144A offering.
When submitting a request, the following information must be given: • Security Name and Ticker or Cusip • Amount to be traded • Brokerage name and Account Number • Transaction Type (Buy, Sell, Short) • Type of Security (Bond, Option, Common Stock) • Price A CCO must submit any of his/her proposed Personal Securities Transactions that require pre-clearance to the Chief Legal Officer.
Type of Security - name, ticker symbol, or description if a bond (including interest rate and maturity date).
Issuer Ticker/CUSIP Type of Security # of Shrs/Principal Amount Market Value ------ ------------ ---------------- -------------------------- ------------ OR [ ] I hereby certify that as of __________________, I had a beneficial ownership interest in no securities other than those set forth on the attached brokerage account statements.
Date Offered 12/14/04 12/8/04 12/8/04 Offering Price 29.00 12.00 15.00 Spread ($) 1.813 0.84 1.05 Spread (%) 6.25 7.00 7.00 Type of Security Common Stock Common Stock Common Stock Rating or Quality N/A N/A N/A Size of Issue $690,476,196 $100,800,000 $120,000,000 Total Capitalization of Issuer $10,167,090,000 $501,110,000 $477,800,000 Note: Minimum of two comparisons must be completed for each purchase.