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SCHEDULE 1: Complex Product - General Risk Disclosure Notice This notice is provided to you in compliance with Act.
While reviewing your application we will need to perform an Appropriateness Assessment since you are proposing to trade a Complex Product.
FUTU SECURITIES is not required to ensure that (i) a transaction in a Complex Product is suitable for the Client in all circumstances, (ii) sufficient information on the key nature, features and risks of a Complex Product is provided to the Client before entering into such transaction and (iii) warning statements in relation to the distribution of a Complex Product are provided to the Client in a clear and prominent manner, pursuant to the requirements under paragraph 5.5(a) of the Code of Conduct.
Complex Product trading is designed to be utilised only by sophisticated Users, such as active traders employing dynamic strategies.