EXHIBIT INDEX. Exhibit 2.1 – Certificate of Formation for RSE Archive, LLC (1) Exhibit 2.2 – Operating Agreement for RSE Archive, LLC Exhibit 2.3 – Certificate of Formation for RSE Archive Manager, LLC (1) Exhibit 2.4 – Operating Agreement for RSE Archive Manager, LLC Exhibit 3.1 – Form of Series Designation (1) Exhibit 4.1 – Form of Subscription Agreement (1) Exhibit 6.1 – Form of Asset Management Agreement (1) Exhibit 6.2 – Broker of Record Agreement (1) Exhibit 6.3 – Purchase Option Agreement in respect of Series #10COBB Asset (1) Exhibit 6.4 – Purchase Option Agreement in respect of Series #52MANTLE Asset (1) Exhibit 6.5 – Purchase Option Agreement in respect of Series #71ALI Asset (1) Exhibit 6.6 – Purchase Option Agreement in respect of Series #71MAYS Asset (1) Exhibit 6.7 – Purchase Option Agreement in respect of Series #98JORDAN Asset (1) Exhibit 6.8 – Purchase Option Agreement in respect of Series #AGHOWL Asset (1) Exhibit 6.9 – Purchase Option Agreement in respect of Series #EINSTEIN Asset (1) Exhibit 6.10 – Purchase Option Agreement in respect of Series #FROST Asset (1) Exhibit 6.11 – Purchase Option Agreement in respect of Series #POTTER Asset (1) Exhibit 6.12 – Purchase Option Agreement in respect of Series #ROOSEVELT Asset (1) Exhibit 6.13 – Purchase Option Agreement in respect of Series #TWOCITIES Asset (1) Exhibit 6.14 – Purchase Option Agreement in respect of Series #XXXXXXX Xxxxx (1) Exhibit 6.15 – Purchase Option Agreement in respect of Series #XXXX Xxxxx (1) Exhibit 8.1 – Subscription Escrow Agreement (1) Exhibit 12.1 – Opinion of Xxxxx Xxxxxx LLP Exhibit 13.1 – Testing the Water Materials (1)
EXHIBIT INDEX. Exhibit Description ------- ----------- 0.2 Description of the Subsidiary's Business 1.3 Subsidiary's Liabilities 2.1 Corporation's Warranty Exceptions 2.2 Subsidiary's Warranty Exceptions 2.2(a) List of Assets Owned or Leased by the Subsidiary and its Affiliates. 2.2(j) Subsidiary's Financial Statements 2.2(y) Subsidiary's Insurance Policies or Binders 2.3 Subscriber's Warranty Exceptions 2.3(c) Questionnaires 2.3(d) Regulation SB Disclosure Narrative 4.2(d) Investment Letter * * *
EXHIBIT INDEX. 14 PART I ITEM 1 FINANCIAL STATEMENTS CELL THERAPEUTICS, INC. (A DEVELOPMENT STAGE COMPANY) CONSOLIDATED BALANCE SHEETS JUNE 30, 1997 DECEMBER 1996 31, ------------ ------------ ASSETS Current assets: Cash and cash equivalents........................ (UNAUDITED) $ 3,326,226 $ 5,483,515 Securities available-for-sale.................... 44,590,786 25,503,049 Collaboration agreement receivables.............. 2,547,487 --
EXHIBIT INDEX. The exhibit index on page iv is hereby amended and restated as follows: Exhibit A - Form of Common Unit Certificate Exhibit B - Form of Class B Unit Certificate
EXHIBIT INDEX. Exhibit A Assignment and Assumption Agreement Exhibit B Employment Agreement of P. Xxxxxxx Xxxxxxxx Exhibit C Form of Bankruptcy Court Orders ASSET PURCHASE AGREEMENT
EXHIBIT INDEX. 1 Typical Specifications and Analysis Limits 2A Pellet Ore Balance – 2004 2B Pellet Ore Balance – 2005 3 Pellet Price Calculation 4 Special Payment Example 5 Special Steel Payment New Grade
EXHIBIT INDEX. Exhibit Description 0.1
EXHIBIT INDEX. EXHIBITS INCORPORATED HEREIN BY REFERENCE ------------------------------------------------ DESIGNATION OF DOCUMENT WITH WHICH EXHIBIT EXHIBIT IN THIS WAS PREVIOUSLY FILED WITH FORM 10-K DESCRIPTION OF EXHIBITS COMMISSION --------------- ------------------------------------------------ ------------------------------------------------ 2.2 Agreement and Plan of Reorganization dated as of Quarterly Report on Form 10-Q for the three July 20, 1994 by and among, The Actava Group months ended June 30, 1994, Exhibit 99.1 Inc., Diversified Products Corporation, Hutch Sports USA Inc., Xxxxxx/Weather-Rite, Inc., Willow Hosiery Company, Inc. and Roadmaster Industries, Inc. 2.3 Amended and Restated Agreement and Plan of Current Report on Form 8-K for event occurring Merger dated as of September 27, 1995 by and on September 27, 1995, Exhibit 99(a) among The Actava Group Inc., Orion Pictures Corporation, MCEG Sterling Incorporated, Metromedia International Telecommunications, Inc., OPG Merger Corp. and MITI Merger Corp. and exhibits thereto. The Registrant agrees to furnish copies of the schedules supplementally to the Commission on request. 2.5 Agreement and Plan of Merger dated as of January Current Report on Form 8-K dated January 31, 31, 1996 by and among Metromedia International 1996, Exhibit 99.1 Group, Inc., The Xxxxxx Xxxxxxx Company and SGC Merger Corp. and exhibits thereto. The registrant agrees to furnish copies of the schedules to the Commission upon request. 3.1 Restated Certificate of Incorporation of Registration Statement on Form S-3 (Registration Metromedia International Group, Inc. No. 33-63853), Exhibit 3.1 3.2 Restated By-laws of Metromedia International Registration Statement on Form S-3 (Registration Group, Inc. No. 33-6353), Exhibit 3.2 4.1 Indenture dated as of August 1, 1973, with Application of Form T-3 for Qualification of respect to 9 1/2% Subordinated Debentures due Indenture under the Trust Indenture Act of 1939 August 1, 1998, between The Actava Group Inc. (File No. 22-7615), Exhibit 4.1 and Chemical Bank, as Trustee. 4.2 Agreement among The Actava Group, Inc., Chemical Registration Statement on Form S-14 Bank and Manufacturers Hanover Trust Company, (Registration No. 2-81094), Exhibit 4.2 dated as of September 26, 1980, with respect to successor trusteeship of the 9 1/2% Subordinated Debentures due August 1, 1998.
EXHIBIT INDEX. 34 RIGHTS AGREEMENT RIGHTS AGREEMENT, dated as of December 21, 2000 between Puget Energy, Inc., a Washington corporation (the "Company"), and Mellon Investor Services, LLC, a New Jersey limited liability company, as Rights Agent (the "Rights Agent"). The Board of Directors of the Company (the "Board of Directors") has authorized and declared a dividend of one Right (as hereinafter defined) for each share of Common Stock, par value $.01 per share, of the Company (the "Common Stock") outstanding at the Close of Business (as hereinafter defined) on December 29, 2000 (the "Record Date"). The Board of Directors has further authorized the issuance of one Right (as such number may be hereinafter adjusted pursuant to the provisions of this Rights Agreement) with respect to each share of Common Stock that shall become outstanding between the Record Date and the earliest of the Distribution Date, the Redemption Date and the Expiration Date (as such terms are hereinafter defined); provided, however, that the Company may issue Rights with respect to shares of Common Stock that shall become outstanding after the Distribution Date and prior to the earlier of the Redemption Date and the Expiration Date in accordance with the provisions of Section 23. Each Right shall initially represent the right to purchase one one- hundredth (1/100) of a share of Series R Participating Cumulative Preferred Stock, par value $.01 per share, of the Company (the "Preferred Shares"), having the powers, rights and preferences set forth in the Certificate of Designation (as hereinafter defined) attached as Exhibit A. Accordingly, in consideration of the premises and the mutual agreements set forth in this Rights Agreement, the Company and the Rights Agent hereby agree as follows:
EXHIBIT INDEX. Exhibit No. Exhibit Matter ----------- -------------- Exhibit A Owners' Businesses 1.1(1) Real Estate 1.1(2) Equipment and Furnishings 1.1(10) Intangible Property 1.2 Excluded Assets 1.3(1) Leased Property 1.3(2) Leased Equipment and Furnishings 1.3(8) Leased Intangible Property 1.4 Assumed Liabilities 3.3 Purchase Price Allocation 4.2 Subsidiaries 4.3 Consents 4.4 Financial Statements 4.5 Operations since September 30, 1996 4.6 Absence of Liabilities 4.7 Employment Discrimination 4.8(1) Licenses and Permits 4.9(1) Program Agreements 4.9(2) Statement of Deficiencies and Plan of Correction 4.11 Easements 4.12(1) Encumbrances 4.12(2) Permitted Exceptions 4.13 Leases and Contracts 4.14(2) Noncompliance with Environmental Law 4.14(3) Underground Storage Tanks 4.15 Appraisals, Mechanical and Structural Studies, etc. 4.16 Litigation 4.17 Employees 4.19 Insurance 4.20 Brokers, Finders or Consultants 4.21 Conflicts of Interest 4.23 Intellectual Property 4.25(1) Welfare Benefit Plans 4.25(2) Pension Benefit Plans 4.25(3) Unfunded Liabilities 4.27 Condition of Assets 4.31 Resident Agreements 4.33 Prepayments and Deposits 4.34 Occupancy Rates 6.1 Changes in Business or Assets 6.19 Employment of Certain Individuals 9.9 Form of Lease Agreement 9.10 Form of Consulting Agreement (Stevx Xxxxxx)
