Structured Products. You agree that you are familiar with NASD Notice to Members 5-59 concerning the obligations of member firms when selling structured products and, to the extent that it is applicable to you, you agree to comply with the requirements therein.
Appears in 22 contracts
Samples: Selling Agent Agreement (Priority Income Fund, Inc.), Selling Agent Agreement (Priority Income Fund, Inc.), Dealer Manager Agreement (Prospect Capital Corp)
Structured Products. You agree that you are familiar with NASD Notice to Members 505-59 concerning the obligations of member firms when selling structured products and, to the extent that it is applicable to you, you agree to comply with the requirements therein.
Appears in 3 contracts
Samples: Selling Agent Agreement (Ally Financial Inc.), Selling Agent Agreement (Ally Financial Inc.), Dealer Agent Program (Ally Financial Inc.)
Structured Products. You agree that you are familiar with NASD Notice to Notice-to-Members 505-59 concerning the NASD members’ obligations of member firms when selling structured products and, to the extent that it is applicable to you, you agree to comply with the requirements therein.
Appears in 2 contracts
Samples: Selling Agent Agreement (Tennessee Valley Authority), Abn Amro Bank Nv
