Clearing House Protections Sample Clauses

Clearing House Protections. On many exchanges, the performance of a transaction by a broker (or the third party with whom he is dealing on the Investment Adviser’s behalf) is “guaranteed” by the exchange or its clearing house. However, this guarantee is unlikely in most circumstances to cover the Investment Adviser and may not protect the Investment Adviser if the broker or another party defaults on its obligations to the Investment Adviser. There is no clearing house for traditional options, nor normally for instruments which are not traded under the rules of a recognised or designated investment exchange.
Sample 1Sample 2Sample 3See All (60)
AutoNDA by SimpleDocs
Clearing House Protections. On many exchanges, the performance of a transaction by a broker (or the third party with whom he is dealing on VKAM's behalf) is "guaranteed" by the exchange or its clearing house. However, this guarantee is unlikely in most circumstances to cover VKAM and may not protect VKAM if the broker or another party defaults on its obligations to VKAM. There is no clearing house for traditional options, nor normally for instruments which are not traded under the rules of a recognized or designated investment exchange.
Sample 1Sample 2Sample 3See All (10)
Clearing House Protections. The risk associated with the performance of a transaction may be taken on by the exchange or clearing house. However, in most circumstances you are unlikely to benefit from this if we or another party defaults on its obligations to you. There is no clearing house for certain Derivatives which are not traded under the rules of a recognised or designated investment exchange.
Sample 1Sample 2Sample 3See All (5)
Clearing House Protections. On many exchanges, the performance of a transaction is “guaranteed” by the exchange or clearing house. However, this guarantee is unlikely in most circumstances to cover you, the client, and may not protect you if another party defaults on its obligations to you. On request, we will be pleased to explain any protection provided to you under the clearing guarantee applicable to any on-exchange derivatives in which you are dealing. There is no clearing house for traditional options, nor normally for off-exchange instruments which are not traded under the rules of an exchange.
Sample 1Sample 2Sample 3See All (5)
Clearing House Protections. On many exchanges, the performance of a transaction by your firm (or third party with whom he is dealing on your behalf) is guaranteed by the exchange or clearing house. However, this guarantee is unlikely in most circumstances to cover you, the customer, and may not protect you if your firm or another party defaults on its obligations to you. On request, your firm must explain any protection provided to you under the clearing guarantee applicable to any on-exchange derivative in which you are dealing. There is no clearing house for traditional options, nor normally for off-exchange instruments, which are not traded under the rules of a recognised or designated investment exchange.
Sample 1Sample 2See All (4)
Clearing House Protections. On many exchanges, the performance of a transaction, SSP (or third parties with whom SSP is dealing on your behalf) is ‘guaranteed’ by the exchange or clearing house. However, this guarantee is unlikely in most circumstances to cover you, the customer, and may not protect you if SSP or another party defaults on its obligations to you. On request, SSP will explain any protection provided to you under the clearing guarantee applicable to any on-exchange derivatives in which you are dealing. There is normally no clearing house for off-exchange instruments, which are not traded under the rules of a recognised or designated investment exchange.
Sample 1Sample 2Sample 3
Clearing House Protections. On many exchanges, the performance of a transaction by Threadneedle (or a third party with whom Threadneedle is dealing on your behalf) is “guaranteed” by the exchange or clearing house. However, this guarantee is unlikely in most circumstances to cover you, and may not protect you if Threadneedle or another party defaults on its obligations to you. On request, your firm must explain any protection provided to you under the clearing guarantee applicable to any on-exchange derivatives in which you are dealing. There is no clearing house for traditional options, nor normally for off-exchange instruments that are not traded under the rules of a Recognised or Designated Investment Exchange.
Sample 1Sample 2
AutoNDA by SimpleDocs
Clearing House Protections. On many exchanges, the performance of a transaction by the Discretionary FSP (or the third party with whom it is dealing on the Client's behalf) is "guaranteed" by the exchange or its clearinghouse. However, this guarantee is unlikely in most circumstances to cover the Client and may not protect the Client if the Discretionary FSP or another party defaults on its obligations to the Client. On request, the Discretionary FSP will explain any protection provided to the Client under the clearing guarantee applicable to any on-exchange derivatives in which the Client is dealing. There is no clearinghouse for traditional options, nor normally for off-exchange instruments, which are not traded under the rules of a recognised or designated investment exchange.
Sample 1Sample 2
Clearing House Protections. On many exchanges, the performance of a transaction by Your firm (or third party with whom he is dealing on your behalf) is ‘guaranteed’ by the exchange or clearing house. However, this guarantee is unlikely in most circumstances to cover You, the customer, and may not protect You if Your firm or another party defaults on its obligations to You under the clearing guarantee applicable to any on- exchange derivatives in which You are dealing. There is no clearing house for traditional options, nor normally for off exchange instruments which are not traded under the rules of a recognised or designated investment exchange. APPENDIX F SCHEDULE OF CHARGES DEALING COMMISSION (PER TRANSACTION) 1. UK EQUITIES COMMISSIONS Advisory Service and Execution only transactions by telephone Minimum consideration flat fee Up to £10,000 consideration £10,000 consideration to any further amount per trade Active trader rate (minimum of 3 trades per quarter) per trade Compliance charge paid on Principal purchases Execution-only Electronic Dealing Charge per trade executed on-line Charge per trade by telephone Charge for adding funds to your account by telephone (you may subscribe to your account for free using a debit card online)
Sample 1

Related to Clearing House Protections

  • Fire Protection Contractor shall take adequate and reasonable precautions to protect the Work against damage by fire and smoke. For example, without limitation, Contractor shall do the following:

  • Financial Institutions Notwithstanding this Article 3, any party may provide Confidential Information to any financial institution in connection with borrowings from such financial institution by such party or any of its Controlled Related Parties, so long as prior to any such disclosure such financial institution executes a confidentiality agreement that provides protection substantially equivalent to the protection provided the parties in this Article 3.

  • Cash Management Services Funds received by Transfer Agent in the course of performing its services hereunder will be held in demand deposit bank accounts or money market fund accounts in the name of Transfer Agent (or its nominee) as agent for the Funds.

  • Mortgage Protection Lessee agrees to give any mortgages and/or trust deed holders, as to all or a potion of the Premises, by registered mail, a copy of any notice of default served upon Lessor, provided that prior to such notice Lessee has been notified in writing (by way of notice or assignment of rents and leases, or otherwise) of the addresses of such mortgages and/or trust deed holders. Lessee agrees not to exercise any remedies available by virtue of a default unless Lessor shall have failed to cure such default within thirty (30) days after receipt of notice of default or such additional time as may be reasonably necessary to cure the default in the case of a default incapable of being cured within thirty (30) days. Lessee further agrees that the mortgages and/or trust deed holder shall have an additional thirty (30) days within which to cure such default, or if such default cannot be cured within that time, then such additional time as may be necessary if within such thirty (30) days any mortgagee and/or trust deed holder has commenced and is diligently pursuing the remedies necessary to cure such default (including but not limited to commencement of foreclosure proceedings if necessary to effect such cure), in which event such right, if any, as Lessee might otherwise have to terminate the Lease shall not be exercised while such remedies are being so diligently pursued.

  • Cash Management System Each Borrower shall, and shall cause its Subsidiaries to, establish and maintain the Cash Management Systems described below:

  • Reinsurance Administration THE COMPANY shall perform all duties with respect to the administration of the reinsurance under this Agreement on the portion of the policies reinsured under this Agreement.

  • Cash Management Systems On or prior to the Closing Date, Borrowers will establish and will maintain until the Termination Date, the cash management systems described in Annex C (the “Cash Management Systems”).

  • Flood Insurance With respect to each Mortgaged Property, obtain flood insurance in such total amount as the Administrative Agent or the Required Lenders may from time to time reasonably require, if at any time the area in which any improvements located on any Mortgaged Property is designated a “flood hazard area” in any Flood Insurance Rate Map published by the Federal Emergency Management Agency (or any successor agency), and otherwise comply with the National Flood Insurance Program as set forth in the Flood Disaster Protection Act of 1973, as amended from time to time.

  • Yield Protection If, on or after the date of this Agreement, the adoption of any law or any governmental or quasi-governmental rule, regulation, policy, guideline or directive (whether or not having the force of law), or any change in the interpretation or administration thereof by any governmental or quasi-governmental authority, central bank or comparable agency charged with the interpretation or administration thereof, or compliance by any Lender or applicable Lending Installation with any request or directive (whether or not having the force of law) of any such authority, central bank or comparable agency:

Time is Money Join Law Insider Premium to draft better contracts faster.