Officers of the Fund Sample Clauses

Officers of the Fund. The Fund's Directors and officers and their positions held with the Fund and length of service in such position(s) and the principal occupations and business affiliations during the past five years are listed below. Each of the Directors are independent directors, because they have no affiliation with the Manager as defined in the Investment Company Act. The information for the Directors also includes the dollar range of shares of the Fund as well as the aggregate dollar range of shares of the Board III Funds beneficially owned by the Director. All information is as of December 31, 2001. All of the Directors are also trustees or directors of the following Xxxxxxxxxxx funds (referred to as "Board III Funds"): Xxxxxxxxxxx Quest For Value Funds, a series fund Rochester Portfolio Series, a series fund having one series: having the following series: Limited-Term New York Municipal Fund Xxxxxxxxxxx Small Cap Value Fund, Bond Fund Series, a series fund having one series: Xxxxxxxxxxx Quest Balanced Value Fund Xxxxxxxxxxx Convertible Securities Fund Xxxxxxxxxxx Quest Opportunity Value Fund Rochester Fund Municipals Xxxxxxxxxxx Quest Global Value Fund, Inc. Xxxxxxxxxxx MidCap Fund Xxxxxxxxxxx Quest Capital Value Fund, Inc. Xxxxxxxxxxx Quest Value Fund, Inc. In addition to being a director or trustee of the Board III Funds, Xx. Xxxxx is also a director or trustee of 33 other portfolios in the Xxxxxxxxxxx Funds complex.
Sample 1
AutoNDA by SimpleDocs
Officers of the Fund. 7.9.1 The Manager, in its sole discretion, may appoint officers of the Fund at any time. The officers of the Fund, if appointed by resolution of the Manager, may include a president, vice president, secretary, and treasurer. The officers shall serve at the pleasure of the Manager. Any individual may hold any number of offices. The Manager’s officers may serve as officers of the Fund if appointed by resolution of the Manager. The officers shall exercise such powers and perform such duties as determined and authorized by the Manager.
Sample 1Sample 2
Officers of the Fund. The Fund agrees to furnish to the Custodian a new Certificate in similar form in the event any such present Officer ceases to be an Officer of the Fund, or in the event that other or additional Officers are elected or appointed. Until such new Certificate shall be received, the Custodian shall be fully protected in acting under the provisions of this Agreement upon the signatures of the Officers as set forth in the last delivered Certificate.
Sample 1Sample 2
Officers of the Fund. Name, Address,4 Age, Position(s) Held with Principal Occupation(s) During Past 5 Years Fund and Length of Time Served5 ----------------------------------------------- ---------------------------------------------------------------------- ----------------------------------------------- ---------------------------------------------------------------------- Xxxxx X. Xxxxxxxx, VP and Portfolio Manager, Senior Vice President (since January 1999) of the Manager; an Age: 51 officer and portfolio manager of other Xxxxxxxxxxx funds. Prior to joining the Manager in April, 1995, he was a Vice President and Senior Portfolio Manager at First of America Investment Corp. (September 1986 - April 1995). ----------------------------------------------- ---------------------------------------------------------------------- ----------------------------------------------- ---------------------------------------------------------------------- Xxxx X. Xxxxxx, Chairman, Chief Executive Officer and director (since June 2001) and President (since October 2001) President (since September 2000) of the Manager; President and a Age: 52 trustee of other Xxxxxxxxxxx funds; President and a director (since July 2001) of Xxxxxxxxxxx Acquisition Corp., the Manager's parent holding company and of Xxxxxxxxxxx Partnership Holdings, Inc., a holding company subsidiary of the Manager; Director (since November 2001) of OppenheimerFunds Distributor, Inc., a subsidiary of the Manager; Chairman and a director (since July 2001) of Shareholder Services, Inc. and of Shareholder Financial Services, Inc., transfer agent subsidiaries of the Manager; President and a director (since July 2001) of OppenheimerFunds Legacy Program, a charitable trust program established by the Manager; a director of the following investment advisory subsidiaries of the Manager: OAM Institutional, Inc. and Centennial Asset Management Corporation (since November 2001), HarbourView Asset Management Corporation and OFI Private Investments, Inc. (since July 2002); President (since November 1, 2001) and a director (since July 2001) of Xxxxxxxxxxx Real Asset Management, Inc., an investment advisor subsidiary of the Manager; a director (since November 2001) of Trinity Investment Management Corp. and Tremont Advisers, Inc., investment advisory affiliates of the Manager; Executive Vice President (since February 1997) of Massachusetts Mutual Life Insurance Company, the Manager's parent company; a director (since June 1995) of DBL Acquisitio...
Sample 1
Officers of the Fund. The Fund's Trustees and officers and their principal occupations and business affiliations and occupations during the past five (5) years are listed below. Trustees denoted with an asterisk (*) below are deemed to be "interested persons" of the Fund under the Investment Company Act. All of the Trustees are Trustees or Directors of the following New York-based Xxxxxxxxxxx funds1: Xxxxxxxxxxx California Municipal Fund Xxxxxxxxxxx International Growth Fund Xxxxxxxxxxx Capital Appreciation Fund Xxxxxxxxxxx International Small Company Fund Xxxxxxxxxxx Capital Preservation Fund Xxxxxxxxxxx Money Market Fund, Inc. Xxxxxxxxxxx Concentrated Growth Fund Xxxxxxxxxxx Multiple Strategies Fund Xxxxxxxxxxx Developing Markets Fund Xxxxxxxxxxx Multi-Sector Income Trust Xxxxxxxxxxx Discovery Fund Xxxxxxxxxxx Multi-State Municipal Trust Xxxxxxxxxxx Emerging Growth Fund Xxxxxxxxxxx Municipal Bond Fund Xxxxxxxxxxx Emerging Technologies Fund Xxxxxxxxxxx New York Municipal Fund Xxxxxxxxxxx Enterprise Fund Xxxxxxxxxxx Series Fund, Inc. Xxxxxxxxxxx Europe Fund Xxxxxxxxxxx Special Value Fund Xxxxxxxxxxx Global Fund Xxxxxxxxxxx Trinity Core Fund Xxxxxxxxxxx Global Growth & Income Fund Xxxxxxxxxxx Trinity Large Cap Growth Fund Xxxxxxxxxxx Gold & Special Minerals Fund Xxxxxxxxxxx Trinity Value Fund Xxxxxxxxxxx Growth Fund Xxxxxxxxxxx U.S. Government Trust Messrs. Xxxxxx, Xxxxx, Xxxxxx, Xxxx, Xxxxxx and Xxxxxx respectively hold the same offices with the other New York-based Xxxxxxxxxxx funds as with the Fund. As of November 7, 2001, the Trustees and Officers of the Fund as a group owned of record or beneficially less than 1% of the outstanding Class A shares of the Fund and owned no shares of Class B or C. The foregoing statement does not reflect ownership of shares of the Fund held of record by an employee benefit plan for employees of the Manager, other than the shares beneficially owned under the plan by the officers of the Fund listed above. Xx. Xxxxxx is a trustee of that Plan. Xxxx Xxxx, Chairman of the Board of Trustees, Age: 76. 0000 Xxxxx Xxxxxx Xxx, Xxxxxxxxx, Xxxxxxxx 00000 General Partner of Odyssey Partners, L.P. (investment partnership) (since 1982) and Chairman of the Board of Avatar Holdings, Inc. (real estate development) (since 1981). Xxxxxx X. Xxxxx, Vice Chairman of the Board of Trustees, Age: 76. 0000 Xxxxx Xxxxxx Xxx, Xxxxxxxxx, Xxxxxxxx 00000 Chairman Emeritus of the Manager (since 1991). Formerly he held the following positions: Chairman (November 1987 - January...
Sample 1
Officers of the Fund the Investment Manager may ask the Fund and the Fund may agree to pay a member of an exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of an exchange, broker or dealer would have charged for effecting that transaction, in such instances where it and the Investment Manager have determined in good faith that such amount of commission was reasonable in relation to the value of the brokerage and research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or the Investment Manager's overall responsibilities with respect to the Fund and to other funds and other advisory accounts for which the Investment Manager exercises investment discretion.
Sample 1
Officers of the Fund. Name, Address,4 Age, Position(s) Held with Principal Occupation(s) During Past 5 Years Fund and Length of Time Served5 ----------------------------------------------- ---------------------------------------------------------------------- ----------------------------------------------- ---------------------------------------------------------------------- Xxxxx X. Xxxxxxxx, VP and Portfolio Manager, Senior Vice President (since January 1999) of the Manager; an Age: 51 officer and portfolio manager of other Xxxxxxxxxxx funds. Prior to joining the Manager in April, 1995, he was a Vice President and Senior Portfolio Manager at First of America Investment Corp. (September 1986 - April 1995). ----------------------------------------------- ---------------------------------------------------------------------- ----------------------------------------------- ----------------------------------------------------------------------
Sample 1
AutoNDA by SimpleDocs

Related to Officers of the Fund

  • Officers of the Company The officers of the Company shall be a chairman and chief executive officer, one or more vice-chairmen, a president, one or more vice-presidents, a treasurer, a secretary, and such other officers as may be elected or appointed from time to time by the Management Committee. Any two or more offices may be held by the same person. Each officer shall hold office until his successor shall have been duly elected or until his death or until he shall resign or shall have been removed by the Management Committee. Election of an officer shall not of itself create contract rights.

  • Officers of the Surviving Corporation The officers of the Company immediately prior to the Effective Time shall be the initial officers of the Surviving Corporation, each to hold office until the earlier of their resignation or removal or until their respective successors are duly elected and qualified, as the case may be.

  • Directors and Officers of the Surviving Company The directors of Merger Sub immediately prior to the Effective Time will, from and after the Effective Time, be the directors of the Surviving Company, and the officers of the Merger Sub immediately prior to the Effective Time will, from and after the Effective Time, be the officers of the Surviving Company, in each case, until their respective successors have been duly elected, designated or qualified, or until their earlier death, disqualification, resignation or removal in accordance with the Surviving Company’s M&A.

  • Directors and Officers of the Surviving Corporation The directors and officers of Merger Sub immediately prior to the Effective Time shall serve as the initial directors and officers of the Surviving Corporation, until their respective successors are duly elected or appointed and qualified.

  • Directors of the Company Promptly upon the acceptance ------------------------ for payment of and payment for any Shares by Merger Subsidiary pursuant to the Offer (and, to the extent the Minimum Tender Condition is waived pursuant to Section 1.01(e), the exercise of the Option as contemplated by Section 1.01(e)), Merger Subsidiary shall be entitled to designate such number of directors, rounded up to the next whole number, on the Board of Directors of the Company as will give Merger Subsidiary, subject to compliance with Section 14(f) of the Exchange Act, representation on the Board of Directors of the Company equal to the product of (a) the number of directors on the Board of Directors of the Company and (b) the percentage that such number of votes represented by Shares so purchased and Shares otherwise held by Parent and its affiliates, if any, bears to the number of votes represented by Shares outstanding, and the Company shall at such time, subject to applicable law, cause Merger Subsidiary's designees to be so elected by its existing Board of Directors. Subject to applicable law, the Company shall take all action requested by Parent necessary to effect any such election, including mailing to its stockholders the information statement (the "Information Statement") containing the information required by Section 14(f) of the Exchange Act and Rule 14(f)-1 promulgated thereunder, and the Company shall make such mailing with the mailing of the Schedule 14D-9 (provided that Parent and Merger Subsidiary shall have provided to the Company on a timely basis all information required to be included in the Information Statement with respect to Merger Subsidiary's designees). In connection with the foregoing, the Company will, subject to applicable law, promptly either increase the size of the Board of Directors of the Company and/or obtain the resignation of such number of its current directors as is necessary to enable Merger Subsidiary's designees to be elected or appointed to the Company's Board of Directors as provided above; provided, however, that prior to the Effective Time (as defined in Section 2.03) the Board of Directors of the Company shall always have at least two (2) members who are neither officers, directors, stockholders or designees of Merger Subsidiary or any of its affiliates ("Merger Subsidiary Insiders") and each committee of the Board of Directors of the Company shall have at least one (1) member who is not a Merger Subsidiary Insider. If the number of directors who are not Merger Subsidiary Insiders is reduced below two (2) for any reason prior to the Effective Time, then the remaining director who is not a Merger Subsidiary Insider shall be entitled to designate a person to fill such vacancy who is not a Merger Subsidiary Insider and who shall be a director not deemed to be a Merger Subsidiary Insider for all purposes of this Agreement. Following the election of Merger Subsidiary's designees to the Company's Board of Directors pursuant to this Section 1.03 and prior to the Effective Time (i) any amendment or termination of this Agreement by the Company, (ii) any extension or waiver by the Company of the time for the performance of any of the obligations or other acts of Parent or Merger Subsidiary under this Agreement or (iii) any waiver of the Company's rights hereunder shall, in any such case, require the concurrence of a majority of the directors of the Company then in office who are not Merger Subsidiary Insiders.

  • Officers and Directors of the Surviving Corporation (a) The directors of the Merger Sub immediately prior to the Effective Time will be the directors of the Surviving Corporation, and they shall hold office until their respective successors are duly elected or appointed or qualified or until their earlier death, resignation or removal in accordance with the Certificate of Incorporation and By-laws as in effect from time to time of the Surviving Corporation.

  • Officers of Surviving Corporation The officers of the Company at the Effective Time shall, from and after the Effective Time, be the officers of the Surviving Corporation until their successors have been duly elected or appointed and qualified or until their earlier death, resignation or removal in accordance with the Surviving Charter and the Surviving By-Laws.

  • Officers, Directors and Employees JML has one officer and director, namely Xxxxx Polos, and has no employees.

  • Board of Directors of the Company (a) As of the Effective Date, the number of directors constituting the entire Board of Directors of the Company is seven, but the Board of Directors may increase its size to eight (8). Apollo (or any representative thereof designated by Apollo) shall be entitled, but not required, to nominate up to three (3) members to the Board of Directors (collectively, the "APOLLO NOMINEES") and the Company shall be entitled, but not required, to nominate the remaining members to the Board of Directors. One Apollo Nominee shall be classified as a Class I Director of the Company, one Apollo Nominee shall be classified as a Class II Director of the Company, and one Apollo Nominee shall be classified as a Class III Director of the Company.

  • Directors, Officers and Employees The Administrator shall authorize and permit any of its directors, officers and employees who may be elected as trustees or officers of the Trust and/or the Funds to serve in the capacities in which they are elected. All services to be furnished by the Administrator under this Agreement may be furnished through such directors, officers or employees of the Administrator.

Time is Money Join Law Insider Premium to draft better contracts faster.