Executing Broker Sample Clauses

Executing Broker. Execution Venue Fee Financial Instrument Fractional Shares An Executing Broker as mentioned in the BUX Order Execution Policy. An Execution Venue in the meaning of XxXXX XX. The fees as published on the Website. A financial instrument within the meaning of MiFID II offered through any BUX mobile application. Fractional shares are pieces, or fractions, of whole shares of a company or ETF as further specified in the Product Information Sheets. Insolvency Event a) if a resolution is passed for Your winding up, dissolution or administration or an order is made against You, the appointment of a receiver, administrator, manager, administrative receiver or similar officer over, or if any encumbrancer takes possession of or sells, all or any part of Your business or assets, the making of an arrangement or composition with Your creditors generally or the making of an application to court for protection of Your creditors generally. If You are part of a partnership, the occurrence of any of the foregoing events in relation to any partner in that partnership shall be deemed an Insolvency Event” in relation to You; or
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Executing Broker. For Documentation Name: ICAP Corporates LLC Name of Person: Xxxxxxx Xxxxxx Address: 0000 Xxxxx 0, Xxxxxxxxxx Financial Cente, Xxxxxx Xxxx, XX 00000 Xxxxxx Xxxxxx Telephone No.: 000 000 0000 Fax No.: Email: xxxxxxx.xxxxxx@xx.xxxx.xxx Clearing Broker For Documentation Name: Xxxxxx Xxxxxxx & Co., LLC Name of Person: A Global FAS Address: 000 X Xxxx Xx, Xxxxxxxxx, XX 00000 Xxxxxx Xxxxxx Telephone No.: 000.000.0000 Fax No.: Email: xxxxxx.xxx@xxxxxxxxxxxxx.xxx For Documentation Name: Xxxxxx Xxxxxxx & Co., LLC Name of Person: Xxxxx Xxxxxx Address: -, -, -, - - United States Telephone No.: - Fax No.: - Email: xxxxx.xxxxxx@xx.xxx For Documentation Name: Xxxxxx Xxxxxxx & Co., LLC Name of Person: Xxxxxxx Xxxxxxx Address: -, -, -, - - United States Telephone No.: - Fax No.: - Email: xxxxxxx.xxxxxxx@xx.xxx For Documentation Name: Xxxxxx Xxxxxxx & Co., LLC Name of Person: Xxxxxxx Xxxxxx Address: 0000 Xxxxxx Xxxxxx, Xxxxxx Xxxxxx Xxxxx, Xxxxxxxxx, XX 00000 Xxxxxx Xxxxxx Telephone No.: 000-000-0000 Fax No.: Email: xxxxxxx.xxxxxx@xxxxxxxxxxxxx.xxx For Documentation Name: Xxxxxx Xxxxxxx & Co., LLC Name of Person: Xxxxxx Xxxxxx Address: -, -, -, - - United States Telephone No.: - Fax No.: - Email: xxxxxx.xxxxxx@xxxxxxxxxxxxx.xxx Trader Customer
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Executing Broker. For Trading For Trading Name: Name: Contact For Trading Name of Person: Name of Person: Address: Address: Telephone No.: Telephone No.: Fax No.: Fax No.: E-mail:Email E-mailEmail: LME berFor B : ctName of Person: ess: Name of Person: Address: hone No.: No.: Email Telephone No.: Fax No.: Email
Sample 1
Executing Broker. Execution Venue Fee An Executing Broker as mentioned in the BUX Order Execution Policy. An Execution Venue in the meaning of XxXXX XX. The fees as published on the Website. Financial Instrument Fractional Shares A financial instrument within the meaning of MiFID II offered through any BUX mobile application. Fractional shares are pieces, or fractions, of whole shares of a company or ETF as further specified in the Product Information Sheets. Insolvency Event
Sample 1
Executing Broker. Execution Venue Fee An Executing Broker as mentioned in the BUX Order Execution Policy. An Execution Venue in the meaning of MiFID II. The fees as published on the Website. Financial Instrument A financial instrument within the meaning of MiFID II offered through any BUX mobile application. Insolvency Event a) if a resolution is passed for Your winding up, dissolution or administration or an order is made against You, the appointment of a receiver, administrator, manager, administrative receiver or similar officer over, or if any encumbrancer takes possession of or sells, all or any part of Your business or assets, the making of an arrangement or composition with Your creditors generally or the making of an application to court for protection of Your creditors generally. If You are part of a partnership, the occurrence of any of the foregoing events in relation to any partner in that partnership shall be deemed an Insolvency Event” in relation to You; or b) if You become insolvent or are otherwise unable to pay Your debts as they fall due, or any act of insolvency or analogous event (to those set out in paragraph (a) above) occurs in respect of You. Laws and Regulations Any applicable Dutch and/or European laws and regulations (including but not limited to the Act on Financial Supervision).
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Executing Broker. Execution Venue Fee An Executing Broker as mentioned in the BUX Order Execution Policy. An Execution Venue in the meaning of MiFID II. The fees as published on the Website. Financial Instrument A financial instrument within the meaning of MiFID II offered through any BUX mobile application. Insolvency Event a) if a resolution is passed for Your winding up, dissolution or administration or an order is made against You, the appointment of a receiver, administrator, manager, administrative receiver or similar officer over, or if any encumbrancer takes possession of or sells, all or any part of Your business or assets, the making of an arrangement or composition with Your creditors generally or the making of an application to court for protection of Your creditors generally. If You are part of a partnership, the occurrence of any of the foregoing events in relation to any partner in that partnership shall be deemed an Insolvency Event” in relation to You; or
Sample 1
Executing Broker. We believe that it is in the best interests of our customers for us to transmit customer orders to an appropriately regulated broker-dealer with access to various U.S. based execution venues, including market makers. As of the date of this Policy, we have appointed a single provider, RHS, to provide this service. RHS is a broker-dealer registered with the SEC and is a member of the U.S. Financial Industry Regulatory Authority. RHS is not authorised or regulated by the FCA. A fractional order is a term used to describe an order for the purchase or sale of a portion of a share. You may accrue multiple fractions to own more than one share in aggregate. To enable fractional share trading for our customers, RHS may act in a principal, riskless principal, or agency capacity. Please visit our Help Centre to learn more about fractional shares or see the Customer Agreement for a further explanation of conditions, restrictions, and limitations associated with fractional shares. For orders in ‘whole shares’ (non-fractional shares), RHS will act in an agency capacity. The SEC adopted Rule 606 to standardise and improve public disclosure of order routing practices. RHS Rule 606 reports are accessible via the UK Disclosure Library. Please note, any references to payments received from third-party market centres do not apply to UK customer trades. Order Routing Robinhood UK has established and implemented policies and procedures, including this Policy, which are collectively designed to be sufficient to obtain the best possible results when transmitting customer orders, subject to taking into account any specific instructions, the nature of the orders, and the nature of the markets and the products concerned. When you place orders with us, you consent to your orders being transmitted for execution as described in this Policy. Please refer to our Help Centre for the available order types. When placing an order, we will provide you with the latest prices of the relevant security available to us, which are provided by a third party. At the time of execution this price may have changed. After placing an order, you might have the option to cancel it before it’s executed within our platform. You can only cancel pending orders. You can’t reverse an order that’s been executed in the market. Even if you try to cancel a regular-hours order (good-til-cancelled or good-for-day) for a NASDAQ-listed stock between 9:25 AM ET and 9:30 AM ET, we’ll keep the order open in the pending stat...
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Executing Broker. Contact Person:....................
Sample 1

Related to Executing Broker

  • No Broker Neither Seller nor any Affiliate of Seller has dealt with any broker, investment banker, agent or other Person, except for Buyer or an Affiliate of Buyer, who may be entitled to any commission or compensation in connection with any Transaction.

  • Executing Agency The parties agree that the execution of the Project and the utilization of the resources of the financing from the Bank shall be carried out by the Borrower, through the National Works Agency of the Ministry of Transport and Works (hereinafter referred to as the "Executing Agency"). CHAPTER I

  • INTRODUCING BROKERS In the situation where you have been introduced to us by an introducing broker, you consent to us exchanging information with that introducing broker for the purposes of this clause 28. You may withdraw your consent by advising us accordingly in writing.

  • Project Executing Agency 1. MDF shall be the Project Executing Agency responsible for carrying out the Project.

  • No Brokers The Company has taken no action which would give rise to any claim by any person for brokerage commissions, transaction fees or similar payments relating to this Agreement or the transactions contemplated hereby.

  • No Broker’s Fees Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

  • Signature Authority Each party has the full power and authority to enter into and perform this Agreement, and the person signing this Agreement on behalf of each Party has been properly authority and empowered to enter into this Agreement.

  • THE BROKER REPRESENTS THE BUYER The broker becomes the buyer’s agent by entering into an agreement to represent the buyer, usually through a written buyer representative agreement. A buyer’s agent can assist the owner but does not represent the owner and must place the interests of the buyer first. The owner should not tell a buyer’s agent anything the owner would not want the buyer to know because a buyer’s agent must disclose to the buyer any material information known to the agent. IF THE BROKER ACTS AS AN INTERMEDIARY: A broker may act as an intermediary between the parties if the broker complies with The Texas Real Estate License Act. The broker must obtain the written consent of each party to the transaction to act as an intermediary. The written consent must state who will pay the broker and, in conspicuous bold or underlined print, set forth the broker’s obligations as an intermediary. The broker is required to treat each party honestly and fairly and to comply with The Texas Real Estate License Act. A broker who acts as an intermediary in a transaction: (1) shall treat all parties honestly; (2) may not disclose that the owner will accept a price less than the asking price unless authorized in writing to do so by the owner; (3) may not disclose that the buyer will pay a price greater than the price submitted in a written offer unless authorized in writing to do so by the buyer; and (4) may not disclose any confidential information or any information that a party specifically instructs the broker in writing not to disclose unless authorized in writing to disclose the information or required to do so by The Texas Real Estate License Act or a court order or if the information materially relates to the condition of the property. With the parties’ consent, a broker acting as an intermediary between the parties may appoint a person who is licensed under The Texas Real Estate License Act and associated with the broker to communicate with and carry out instructions of one party and another person who is licensed under that Act and associated with the broker to communicate with and carry out instructions of the other party. If you choose to have a broker represent you, you should enter into a written agreement with the broker that clearly establishes the broker’s obligations and your obligations. The agreement should state how and by whom the broker will be paid. You have the right to choose the type of representation, if any, you wish to receive. Your payment of a fee to a broker does not necessarily establish that the broker represents you. If you have any questions regarding the duties and responsibilities of the broker, you should resolve those questions before proceeding.

  • Donor Coordination Throughout the multi-year development of the Compact, MCC and the Government have engaged in an inclusive process that included consultations with the United States Government, Nepali communities and key private sector actors, non-government actors, and other donors as well as multilateral organizations. In particular, MCC worked closely with the World Bank and the Asian Development Bank in reviewing and agreeing on various power sector reforms required in Nepal for future programming by the two banks. MCC also consulted frequently with the United Kingdom’s Department for International Development (“DFID”) during its preparation of a political economy analysis of power sector reform.

  • Real Estate Brokers (See also Paragraph 15)

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