Regulatory Rules definition

Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to time, apply to the implementation, operation or amendment of this Plan or the Options granted from time to time hereunder including, without limitation, those of the applicable Regulatory Authorities.

Regulatory Rules means the rules of the Regulators or other laws, rules, codes, guidelines, circulars and regulatory directions issued by the Regulators from time to time;

Regulatory Rules has the meaning given in Article 1, Clause 4.3;

Examples of Regulatory Rules in a sentence

• SHKCOM shall be under no obligation either to act for the Client or upon any instruction, or execute any transaction with or for or on behalf of the Client if there are insufficient funds in the Account, or if SHKCOM believes that the acting or the execution might result in either SHKCOM, any member of the Group or the Client contravening any Laws or Regulatory Rules or for any other reason.

• Further, SHKCOM or any member of the Group or any of their respective officers, employees or agents accept no liability as a result of compliance with any applicable Regulatory Rules.

• Except as permitted by the Regulatory Rules or for the purpose of Closing Out the Client’s open positions or as the Exchange may from time to time prescribe, generally or otherwise, SHKCOM shall not transact for the Client until and unless SHKCOM has received from the Client collateral adequate to cover the Client’s expected trading liabilities, and margins.

• Client is fully aware and hereby agrees that SHKCOM may, subject to the applicable Laws and Regulatory Rules, contract as a principal in any transaction entered into between SHKCOM and Client under this Agreement.

More Definitions of Regulatory Rules

Regulatory Rules means the rules and guidance issued by the FCA and PRA;

Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to time, apply to the implementation,

Regulatory Rules means all relevant statutes, regulations or regulatory rules in any relevant jurisdiction including the FCA Rules applicable to the Services provided under these Terms by us;

Regulatory Rules means the rules of the Regulators or other laws, rules, codes, guidelines, circulars and regulatory directions issued by the Regulators from time to time; and「監管規則」指監管機構之規則或由監管機構不時發佈的其它法例、規則、守則、指引、通知及規管指示；及

Regulatory Rules are the regulations, directives and resolutions which pursuant to its Act of Incorporation shall be passed by OSITRAN and DGAC and which shall be complied with the CONCESSIONAIRE on an obligatory basis

Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to

Regulatory Rules means the ASIC Rules, the ASX Clear Rules, the ASX Settlement Rules, the Corporations Act and the procedures, directions, decisions, requirements, customs, usages and practices of ASIC, ASX, ASX Clear and ASX Settlement. Sponsored Holding means a CHESS Holding of the Participant Sponsored Holder which is identified by a HIN which is, at the request of the Participant Sponsored Holder, notified in writing by the Sponsoring Participant to the Participant Sponsored Holder after this Agreement commences. Withdrawal Instructions means instructions for withdrawal of Financial Products from a Sponsored Holding.